Showing posts with label Islam. Show all posts
Showing posts with label Islam. Show all posts

Tuesday, 23 August 2022

Charles Martel and the battle of Tours: a turning point in world history (part 4)? Legacy and conclusions

So what really was the significance of the battle of Tours in 732? Did it really make a difference to European and world history? Such is a question for the final part of our series to tackle. Firstly, lets start with what medieval people themselves thought of it.


Medieval views on the battle of Tours

Contemporaries far and wide immediately picked up on what was going on. The Venerable Bede (672 - 735), the most internationally renowned theologian medieval England ever produced and, some would argue, its greatest historian, certainly did. In Chapter 23 of Book IV of his Ecclesiastical History, when he was describing the the state of the Anglo-Saxon Church at the time he was writing, he gave a short, journalistic notice:

(Original Latin) Quo tempore gravissima Sarracenorum lues Gallias misera clade vastabat, et ipsi non multo post in eadem provincia dignas suae perfidiae poenas luebant.

(English translation) At what time the Saracens, like a very sore plague, wasted Gaul with pitiful destruction, and themselves not long after were justly punished in the same country for their unbelief

Source: Bede, The Ecclesiastical History of the English Nation, edited and translated by J.E King, Harvard University Press (1930)

A portrait of the Venerable Bede at work, from a twelfth century copy of his Life of Saint Cuthbert (British Library, Yates Thompson MS 26, f. 2r)

Of course, in the Carolingian Empire (751 - 888), ruled over by Charles' descendants, the deeds of the founder of the ruling dynasty did not go forgotten and Tours was no exception. At the same time, it wasn't given the importance which, as we'll see, it acquired later. The Continuation of Fredegar (751) sees it as a great victory, won with divine backing. But at the same time it treats it merely as one of many such victories Charles won in that decade such as the sieges of Avignon and Nimes, also fought against the Muslims, in 737. The Annals of Lorsch (835) simply say that in 732  "Charles [Martel] fought against Saracens on a Sunday at Poitiers." Einhard, writing in the Life of Charlemagne (817), is much more celebratory. Following the model of biography given by the Roman historian, Suetonius, Einhard gives an account of Charlemagne's ancestors in the second chapter, but unlike the anonymous nun who wrote The Earlier Annals of Metz (806), Einhard doesn't say anything about Charlemagne's Pippinid/ Arnulfing ancestors, save for a passing acknowledgement that Pippin of Herstal was Charlemagne's great-grandfather and had held the office of mayor of the palace. Instead, he only really goes back as far as Charlemagne's grandfather, our friend Charles Martel, and says of him:

Charles overthrew the tyrants who claimed rule over all of Francia and so completely defeated the Saracens, who were attempting to occupy Gaul, in two great battles, one at Aquitaine at the city of Poitiers and the second at Narbonne on the River Berre, that he forced them to return to Spain.

Source: Einhard and Notker the Stammerer, Two Lives of Charlemagne, edited and translated by David Ganz, Penguin Classics (2008)

Einhard is alone among Carolingian authors in giving the battle of Tours special significance, and is probably the first historian to have claimed that the Muslims were trying to conquer Gaul rather than just raid it. At the same time, he mentions it alongside the battle of the River Berre, which happened five years later, and so doesn't make it completely decisive either.

After the Carolingian Empire had broken up and the Carolingian royal line had ended in 987, Charles Martel's achievements were still well-remembered. Of course, Adhemar of Chabannes, a native of Aquitaine no less, had something to say about the battle of Tours:

(Original Latin): Tunc Eudo dux cernens se superatum atque derisum, gentem perfidam Saracenorum ad auxilium convocat contra gentem Francorum. Qui egressus de Hispania cum rege suo, nomine Abderrama, Garonnam transeunt, Burdegalam urbem perveniunt, ecclesias concremant, populos consumunt gladio, et usque Pictavis profecti, basilicam Sancti Hilarii igne concremant et ad domum Sancti Martini Turonis evertendam properant. Contra quos Karolus princeps audaciter aciem ministravit et, super eos irruens no longe a Pictavis tentoria eorum subvertit, et cunctum exercitum eorum sternens in ore gladii, regem eorum Abderrama peremit et victor Franciam rediit et ex tunc omnes ceperunt eum cognominare Martellum, quia sicut martellus cunctum ferrum subigit, sic ipse Deo adjuvante, cuncta prelia frangebat. 

(My own translation): Afterwards, Duke Odo, noticing that he had been overcome and humiliated, enlisted the help of the perfidious race of Saracens against the Frankish people. They left Spain with their king, by the name of Abd ar-Rahman, crossed the Garonne, came through the city of Bordeaux, burned the churches to the ground, exterminated the populace, and proceeded to Poitiers, burned the basilica of Saint Hillary to the ground, and hastened to the home of Saint Martin of Tours, intent on destroying it. Against them, Prince Charles boldly commanded his battle-lines, and he rushed over them not far from Poitiers, overturned their camp, slaughtered their entire army, killed their king, Abd ar-Rahman, and returned victorious to Francia. And from that time on, everyone knew him by the nickname of Martel, because like how the hammer drives under all iron, this man, with God’s help, broke the spirits of all his adversaries.

Adhemar, unlike Einhard, makes no claim that this victory saved Gaul from Muslim conquest. As he saw it, the Muslims were simply on a massive plundering raid up to the Loire. Yet he sees that Battle of Tours as a key moment in cementing Charles' reputation and political image, claiming that this was when his nickname of Martel (literally "the hammer", from the Latin martellus) originated.

As we have seen, the battle of Tours and Charles Martel found their place in the Great Chronicles of France, official histories commissioned by King Louis IX of France (r.1227 - 1270), who wanted to preserve the glorious history of the Franks from their ancient Trojan origins down to the present day - the same impulse that had guided Adhemar of Chabannes more than 200 years earlier. These were very widely disseminated indeed, and richly illustrated. 

I must confess that I completely lack expertise on the Muslim point of view. According to Gustave von Grunebaum in Classical Islam: A History, 600 - 1258 AD"This setback may have been important from the European point of view, but for Muslims at the time, who saw no master plan imperiled thereby, it had no further significance." Some Arab historians writing later in the Middle Ages, like the Moroccan chronicler Ibn Idhari al-Marrakushi in his The Amazing Story of the Maghreb (1312), referred to the battle of Tours as "the path of the martyrs." But he also applied that epithet to Duke Odo's victory over the Muslims at Toulouse on 9 June 721. And broadly speaking, it seems like any defeat at the hands of an army of Christian infidels was seen as constituting a form of martyrdom for those Muslim soldiers who went down fighting. Basically, it seems to me, from a cursory glance, that medieval Muslims remembered Tours but didn't see anything special about it.


Modern views of the battle of Tours 

Just like the medieval historiography of the battle of Tours begins with Bede, the modern historiography of it begins with that other colossal figure that is sometimes called England's greatest historian - Edward Gibbon (1737 - 1794). In Volume 9, Chapter 52 of his History of the Decline and Fall of the Roman Empire (1788), he wrote in his trademark verbal wit and bespoke, inimitable prose:

A victorious line of march had been prolonged above a thousand miles from the rock of Gibraltar to the banks of the Loire; the repetition of an equal space would have carried the Saracens to the confines of Poland and the Highlands of Scotland: the Rhine is not more impassable than the Nile or Euphrates, and the Arabian fleet might have sailed without a naval combat into the mouth of the Thames. Perhaps the interpretation of the Koran would now be taught in the schools of Oxford, and her pulpits might demonstrate to a circumcised people the sanctity and truth of the revelation of Mahomet. From such calamities was Christendom delivered by the genius and fortune of one man. Charles, the illegitimate son of the elder Pepin, was content with the titles of mayor or duke of the Franks, but he deserved to become the father of a line of kings ... 

he nations of Asia, Africa, and Europe advanced with equal ardour to an encounter which would change the history of the whole world. In the six first days of desultory combat, the horsemen and archers of the East maintained their advantage; but in the closer onset of the seventh day the Orientals were oppressed by the strength and stature of the Germans, who, with stout hearts and iron hands, asserted the civil and religious freedom of their posterity. The epithet of Martel, the Hammer, which has been added to the name of Charles, is expressive of his weighty and irresistible strokes: the valour of Eudes was excited by resentment and emulation; and their companions, in the eye of history, are the true Peers and Paladins of French chivalry. After a bloody field, in which Abderame was slain, the Saracens, in the close of the evening, retired to their camp. In the disorder and despair of the night, the various tribes of Yemen and Damascus, of Africa and Spain, were provoked to turn their arms against each other: the remains of their host was suddenly dissolved, and each emir consulted his safety by an hasty and separate retreat. At the dawn of day, the stillness of an hostile camp was suspected by the victorious Christians: on the report of their spies, they ventured to explore the riches of the vacant tents; but, if we except some celebrated relics, a small portion of the spoil was restored to the innocent and lawful owners. The joyful tidings were soon diffused over the Catholic world, and the monks of Italy could affirm and believe that three hundred and fifty, or three hundred and seventy-five, thousand of the Mahometans had been crushed by the hammer of Charles; while no more than fifteen hundred Christians were slain in the field of Tours. But this incredible tale is sufficiently disproved by the caution of the French general, who apprehended the snares and accidents of a pursuit, and dismissed his German allies to their native forests. The inactivity of a conqueror betrays the loss of strength and blood, and the most cruel execution is inflicted, not in the ranks of battle, but on the backs of a flying enemy. Yet the victory of the Franks was complete and final; Aquitain was recovered by the arms of Eudes; the Arabs never resumed the conquest of Gaul, and they were soon driven beyond the Pyrenees by Charles Martel and his valiant race. It might have been expected that the saviour of Christendom would have been canonised, or at least applauded, by the gratitude of the clergy, who are indebted to his sword for their present existence. But in the public distress the mayor of the palace had been compelled to apply the riches, or at least the revenues, of the bishops and abbots to the relief of the state and the reward of the soldiers. His merits were forgotten, his sacrilege alone was remembered, and, in an epistle to a Carlovingian prince, a Gallic synod presumes to declare that his ancestor was damned; that on the opening of his tomb the spectators were affrighted by a smell of fire and the aspect of a horrid dragon; and that a saint of the times was indulged with a pleasant vision of the soul and body of Charles Martel burning, to all eternity, in the abyss of hell.

Gibbon thus elevates Charles Martel and the battle of Tours to a place of pivotal importance in European and World history. As he saw it, this was the epic last stand of "the Christian republic of nations" against the otherwise unstoppable tidal wave of Islamic armies. Had Charles Martel lost, all of Europe would have become Muslim. Gibbon also touches on another, darker side of Charles Martel's reputation, as a despoiler of church property. All throughout the Decline and Fall, Gibbon loves to indulge in nothing more than a good bit of verbal wit and irony. The University of Oxford is one his targets here, with that throwaway line imagining the Quran being taught there. Gibbon spent one highly desultory year in Oxford in the 1750s, where he loathed its ultra-narrow, conservative curriculum (only Classics and Theology were on offer to undergraduates) and the parochialism and privilege that its academics wallowed in - "port and prejudice" was his memorable turn of phrase. Desperately in need of intellectual stimulation, Gibbon came across the writings of Bossuet, Louis XIV's confessor and the leading proponent of Gallican theology, which resulted in him converting to Catholicism in secret. This in turn led to Gibbon being expelled from Oxford, and his father sending him on a corrective sojourn to Lausanne on Lake Geneva, the Mecca of Reformed Protestantism, though this instead led to him coming under the influence of secularist thinkers like Jean Jacques-Rousseau and David Hume. And the main target of his irony here is the very religion he flirted with as an impressionable youngster but soon saw the good sense to reject. Charles Martel saved the Catholic Church, yet they expressed their gratitude by deeming him worthy of eternal damnation just because he took landed estates away from the bishops and abbots to support and remunerate the very soldiers that had saved Christendom from the Muslims. Papistical clerics being petty and self-interested ... what a surprise! All of this would have been honey to the ears of Gibbon's readership in Georgian Britain - only a few years earlier in 1780, the anti-Catholic Gordon riots had broken out in London. At the same time, Gibbon had said plenty of things that offended Anglicans too, especially his negative characterisation of the early Christian communities and dislike of laws that favoured one religion over others (only Anglicans could stand for Parliament until 1828). And he'd called Europe's leading proponent of secularism, Voltaire, a "bigot." Like his friend and mentor David Hume, whose iconoclastic A History of England from Julius Caesar to the Glorious Revolution (1761) had rustled many feathers, he claimed to be an "impartial" historian. And, perhaps most notably, Gibbon was one of the first historians of the battle of Tours who had any interest in Islam as a belief system in its own right. Throughout the Middle Ages, indeed ever since Islam first appeared on the scene in the seventh century, and for most of the early modern period as well, Islam was mostly viewed either as a Christian heresy (like in Dante's Divine Comedy) or a form of paganism (like in the Song of Roland). Indeed, terms like Islam or Muslim don't seem to turn up in Latin, Greek and European vernacular sources before about 1800. Instead, Muslims are either referred to as followers of Muhammad or by terms with tribal/ ethnic overtones like "Saracens", "Ishmaelites" or "Hagarenes", and their religion is not given a noun of its own. Gibbon himself denoted the Muslims by the collective noun of "Mahometans", and his contemporary Thomas Paine in Common Sense (1776) referred to Islam as "the Turkish Church." "Islam" and "Muslim" would not enter mainstream use in Western Europe until the nineteenth and twentieth centuries, and they did so slowly. Yet the period between the relief of the Ottoman siege of Vienna in 1683 and Napoleon's invasion of Egypt in 1798 did see the beginnings of scholarly interest in Islam beyond finding material for interfaith polemics - the impetus behind Abbot Peter the Venerable of Cluny commissioning the first Latin translation of the Quran in the twelfth century. The "Orient" was becoming increasingly an area of intellectual curiosity in its own right, and Gibbon as a teenager living in Kingston-upon-Thames (he went to school on the other side of the road from where I went to school) omnivorously devoured all the secondary works on the histories of the Arabs, Persians, Turks and Mongols which were then available to him in English and French. And his chapters on Muhammad and the rise of Islam is one of the most celebrated bits of the six volumes of the Decline and Fall of the Roman Empire, and its possible that had it not been for Gibbon including him, the Victorian writer Thomas Carlyle would not have admitted Mohammad to the pantheon of history's "great men" - Carlyle's glowing account of Muhammad's life formed the basis of western views of the prophet of Islam for about a century to come. I think its fair to say that Gibbon's account of the battle of Tours marked a significant turning point in its historiography - rather than being simply about Frankish military prowess repulsing infidel invaders from Christian Gaul, it became a story of conflict between belief systems and civilisations on which everything yet to come in history hung in the balance. 

Portrait of Edward Gibbon by Henry Walton (1773), in the National Portrait Gallery in London, NPG 1443

That the battle of Tours was an event of world-changing significance was the orthodox view throughout the nineteenth century. The early Victorian historian Sir Edward Shephard Creasy (1812 - 1878) included the battle of Tours in 732 in his The Fifteen Decisive Battles of the World: from Marathon to Waterloo (1851). Among the other decisive battles featured, apart from the ones in the title, were the defeat of the Romans at Teutoberg Forest (9 AD), the Battle of Hastings (1066), Joan of Arc's victory at Orleans (1429), the defeat of the Spanish Armada (1588), Tsar Peter the Great's triumph over the Swedes at Poltava in Ukraine (1709), the defeat of the British at Saratoga (1777) during the US War of Independence, and the defeat of the Prussians and Austrians by the First French Republic at Valmy (1792) at the start of the French Revolutionary Wars. Its highly significant that, in a book so completely biased towards battles from Greek, Roman and English history, Tours, Poltava and Valmy were nonetheless admitted to the Pantheon. The title inspired a line from the Major General's Song in Gilbert and Sullivan's famous comic opera The Pirates of Penzance (1879):

I am the very model of a modern Major-General
I've information vegetable, animal, and mineral
I know the kings of England, and I quote the fights
Historical
From Marathon to Waterloo, in order categorical

Thomas Arnold (1795 - 1842), headmaster of Rugby School,  architect of Public School reform in Victorian England and an early proponent of "muscular Christianity", believed that the importance of the battle of Tours was even greater than that of the Teutoberg Forest in creating the modern world, calling it "one of those signal deliverances that have for centuries affected the happiness of mankind." In France, Belgium and Germany, the nations that had once been the heartlands of the Carolingian Empire, the celebration of the battle of Tours in 732 as a world-changing event was even more rapturous. Arnold's contemporary, Leopold Von Ranke (1795 - 1886), the founding father of the modern academic discipline of history (until the 1820s, no university awarded degrees in history, and historical skills and methods were not taught to students in any formal or systematic way - Ranke himself was a philologist by training), declared that the battle of Tours was a turning point that ushered in one of the most important eras in the history of the world.  The great Belgian medievalist, Godefroid Kurth (1847 - 1916), opined "the battle of Tours must remain one of the greatest events in the history of the world as upon its issue depended whether Christian civilisation should continue or Islam prevail throughout Europe." As the German military historian Hans Delbruck (1848 - 1929) saw it, there simply was "no more important battle in the history of the world."

Such viewpoints of the battle of Tours as a world-altering event carried on into the next century, though not all of them were as celebratory. Adolf Hitler, if his close friend and armaments minister Albert Speer is to be believed, saw Charles Martel's victory at Tours as something to be regretted. In his view, the Muslim conquest of Europe would have been a good thing, since he believed Islam was better suited to the Germanic temperament than Christianity and would have made the Germans more warlike and uncompromising. 

While historical knowledge does progress cumulatively, historiographical fashions really do go backwards and forwards. Since the end of WW2 and European decolonisation, the pendulum swung the other way, and it became very unfashionable to see clashes of civilisations, battles and great men as the forces from which the course of history unfolds. More recent assessments of the battle of Tours have moved in line with that. Most historians now would argue that when the Muslims rapidly conquered the Visigothic kingdom in the 710s, they were already reaching the logistical and administrative limits of feasible expansion. That is to say that getting new manpower and supplies to frontier was already becoming too time-consuming and costly for the Arab army to have permanent bases that far north. It is also to suggest that the distances and the geography involved would have meant that Arab military forces in Gaul would have largely been beyond the effective control of the Ummayad high command even in Gibraltar or Kairouan, let alone in Damascus. After all, as we saw in part three, northeastern Spain was under the control of essentially unpoliceable Berber and Bedouin marcher lords, to the point that some even allied with external powers against the central government as Munuzza did with Duke Odo against the Umayyad governor Abdul ar-Rahman. In this light, modern historians see much less as being at stake. They would see Abdul ar-Rahman's military aims as being nothing more than to plunder all the old Gallo-Roman cities and monasteries up to the Loire Valley. This would be done in order to gain enough booty to pay the soldiers (outside Andalusia, the Roman tax system that the Visigoths had kept going for so long was no longer operational) and keep the tribal leaders placated so they wouldn't turn against the centre or each other - all part of the ghanima (plunder economy). The Umayyad regime in Spain and the Western Maghreb of course did implode following the failure of both the Tours campaign in 732 and the Provence campaign of 736 - 737 with the Berber revolt of 740 - 743. The Western Maghreb (Morocco and most of Algeria) was permanently lost to the Arab Caliphate after the Revolt, and Spain was only recovered with Syrian troops being dispatched there in 743. To modern historians this all screams like the Arab Caliphs had bitten off more than they could chew. 

Representative of the prevailing scholarly opinion now is Philip Khuri Hitti's remark in a History of Syria including Lebanon and Palestine (2002), remarks, "in reality, nothing was decided on the battlefield of Tours. The Moslem wave, already a thousand miles from its starting point in Gibraltar – to say nothing about its base in al-Qayrawan – had already spent itself and reached a natural limit." 

Likewise, and also signifying the general shift in historiography that have taken place since the Victorians and accelerated since the end of the second world war, Geoffrey Parker (one of the most eminent military historians currently alive) remarks in the editor's note to The Readers Companion to Military History (2001) "The study of military history has undergone drastic changes in recent years. The old drums-and-bugles approach will no longer do. Factors such as economics, logistics, intelligence, and technology receive the attention once accorded solely to battles and campaigns and casualty counts. Words like 'strategy' and 'operations' have acquired meanings that might not have been recognizable a generation ago. Changing attitudes and new research have altered our views of what once seemed to matter most. For example, several of the battles that Edward Shepherd Creasy listed in his famous 1851 book The Fifteen Decisive Battles of the World rate hardly a mention here, and the confrontation between Muslims and Christians at Poitiers-Tours in 732, once considered a watershed event, has been downgraded to a raid in force."

There have however been some dissenting voices in the academy. Norman Cantor, a historian who late in his career acquired something of a reputation as an enfant terrible, wrote in his 1993 revised edition of The Civilisation of the Middle Ages that "it may be be true that the Arabs had not fully extended their resources and they would not have conquered France, but their defeat (at Tours) in 732 put a stop to their advance to the north." Victor Davis Hanson, another historian who is definitely not afraid to be controversial among his more politically correct (he did after all go on to write a book in 2019 called The Case for Trump), argues similar things to similar effect in Carnage and Culture: Landmark Battles in the Rise of Western Power (1999).

Outside the world of academic historical scholarship, the picture is, perhaps unsurprisingly, very different. In the popular imagination, battles and great men (great women as well, nowadays), are still the great movers and shakers of history. And when we look to the realm of politics, such a way of viewing history has been exploited for some downright racist and hawkish purposes. A French far-right, anti-Arab terrorist group in the 1970s and 1980s called itself "Club Charles Martel", and orchestrated a number of bombings and kidnappings against the Algerian government/ Algerian citizens in France between 1973 and 1987 as revenge for the country getting its independence in 1962 - fortunately, only one of these terror attacks (the very first) led to any fatalities. More recently, an American white nationalist organisation has called itself the Charles Martel Group, and set up its own journal, The Occidental Quarterly, edited by Kevin B MacDonald, a washed-up professor of evolutionary psychology at California State University turned anti-Semitic conspiracy theorist, which has published articles from various fringe academics in the Anglosphere who hold scientific racist views i.e. Richard Lynn, a professor of psychology at Ulster University until his dismissal in 2018, who has argued that black people are less intelligent than white people and endorsed eugenics. Post-9/11, this way of viewing the significance of the battle of Tours as made its way into mainstream American neoconservative circles, where notions of a "clash of civilisations" (itself a term popularised by the neoconservative luminary Samuel P Huntingdon) and "the West and the rest" have never lost vigour. Rodney Stark, a respected sociologist of religion turned Catholic-convert and right-wing public intellectual, argues in the provocatively-named God's Battalions: The Case for the Crusades (2005), that the Muslims did indeed attempt to conquer all of Europe in the eighth and ninth centuries, and that if it wasn't for Christian victories like at Tours in 732 this could have indeed succeeded. Stark then uses this as evidence to demonstrate that the Crusades were fundamentally a defensive war done to save Europe from further Muslim incursions by taking a pre-emptive strike at them in their heartlands - back-projecting the Bush Doctrine in other words (Stark was a supporter of the Iraq war). I'm not going to get into a discussion about the causes of the Crusades here, but it suffices to say that Stark's thesis is ahistorical nonsense on stilts, and is not taken seriously by actual trained, professional Crusades historians. Indeed, it is notable that, while eighth century writers did use the language of Old Testament Holy War to describe Charles Martel's victory, Charles Martel did not, unlike Emperor Heraclius or his own grandson, get reinvented as a spiritual father of the Crusading movement later on in the Middle Ages. And in all the surviving versions of Pope Urban II's speech at Clermont on 25 November 1095 (and they do contradict each other in a number of places), no mention of the Battle of Tours or indeed any Muslim aggression against Christians prior to the last 25 years is mentioned.

But enough with the historiographical survey. What do I think of the significance of the battle of Tours? Well, in my opinion, the only way to really approach this question is to do a counter-factual exercise.


What is counter-factual history when it is at home?

Counter-factual history is something that all historians do, if in most cases subconsciously. It involves positing the consequences of "what if" a certain event never happened or did so differently to how it actually did historically, or "what if" certain conditions necessary for an event or process to happen at a given place and time were/ were not in place. Indeed, it is essential to understanding two of the most important concepts in the historian's analytical toolkit - cause and effect. For example, if one were to say "the fall of the Roman Republic was caused by Julius Caesar crossing the river Rubicon in 49 BC", one is implicitly proposing the following counterfactual: that had Caesar not crossed the Rubicon, the republican constitution would have survived and Rome would not have transitioned to military dictatorship followed by autocratic hereditary monarchy. Now many an ancient historian would counter that implicit counter-factual by saying that in 50 BC the Republic was already heading towards its expiry date, and that if it wasn't going to be Caesar, or even his erstwhile ally soon to be arch-nemesis Pompey, then some other ambitious general was going to seize supreme and unlimited power in Rome for himself. Either that, or the Republic was going to implode from the mounting pressures of class-conflict, familial rivalries and political factionalism. Such a response in turn rests on counter-factual reasoning, in more ways than one - it would, of course, imply that some other event, further back in time, was the essential cause of the Republic's demise, or that had Roman government and society been configured differently from the word go it might not have fallen. Without counterfactuals, the history we write would not be able to proceed beyond the descriptive level - "this is how it was, this is what happened" etc. 

Its also been practiced since history writing began. Herodotus, the "father of history", provides a counter-factual for what would have happened had the Athenians not defeated the Persians at Salamis in 480 BC, but had instead decided to abandon Athens and migrate over to Sicily instead. His answer: the Persian fleet would have sailed unobstructed round the Peloponnese, and the rest of Greece would have quickly surrendered to King Xerxes. At the end of the first century BC, Livy considered whether, if Alexander the Great had lived for another twenty years, he would have invaded Italy and conquered Rome. His answer: the Romans would have beaten him with their superior manpower reserves of conscript soldiers (as opposed to the smaller, professional standing army of the Macedonians) and by allying with Carthage. More recently, in 1931, a collection of essays titled If It Had Happened Otherwise was published, which included a contribution by none other than Winston Churchill himself, imagining what had happened if Robert E Lee had won the Battle of Gettysburg in 1863. His answer: the Confederacy secures its independence from the United States of America, but the British Empire becomes a broker between the two, leading to the three merging together into the "Association of English-speaking Peoples" which single-handedly prevents WW1 from breaking out.



At the same time, paradoxically, counterfactual history often carries with it a bit of bad rap in the academy. Too often it can easily be dismissed as a glorified parlour game or speculative fiction writing exercise. The fact there's a whole sci-fi subgenre called "alternate history" doesn't help in this respect - I became acquainted with this when I read "The Man in the High Castle" by Philip K Dick, which imagines a world in the 1960s where the Axis have won WW2, the Third Reich is locked in a cold war with the Japanese Empire and the former United States of America is divided into three zones. 

Indeed, a lot of counterfactual scenarios are far from neutral, scholarly exercises and can end up falling into one of three categories based on their political/ intellectual subtext. The first is Comfort History: "be glad things happened the way they did, because the world would be a whole lot the worse if they did not." Anything that involves speculating about what if the Axis won WW2 almost automatically falls into this category, but arguably so does Herodotus' counterfactual on Salamis and, most relevant to us, all those implicit counterfactuals from Edward Gibbon and his Victorian successors on the battle of Tours. One of the scenarios in If It Had Happened Otherwise (1931), by Ronald Knox, imagined that if the General Strike of 1926 had succeeded, the United Kingdom would have ended up under Bolshevik rule. The second is Wish Fulfilment: "if only things had gone differently, the world would be so much better today than this sorry state of affairs." This is incredibly common, to the point that Sir Richard J Evans, formerly Regius Professor of History at Cambridge, has argued in Altered Pasts (2014) that counterfactuals, when taken as a serious historical exercises, are almost invariably reactionary in their political subtext. It is notable that If It Had Happened Otherwise (1931), as well as featuring a contribution from one of the greatest British conservative statesmen of the twentieth century that undoubtedly fits into the "wish fulfilment" subcategory, also featured contributions from Hilaire Belloc and G.K Chesterton, England's two most celebrated/ reviled conservative Catholic public intellectuals of the early twentieth century. It was itself edited by J.C Squires, a fascist sympathiser who met with Benito Mussolini and Sir Oswald Moseley. Its also notable that many of the leading proponents of counterfactual history today are right-wingers, the likes of Niall Ferguson and Andrew Roberts or, from the generation preceding theirs, J.C.D Clark and John Charmley. J.C.D Clark, who was a real firebrand among historians of eighteenth century Britain back in 1980s, has indulged the counterfactual of the Glorious Revolution of 1688 not happening, which according to him would then mean that the American Revolution of 1776, the French Revolution of 1789 and the Great Reform Act of 1832 wouldn't have happened either. To Clark, a historian who once said at a conference "I am fundamentally opposed to the modern world", such a counterfactual scenario would have been perfect, leading to the preservation of the Ancien Regime with its three pillars of Divine Right Monarchy, Established Church and Aristocracy that he's so nostalgic for on both sides of the Atlantic. Niall Ferguson has likewise argued that the UK should have stayed neutral in August 1914 on the grounds that WW1 would have ended much quicker, millions of human lives would have been saved, the Bolshevik Revolution in Russia, the rise of fascism, Hitler and the Holocaust would have all been pre-emptively avoided, the British Empire would have remained a global superpower into the twenty-first century, Europe would have come under German economic domination and something resembling the EU would have been created. Even more controversially, John Charmley has suggested that Churchill should have kept quiet in the late 1930s/ Halifax should have taken his place as PM in May 1940 and the UK should have made peace with Hitler, so that the Third Reich and the Soviet Union could have fought each other to a standstill before their regimes both imploded, the British Empire could have survived into the twenty-first century as a global superpower (again!) and the USA would have stayed isolationist and not achieved global hegemony. Meanwhile, left-liberal historians, like Evans himself, or Marxists, tend to be averse to counterfactual histories because they believe that historical events unfolded the way they did for good reason, and that they were beyond the control of a few powerful individuals formally making decisions - social groups and economic, technological, cultural and ideological forces, they'd argue, are the ones really in the driving seat. Then third type of counterfactual is Bizarre Fantasy. For example, Arnold J Toynbee, who wrote a monumental 12 volume history of the rise and fall of civilisations between 1934 and 1961 that no one reads today, imagined a longer-lived Alexander the Great not only conquering Carthage and Italy but also conquering China and India, his immediate successors conquering the Americas and the Hellenistic world experiencing an industrial revolution. Toynbee might have had a brilliant imagination, but the idea of Macedonian phalanxes travelling across the Middle East on steam trains really is a science fiction thought experiment, not a serious historical enquiry.

Yet despite all these pitfalls, I'm a lot less pessimistic than Evans is about counterfactuals. I actually think they're both unavoidable and actually quite enlightening - so long as you do them properly! Walter Scheidel in Escape From Rome: The Failure of Empire and The Road to Prosperity (2019), makes a brilliant case for counterfactuals, along with comparisons, actually being two of the most scientific approaches to history - when done properly, they're the closest we get to actually falsifying our own hypotheses. To avoid pointless speculation/ daydreaming fantasies, he sets up two ground rules. The first is the minimal rewrites rule. The course of historical events can be altered, but the basic facts about the personalities (their backgrounds, traits and aims) and the society in question  (government structures, economic system, cultural values, geographic and ecological conditions etc) cannot. For example, Scheidel argues that had the Ming Dynasty allowed the treasure fleet voyages of Admiral Zheng He to continue past 1433, then China almost certainly wouldn't have discovered the Americas and established a colonial empire before the Europeans got to the New World, because that would mean having to substantially alter all of those things. The second is the short term consequences rule. For example, when asking what would have happened had Catherine of Aragon produced a son/ Henry VIII's jousting accident at Greenwich Palace in 1536 been fatal/ Mary I managed to produce an heir and live longer, one should focus on what the immediate consequences of the English Reformation being aborted would have been for sixteenth century Europe, not what the world would look like in 2022 with a still-Catholic England. The former we can actually know from what was going on at the time. The latter on the other hand involves an infinite variety of second order counterfactuals that are equally plausible/ implausible. 


So, had Charles Martel lost at Tours, could the Arabs have conquered Gaul then?

Ok so lets imagine the following scenario. The Arabs win the battle of Tours. Lets also imagine that neither Charles Martel nor Duke Odo survive the battle. What happens next? What we can say with complete certainty is that the Arabs would have plundered the monastery of Saint Martin of Tours, an event that would likely have sent shockwaves across Francia and beyond and raised questions about why God was trying to punish the Christian faithful. Charles Martel's eldest son, Pippin the Short, was eighteen and so was more than capable of succeeding him as mayor of the palace. Charles' younger brother, Count Childebrand (the youngest son of Pippin of Herstal from Alpaida), would have probably stood by his nephew, though we can't be sure of it. Pippin the Short's half-brother, Grifo, from Charles Martel's second wife/ concubine Swanahild, was a toddler and therefore not going to present a credible challenge. And the Merovingian kings were, at this point, in no position to launch a constitutional coup against their Carolingian mayors of the palace. Even the most revisionist historians would agree that by the 730s, the Merovingian kings, as well as being excluded from any kind of political decision-making, had no powerbase, independent of the mayors of the palace, to speak of. They had no networks of aristocrats, churches or retinues of warriors under their control, and Einhard was probably right in claiming that they possessed a single, essentially stipendiary landed estate. The only trump card they had left was reverence for the bloodline, but all that did was prevent the Carolingians from pushing them aside altogether - due to various circumstances, that would have to wait until 751. It does not seem like there were any other aristocratic families left in Francia who were willing and able to challenge them for the position of mayor of the palace, as Ragemfred had done in 716. Overall, it seems unlikely that Francia would have collapsed into civil war if Charles Martel was slain at Tours in 732. At the same time, as a comparison with Visigothic Spain after the battle of Guadalete in 711 would remind us, its far from impossible that some members of the Frankish and Aquitanian elites would have sought rapprochement with the Muslims following a single crushing military defeat. After all, following King Roderic's death in 711, Visigothic resistance led by King Achila II continued in the central Iberian Plateau until 716, and after Achila's death King Ardo held out in Catalonia and Septimania (modern day Herault department, France) until 721. Yet what undermined these attempts to stall the Muslim conquest was that many Visigothic nobles were willing to make deals with the invaders, in which they kept their lands and offices in return for paying tribute to their new rulers. The Treaty of Orihuela in 713 between General Theodemir, the Visigothic governor of Murcia, and Abd al-Aziz, the son of the Umayyad governor of Africa, is an instructive example. Who's to say that such a thing was unconscionable to a Frankish count? 

We know nothing of the size of the Frankish army at Tours. Neither All estimates of the size of armies are from chroniclers writing long after the event, who almost certainly didn't have access to army lists or any other kind of official statistics. The size of early medieval armies is, at any rate, a super controversial subject that at the moment is in a kind of scholarly impasse. On the one hand, there are scholars who think they could be very large indeed, regularly in the tens of thousands and sometimes on an even greater level of magnitude than that. The leading proponents of this view are the late Karl Ferdinand Werner and more recently Bernard and David Bachrach (a father and son duo of early medieval military historians) and Charles R Bowlus. On the other hand, there are those who think that a field army larger than 5,000 was not economically, logistically or administratively viable for any early medieval western ruler, and that campaign armies were often half, a fifth or an even smaller proportion of that size. The leading proponents of this view include early twentieth century historians like Hans Delbruck, Charles Oman, Ferdinand Lot, Francois Louis Ganshof, more recently the late Peter Sawyer (who influentially argued in the 1960s that the Viking Great Heathen Army that conquered Northumbria, East Anglia and Mercia between 867 and 871 couldn't have been larger than 1,000 warriors), Nicholas Brooks and Timothy Reuter, and currently Guy Halsall. Delbruck, Oman, Lot and Ganshof's views on early medieval warfare generally are far too outdated - the fact they still merit a mention here is ultimately down to the fact that there have never, at any given time, been very many historians writing on early medieval warfare. And some have noticed a gap between historians of Insular early medieval (Anglo-Saxon, Celtic and Viking) warfare, who tend to incline towards minimalist views on the size of early medieval armies, and historians of Continental early medieval warfare, who have been more inclined towards maximalist estimates. Reuter and Halsall, however, show that such a tendency is by no means universal. I'm not going to compare the merits of the arguments put forward by both sides of the debate here, nor do I feel qualified to.

And early medieval demography itself is highly contested. Until the ninth century polyptychs, surveys produced for royal and ecclesiastical estates located mostly in what is now northern and eastern France, we have no concrete data at even a local level for creating estimates for the population of Frankish Gaul as as a whole. We therefore can have only the foggiest idea not only of the size of the armies that fought, but also of how much they accounted for of the military manpower pools of the respective states. Put it another way, we really can't know how likely it was for the Frankish military to bounce back had they been defeated at Tours. 

There's also the question of aims. It does seem most likely that Abdul ar-Rahman was simply looking to raid Gaul, not conquer it. But then again, Tariq ibn Ziyad came to Spain in 711 to raid, not to conquer, yet ten years from his victory at Guadalete, the Visigothic kingdom had fallen under Muslim rule. Very often things can start small and become something bigger. No one could have known that a skirmish between French troops and British colonists (led by a young George Washington) in the Pennsylvania Back Country on 3 July 1754 (the battle of Fort Necessity) could have escalated into a genuinely global conflict involving all the major European powers - the Seven Years' War (1756 - 1763).  WW1, likewise, could have been a short-lived regional conflict like the First Balkan War (October 1912 - March 1913), had it not been for some decisions made by the respective leaders of the major European powers and their ministers between 28 July and 4 August 1914 - namely France and Russia choosing to go to war with the Central Powers to protect Serbia, and Germany choosing to send its armies through neutral Belgium to attack France, which brought the UK into it. History is full of contingencies, which is why, on the whole, it is not a very effective tool for predicting the future. Most historians in 1973, 1980 or even 1987 did not expect the Berlin Wall to come down, the Soviet Union and Yugoslavia to break up or the United States of America to remain the pre-eminent world power into the twenty-first century, which was exactly why the British historian Paul Kennedy's The Rise and Fall of the Great Powers (1987), an otherwise magisterial analysis of the fortunes of European imperialism in the sixteenth to mid-twentieth centuries, became famous for the wrong reasons. 

So while there's nothing to suggest that an Arab Conquest of Gaul would have been the predetermined outcome of the battle of Tours, but at the same time nothing to suggest it was completely implausible, lets imagine a scenario in which it did indeed come to pass. How would the Umayyads have securely established rule in Gaul and brought about its Arabisation/ Islamisation. If we think back to part 2 of this series, one of the key ingredients for this kind of thing to happen was a functioning tax system. When the Arabs conquered Syria, Palestine, Egypt and Africa, they were able to simply take over the Roman imperial tax system, and the same held true in Iran with the Sassanian one. Even in Spain, the Visigothic regime bequeathed to them a not as high-powered but still functioning tax system, though it doesn't seem to have operated much outside the south. This may explain why the Umayyad rulers of Spain struggled to exercise effective power outside of Andalusia until well into the ninth and even the early tenth centuries. But in Gaul, the old Roman tax system that the early Merovingians had kept going, and even tried to ramp up in the reign of Chilperic I, was now completely dead. By the end of the seventh century, the gold coinage it was collected in had failed and was now being issued in a debased form by mints in semi-private hands, and the last references to taxes being collected in Gaul are from the Loire Valley in the 720s. 

Without a functioning tax system in the conquered territories, how was the Arab army going to get paid? The answer is simple: by doing what Arab leaders had hitherto always avoided, that being settling troops on the land. And as we saw in part 2, by paying the troops with tax revenue and placing them in garrison cities, the Arabs were able to remain an aloof, conquest elite and have cultural integration work from the top-down. However, if they were settled on the land, then that kind of strict separation between conquerors and conquered would not be possible to maintain, and so the Arab soldiers and administrators were more likely to go native. Some degree of Islamisation may have happened - in Septimania, the only part of modern day France ever to come under Islamic rule and only for about four decades a Muslim cemetery has been found at Nimes. 

And the conquest of Gaul would not have saved the Umayyad Caliphate. It had serious structural weaknesses that stemmed from the nature of its fiscal administration. All tax collection was done by at a regional level by officials from that region and most tax revenue was spent in the region it was collected in, paying the soldiers and officials there. Only a small portion of the tax revenue from Egypt, Iraq and Iran went towards the centre (Damascus), and from the regions west of Egypt nome at all. The Caliphs thus overwhelmingly relied on their Syrian resources. And when faced with provincial rebellions and civil war, they could only rely on the loyalty of their Syrian troops, as was the case in the Second Fitna of 680 - 692 or the Berber revolt in the 740s. Arab tribal rivalries, ethnic tensions between Arabs and Berbers/ Iranians and growing sectarian divisions over what gave Caliphs their legitimacy to rule the Muslim community of believers, made these revolts a persistent and destabilising problem. its really hard to see how the Umayyad Caliphate could have remained intact for more than a generation after 750. As it played out historically, after the Berber revolt in the 740s, the army of Iran turned against the Caliphal centre in Damascus and the Umayyads were ousted from there. By the 760s, the new Abbasid dynasty had established rule over Syria, Iraq, Iran, Khurasan, Egypt and loosely over Tunisia, with their power base in Iraq (the court was at the newly founded city of Baghdad and later at Samarra). The Maghreb however was lost forever and Spain was under the control of an Umayyad court in exile at Cordoba, where their loyal Syrian troops still held out. 

The smaller scale polities that emerged in the western Islamic world in the late eighth and early ninth centuries were much less good at expanding. It took the Aghlabid emirs of Tunisia 75 years (827 - 902) to conquer Sicily from the Roman Empire, even though it was only a peripheral far western outpost, and Constantinople's attention was mostly focused elsewhere. In this light, the idea of Arab armies reaching the confines of Poland and the highlands of Scotland, as Gibbon vividly imagined seems extremely unlikely.

And to top it all off, there's the simple fact that Muslim incursions into Gaul did not end at Tours in October 732. In 736 - 737, the Umayyad governors of Spain again invaded southern Gaul, and this time they were able to find an ally in the form of another semi-independent frontier ruler - Maurontus, the Patrician of Provence. Such advances were again beaten back by none other than Charles Martel, who successfully captured the fortified cities of Avignon and Nimes and routed the Arab army at the battle of the river Berre near Narbonne. Perhaps together, these victories can be considered decisive at scuppering Umayyad ambitions in Gaul, but why single out Tours then? The view that Tours was the great turning point in stopping Islamic expansionism, therefore, does not stand to scrutiny.


But there's more to it than that anyway ...

The other thing we need to consider in relation to the battle of Tours' significance is what it meant for the rise of the Carolingians. I think there it was indeed decisive in three ways.

The first is what it meant for the expansion of Carolingian power into the Gallo-Roman south of Gaul. The Tours campaign would have enabled Charles to realise the weaknesses of Duke Odo's semi-independent Aquitaine, which he'd become increasingly aware of from when he first fought against Duke Odo in 720 and from his invasion of northern Aquitaine the year before the battle of Tours. The fact the Arabs had been able to progress as far as they could would have shown that Aquitaine was highly vulnerable militarily. And the fact Duke Odo and his Gallo-Romans had called on Charles Martel to protect them helped hammer home that Aquitaine was part of the Merovingian kingdom, and by that token any future hostility from the dukes of Aquitaine could be treated as rebellion. This would help pave the way for the conquest and subjugation of Aquitaine under Charles' son and successor, Pepin the Short, in the 760s. Meanwhile, the Arab invasion of south-eastern Gaul in 736 - 737 enabled Charles Martel to expand his power there, conquering Provence in retaliation to the perceived treachery of Maurontus and the need to defend Burgundy, as well as making headway into Septimania, the conquest of which would be completed by Pepin the Short in 759. The Arab invasions in the 730s thus paved the way for some brilliant opportunities for the Carolingians to expand their power from the Frankish north into the Gallo-Roman south.

Secondly, winning such crushing victories against non-Christian enemies served to strengthen the prestige and reputation of Charles Martel and his dynasty. To eighth century people, victories in battle were not just a demonstration of the strategic skill of the commanders or martial prowess of the soldiers. They were a sign that God had intervened in the physical world to grant them earthly success, which could take the form of victory in battle. Conversely, defeat in battle was a sign of God's displeasure, which could also take the form of famines, floods, earthquakes, plagues and other natural disasters. And while God's ultimate purpose could not be known, to have his momentary favour was a sign that your cause was legitimate, while to incur his momentary displeasure was a sign that you were in the wrong. As the great Christian theologians and historians of late antiquity, Eusebius, Jerome, Augustine and Orosius had outlined, all of human history from the Creation of Man 3952 years before the Birth of Christ or 5200, depending on how you calculated the passing of time in the Old Testament, and the Last Judgement at some unspecified date in the future was the unfolding of God's ultimate plan for humanity. It was thus linear and passed through successive epochs, marked by key milestones in the plan being reached. From the Creation of Adam and Eve to the Great Flood was the First Age. From Noah's Ark to Abraham offering Isaac as sacrifice was the Second Age. From Abraham's Covenant with God to Moses leading the Hebrews out of captivity in Egypt or David defeating Goliath was the Third Age (you can see where J.R.R Tolkien, a medievalist and a devout Roman Catholic got his inspiration for the ages of Middle Earth). The Fourth Age then went on until the Jews had endured their captivity in Babylon following the fall of the kingdom of Judah (the last remnant of David's Israel) to Nebuchadnezzar. The Fifth Age began with the Persian king Cyrus the Great freeing the Jews from their Babylonian Captivity and restoring Solomon's Temple in Jerusalem, and carried the story forward to the Birth of Jesus Christ. At the beginning of the Sixth Age, which medieval people believed they still lived in, Christ had fulfilled God's covenant with Abraham and the Old Law of Moses, had taught humanity the way of Salvation, died for its redemption and then resurrected. The Sixth Age would then continue all the way through to the emergence and subsequent defeat of the Antichrist and Christ's Second Coming (prophesised in Revelation), after which the Last Judgment would happen and with it the end of the world, human history and time itself. When this would happen, could not be known - Christ had given no indication in the Gospels of how far off in the future his Second Coming. Some early Christians thought it would happen at a time when the original Twelve Apostles were still alive, or when the Roman Empire was converted. The Sack of Rome in 410 had raised fresh questions about when the world would end. In response to such questions, St Augustine had argued in 428 that we simply could not know when the world was going to end, and that good Christians should refrain from prophecy. To what extent early medieval people heeded St Augustine's warnings against making apocalyptic prophecies is highly disputed. But as Bernard McGinn and Robert Markus have argued, Augustine's position was hardly meant to be reassuring. On the contrary, while it meant that the onset of the Apocalypse could be a thousand years in the future, it also meant that it could be a generation from now, next Tuesday or even tomorrow. And in the meantime, people in the Sixth Age were left trying to figure out the meaning of the events that God kept throwing at them, which might or might not be connected to the coming of the Apocalypse. Indeed, this gave way to a kind of historical thinking in which personalities and events from the Old Testament might appear to be repeating themselves in the present.

Charles Martel's encounters with the Muslims were ripe for interpretation in this way. Indeed, as we can see from that short extract from Bede, pretty much from the very moment that the battle of Tours took place it was interpreted as the judgement of God against the infidel Saracens at work. And when the Carolingians started to write the histories, they immediately drew connections between Charles Martel's successes against the Arabs and events in the Old Testament. The Continuation of Fredegar, written in the 750s, uses the verb inruit ("he rushed in") in its account of the Battle of Tours, the same verb that is used in the  prophecies of Balaam in Chapter 24 of the Book of Numbers when he describes how the spirit of God "rushed in" to the tents of the Israelites before crushing their pagan enemies. The Fredegar continuator also refers to Charles Martel by the epithet belligerator, used in the Book of Maccabees that recounts the struggle of the Jews against the Seleucids. And of course it says that Charles Martel won the battle with the help of the Lord. In its account of the siege of Avignon in 737, the Continuator likens it to the fall of Jericho to Joshua - these would make their way into Adhemar of Chabannes' early eleventh century account of the siege, where he also compared the besieging Frankish army to Gideon's men fighting the Midianites. It also works to very consciously portray Charles Martel as a defender of Christian holy places from Saracen depredations. And the Earlier Annals of Metz (806), likewise gives a lot of attention to Charles Martel's battles with the Saracens, and uses them as evidence of how the rise of the Carolingians, ever since it began with the battle of Tertry in 687, was backed by God. Whether or not this is at all reflective of the general response to Charles Martel's victories against the Muslims at the time they happened (the 730s), they do at least show how important they were to legitimising the Carolingian dynasty as the eighth century progressed further, and indeed how the Carolingians themselves saw them - the Continuation of Fredegar was commissioned by Charles Martel's own brother, Count Childebrand, and the Earlier Annals of Metz was written under the patronage of Charles' granddaughter Gisela, abbess of Chelles and sister to the emperor Charlemagne. If such perspectives were indeed sincerely held by the Carolingian family, then their victories over the Saracens may have helped them gain the self-confidence needed to do away with the Merovingian royal figureheads who still nominally ruled the Frankish kingdom.

And that brings us to the final way in which the battle of Tours and the second campaign against the Umayyads in 736 - 737 were decisive in relation to the rise of the Carolingians. It brought them to the attention of the Papacy. The eighth century papacy was in a very precarious situation. It was beginning to fall out with its political sovereign and military protector, the Roman emperor in Constantinople, over a messy theological issue - Iconoclasm. Now you see, the struggle against the Muslims, who had taken so much territory from them and threatened Constantinople twice (in 674 - 678 and again in 717) made the Roman emperors wonder what they had done that was so displeasing to God. They decided to put the blame on figurative religious art, which had always had a certain ambiguity about it in Christianity it due to the condemnations of idolatry in the Old Testament and a general sense of the superiority of scripture to images in conveying Christian messages. So in 726, the Roman emperor, Leo IV the Isaurian (r.718 - 741), banned artistic depictions of Christ, the Virgin Mary and the saints from churches. This was immediately met with opposition from Pope Gregory II and his successor Pope Gregory III, which resulted in the papacy being deprived of its estates in Sicily and Calabria and jurisdiction over the metropolitan sees of Southern Italy, Sicily and Illyria, which was transferred to the Patriarch of Constantinople. The Roman Emperor was the main source of military protection for the Pope in Italy against the hostile Lombard kingdom. So if the Pope wasn't going to give in and accept Iconoclasm as a theological doctrine, then he would need to find another protector. Since the Pope also took great interest in the struggle against Islam - remember how he congratulated Duke Odo for his victory over the Muslims in 721 - he identified a candidate for his new protector in none other than Charles Martel. Sometime between 739 and 741, towards the end of his life, Charles Martel received an embassy to Francia from Pope Gregory III, where they exchanged gifts and Charles promised military support to protect the "patrimony of Saint Peter" from the Lombards should the Pope request it. This Carolingian-Papal alliance would then set off a chain of events that would lead to the Pope giving the go ahead for Pepin the Short to depose the last Merovingian king in 751, Pippin the Short's invasion of Italy in 754, Charlemagne's conquest of the Lombard kingdom in 774 and the coronation of Charlemagne as Western Roman emperor in 800. The Carolingian-Papal alliance was thus an development of macrohistorical importance, both for propelling the ascent of the Carolingian dynasty and Frankish hegemony in Western Europe, and the long-lasting damage it did to relations between Rome and Constantinople and the Greek and Latin churches. While I don't think Henri Pirenne in Mohammed and Charlemagne (1937) and Peter Brown in The World of Late Antiquity (1971) were right in identifying the eighth century as the moment when the ancient world became the medieval, its importance should not be understated. And by 800, the Mediterranean world, now polarised between the Latin Christian Franks, the Greek Christian Romans and the Muslim Arabs couldn't have been a further cry from what it had been four centuries earlier, when all of it had been under the political, cultural and ideological hegemony of the Roman Empire. And in the meantime, the Carolingians' continual quest for legitimacy and divine favour led to various developments that would shape government, religion and intellectual life for centuries and whose legacies last to this day. It is these that I hope to explore in detail in subsequent posts on this blog.

Thursday, 28 April 2022

Charles Martel and the battle of Tours: a turning point in world history? A four part series (part 2)

 The early Islamic Conquests to 721

The areas under the rule (on paper, anyway) of the Muslim Umayyad Caliphs in Damascus in 721. By this point it covered a land area of 4.3 million square miles. This would have made it the largest empire in human history to date at that time - for reference, Alexander the Great's empire covered just over 2 million square miles at the time of his death in 323 BC, and the Roman Empire controlled 1.93 square miles in land area at its territorial height under Trajan in 117 AD. Within the subsequent span of human history, only six empires have ever been bigger than the Umayyad Caliphate in 721 - (in ascending order) the Second French Colonial Empire (territorial height reached in 1920), the Spanish Empire (territorial height reached in 1789) China under the Qing Dynasty (territorial height reached 1760), the Russian Empire/ the Soviet Union (territorial height reached in 1895/ 1945), the Mongol Empire (territorial height reached in 1270/ 1309) and the British Empire (territorial height reached in 1920). Note that maximum territorial extent does not equate to when that empire was at the height of its power generally, the Spanish Empire being a case in point. Nor is land area what determines everything for imperial power - the ancient Roman Empire derived much, or indeed most, of its strength from making the Mediterranean mare nostrum and controlling all its trade routes, and in the case of the British Empire, don't you know the song "Rule Britannia, Britannia rules the waves." Map Credit: Gabagool - File:Umayyad750ADloc.pngAnd based on: The expansion of the Muslim Caliphate until 750, from William R. Shepherd's Historical Atlas., CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=92884827


So in order to understand the battle of Tours, we need to have a look at the other side. How did Muslim armies get to Gaul only a century after the death of the Prophet Muhammad in Arabia, more than 3700 miles away. Why had Arab Muslim power expanded so far so fast? After all, never before or since in history has everywhere between the Atlantic Ocean and the Tian Shan mountain range and between the Caspian Sea and the Sahara Desert been unified under the control of a single political entity (the Arab Muslim Umayyad Caliphate in this case? So what made this achievement possible? Before we get to the Islamic conquests themselves, we need to cast our minds back a little bit to the geopolitical situation that created them.


Twilight of the ancient world: Rome and Persia's final showdown (602 - 628)


Around the time Clovis and the early Merovingians, whom we talked about in the previous post, were establishing their control over Gaul, and the Anglo-Saxon kingdoms were forming in lowland Britain, the geopolitical situation in West Asia was essentially stable, as it had been half a millennium prior. Since the first century BC, the Near East had been dominated by two superpowers - Rome and Persia. The geopolitical situation in 525 AD was, in its fundamentals, the same it had been in 25 BC, and looked something like this:

Map Credit: 
https://www.timemaps.com/history/middle-east-500ad/

Note that stable does not imply peaceful. In 53 BC, Rome's attempts to expand east of the Euphrates were halted when Marcus Licinius Crassus was slain by the Parthians, who ruled in Persia at that time, at Carrhae near Harran in modern day Turkey. When the Bacchae by Euripedes was subsequently performed at the Parthian court, they brought out Crassus' severed head. In 114 - 117 AD, Trajan had conquered Armenia, Assyria and Babylonia (modern day Iraq) from the Parthians, but Hadrian decided it wasn't worth trying to hold on to them and that it was better to scale back and focus on defensible frontiers. Caracalla (r.211 - 217) seems to have been intent on bringing Persia itself under Roman rule, clearly indicated by his proposal to marry the daughter of the Parthian king Artabanus IV in 216, but was assassinated while on campaign against the Parthians.


In 224, the Parthians, who were generally happy to not to bother the Romans so long as they agreed to keep to their established zones of control, were overthrown and replaced by a new dynasty - the Sassanians. The Sassanians took a much more aggressive approach towards the Romans. It was under them that Zoroastrianism, the ancient religion of Persia which saw the material world as divided between the cosmic forces of good and evil, underwent a massive revival and became a huge part of the official ideology of the Sassanian state. The Sassanians were convinced that they were the descendants of the legendary Aryan kings mentioned in the Avesta (the authoritative collection of Zoroastrian holy texts). It was thus their goal to subject all of humanity to the rule of Eransahr ("the empire of the Iranians), so that peace and justice could reign throughout the world and the forces of light and good could triumph over the forces of darkness and evil. It was thus necessary for them to bring to heel all rival civilisations, especially Rome and India, by at the very least making their rulers acknowledge the Sassanian Shahanshah (literally "king of kings") as their rightful overlord. An early propaganda victory was scored for the new dynasty when the second Sassanian King of Kings, Shapur I (r.242 - 270), captured the Roman emperor Valerian (r.254 - 260) at the battle of Edessa. This moment would then be immortalised in a stone relief at Naqsh-e-Rostam in Fars province, Iran.


The Naqsh-e-Rostam relief showing the Roman emperor Valerian kneeling before Shapur. photo credit:
Carole Raddato from FRANKFURT, Germany. Licenced by Wikimedia Commons. 


What stopped the Romans and Sassanians from knocking seven bells out of each other nearly as regularly as either might have liked came down to a combination of factors on either side. In the case of the Romans:
  1. The need to deal with barbarian invaders on their other frontiers. For example, Roman attempts to invade Persia in the 430s were diverted by Attila the Hun going on a rampage through the Balkans; the Roman Imperial court in the East also sent large expeditionary forces to try help their beleaguered Western counterpart deal with the Vandals in Africa and Sicily in 441 and 474. 
  2. Opportunistic generals trying to usurp the imperial throne. Always a big problem in Roman history. It was thus imperative that if a full-scale military campaign against Persia should be launched, the emperor should be in charge of it. The last pagan Roman emperor, Julian the Apostate, tried to personally lead a massive amphibious campaign against the Sassanians in Iraq in 363. However, being an edgy Neoplatonist philosopher, he thought he was above wearing armour, which needless to say left him vulnerable, and so he died in battle.
  3. Religious divisions, specifically over the nature of Jesus Christ. We saw in the previous post, when we talked about Clovis' conversion, that it mattered a lot whether he chose to be a Chalcedonian/ Catholic Christian (someone who believed that God the Father and God the Son were equal and had always coexisted) or an Arian (someone who believed that God the Son was inferior to, and had been created by, God the Father). In the Eastern Roman Empire, the divide wasn't between Arians and Chalcedonians but between Chalcedonians and Monophysites. Monophysites, like the Chalcedonians, believed that God the Father and God the Son were coequal, but that God the Son was made of one substance. The Chalcedonians, on the other hand, believed that God the Son was made of two separate substances, one completely divine and one completely human. This was the real, super divisive issue of the day kind of like Brexit, Trump, Extinction Rebellion, Black Lives Matter, Megxit or whatever. The sort of thing that could split families and neighbourhoods against each other. Even the Blues and the Greens, the two chariot-racing teams at the Hippodrome in Constantinople took sides on this issue - the Greens and their fans were Chalcedonian and the Blues and their fans were Monophysite. The obvious modern parallel to this would be the rivalry between the Celtic and Rangers football teams in Glasgow tapping into the bitter religious divisions there - Celtic being supported by the Catholics and Rangers by the Protestants. Much like with Catholics and Protestants in Northern Ireland and Glasgow, these religious divisions between Monophysites and Chalcedonian often led to violent confrontations and riots in Constantinople and provincial cities like Thessalonica and Antioch. This naturally made issues of public order and religious unity more prominent on emperor's minds than launching costly military campaigns in the east.

In the case of the Sassanians, their main problems were:
  1. Regular dynastic instability. Like most societies in the ancient world, the Sassanians practiced open polygamy, or more accurately polygyny (women didn't get to have multiple husbands). The ancient Greeks and Romans were thoroughly unusual at the time in only permitting men of all social ranks to have one legitimate wife, though divorce and remarriage were easy and it was socially acceptable for married men to have sexual relations with concubines (so long as the relationship didn't become public), prostitutes and slaves (male or female). Having many legitimate wives meant that Sassanian Shahanshahs had multiple sons from different mothers with valid claims to the throne. And while the Sassanians didn't divide up the realm following the death of a king like the Merovingians (as we saw in the previous post) did, they didn't have a concept of primogeniture either. Thus, disputed successions and dynastic civil wars were not uncommon, which could draw in foreign powers. For example, Bahram V had to rely on the support of the king of the Lakhmids, a large Arab tribal confederacy, in order to claim the throne from his half-brother, Shapur IV, in 420. Sassanian Shahanshahs often had to placate potentially rebellious brothers and half-brothers by carving out autonomous territories for them to rule as sub-kings.
  2. Trouble with the aristocracy. There is some debate amongst historians as to how the Sassanian Empire worked internally. Was it a centralised and bureaucratic state, like Rome or China? Or was it a more decentralised regime, with the Shahanshah essentially being a high king presiding over a federation? What we cannot really doubt, however, is that Sassanid Persia had an very rich and powerful class of nobles, who could boast agricultural estates as extensive, genealogies as ancient and martial abilities as impressive as the House of Sassan. Nobles believed that they had the right to rebel against kings they saw as unjust or incompetent. After the exceptionally long reign of Shapur II (309 - 379), the Sassanians went through four kings in the next forty-one years, each one of them being violently deposed by the nobility. This isn't quite the level of political turnover as the Roman Empire during the crisis of the third century (235 - 284), but comparable to England during the Wars of the Roses (1455 - 1487) or indeed the Merovingian kingdoms in the second half of the seventh century as we saw in the previous post. But, unlike in the Roman empire (no ancient Roman imperial dynasty survived for even a century) and somewhat like with the Merovingian case, there was a strong sense that the House of Sassan was special and had a unique right to rule. Thus when the nobles rebelled and tried to depose a king, they would replace him with one of his brothers or half-brothers. Only in 589 would a member of the nobility, Bahram VI Chobin from the House of Mihran, try to claim the throne for himself. 
  3. Invaders from the Eurasian Steppe. It wasn't just the Romans who were troubled by barbarians on their northern frontiers. We all know the Romans were menaced by Attila the Hun in the fifth century AD. But the Sassanians were menaced by Huns too, and for much longer. In the late fourth century, some of the Huns chose to migrate westwards from their Mongolian homeland to the Great Hungarian plain. Instead they went south and conquered the rich cities strategically located on the Silk Road and fertile river valleys of modern day Uzbekistan, Tajikistan and Afghanistan from the Sassanians. Then they settled down there, worked hard to win the support of the native Sogdians and Bactrians who furnished them with literate administrators, levied the land tax, minted coins and did everything else sedentary rulers did. By the mid-fifth century the ruling dynasty of the Huns were known as the ... wait for it ... Heffalumps. I mean Hephthalites. Sorry about the slip there. But undoubtedly they were as terrifying as Heffalumps. And just as it wasn't an easy task for Winnie the Pooh and Piglet to try and catch a Heffalump, the Hephthalites with their formidable armies of nomadic horsemen and advanced structures of sedentary government were an absolute Devil for the Sassanians to defeat. Only by enlisting the help of the Gokturks, the new kids on the block among the nomadic peoples of the Eurasian Steppe, were the Sassanians able to finally defeat the Hephthalites and reclaim their Central Asian territories at last in 557. Indeed, it was the common Hunnic threat that meant that the fifth century was largely a period of peace and indeed some degree of co-operation between Romans and Persians.
Via Wikipedia Commons: a fifth century plate depicts Bahram V out hunting

Via Wikimedia Commons: a relief at Taq-e-Bostan, Kermanshah province, Iran, created to commemorate the coronation of Ardashir II (r.379 - 383) depicts him receiving the royal diadem from his brother, Shapur II (r.309 - 379), with the God of light, Mithra, guarding him from behind. The two brothers stand over the corpse of the Roman emperor Julian the Apostate, who they defeated in 363. Photo credit: By dynamosquito from France - Shapur II investiture at Taq-e Bustan, CC BY-SA 2.0, https://commons.wikimedia.org/w/index.php?curid=32705055

Via Wikimedia Common: '"Help! Help!" cried Piglet. "A Hephthalite! A horrible Hephthalite!"' A mural from the abandoned city of Dilberjin Tepe in Afghanistan depicts a Hephthalite king. 


Thus this superpower conflict dragged on for a very long time, with neither side really gaining an obvious upper hand. In the meantime, it consumed everyone's attention, just as a few generations ago the Cold War did or the tensions between the USA and China does today. Let's take as an example a fairly typical passage from our old friend, Gregory of Tours, in the year 579:

The troops of Tiberius beat the Persians in battle and came home victorious, carrying enough booty to satisfy the cupidity of any man, or so one would have thought. Twenty elephants which they had captured were paraded before the emperor (Book 5, Chapter 30).

How did Gregory, tucked away in his corner of Merovingian Gaul, find out what was going on more than 2000 miles away. His account of what went on in the year 591 gives us some indications:

In the sixteenth year of King Childebert's reign and the thirtieth year of King Guntram's, a bishop called Simon travelled to Tours from foreign parts. He gave us news of the overthrow of Antioch and described how he himself had been led away captive from Armenia to Persia. The King of the Persians had invaded Armenia, sacking the country, burning down the churches and, as I have said, taking this bishop away into captivity with his flock. It was on that occasion that they tried burning down the church of the Forty-eight Saints and Martyrs, who met their deaths in this region, as I have described in my Book of Miracles. They piled the church high with heaps of wood soaked in pitch and pigs' fat, and then set blazing torches to it. Despite all their efforts this inflammable material would not catch fire, and when they saw this miracle performed by God they left the church. One of his fellow prelates came to hear of how Bishop Simon had been led off into captivity, and he sent his men with ransom-money to the King of the Persians. The King accepted the ransom, unchained Simon and released him from slavery. The Bishop then left the region and travelled to Gaul, where he sought help from the faithful. That was how he came to tell me this story, just as I have set it out above (Book X, Chapter 23).

People in the sixth century West hearing news about (attempted) desecration of holy sites and the brutal treatment of civilians in war in the Middle East, and what sounds like an Eastern Christian refugee coming to Europe, really makes you think when reading this "does anything change at all?"

How did this equilibrium come to an end? The answer is that the internal situation was changing in each of the empires.

In the case of the Sassanians, from the time of the aforementioned Bahram V (r.420 - 438), the Sassanian Kings of Kings went about building a strong working consensus with the nobility. Slowly they managed to convince them that a superior kind of power and prestige came from service to the state than from being, well, noble alone. The seals of sixth century Persian nobles, for example, depict them wearing the headgear their offices entitled them to wear at court, and only occasionally vaunted their noble lineage alongside their official, state-issued title. They also began ramping up the propaganda. Court scholars in the fifth century worked to write down the epics and histories of the mythical early dynasties of Persian kings, which had hitherto been passed down orally. These explicitly identified the Sassanians with the Kaynian dynasty, who had saved the world from the legions of nomadic barbarians from the far north and east and demons in the service of Angra-Mainyu, the Zoroastrian equivalent of the Devil. The aristocrats could see themselves in the heroes that had faithfully served the Kaynian kings against the forces of darkness and evil. For exaple, after the general Sukhra had liberated the men held captive by the Huns after they'd defeated and killed Shahanshah Peroz (r.457 - 484), he claimed descent from the heroes Karen and Tus who'd saved Iranian kingship after King Nawdhar had been slain by the forces of evil. Meanwhile the Hephthalites could be identified with the "evil and oppressive" xiaona or xyonyan (too similar to "Hun" to be merely coincidental), one of the Steppe barbarian peoples in the service of Angra-Mainyu. In the Avesta, they had invaded Iran under their King Arjasp but had been been defeated by King Wishtasp. Indeed, Sassanian kings from Yazdegerd I (399 - 420) on had included the title ramsahr, which King Wishtasp had held, to their coins. No doubt as a consequence of this ideology, they were able to get the nobles to co-operate in building 195 km wall in what is now Turkmenistan called the Great Wall of Gorgan, on which permanent forces of 15 - 30,000 soldiers would be stationed, to defend against the Hephthalites. Indeed it was located almost exactly where, in the Avesta, the hero Arash had fired an arrow to define the limit between Iran (the land of good, light and civilisation) and Turan (the land of barbarism, darkness and evil). So through a powerful religious ideology and effective consensus-building with the aristocracy, the Sassanian kings were able to, by the sixth century, build up a stronger, more centralised state than they'd had in the fourth century. And once the Hephthalites were out the way in 557, they were able to focus all their attentions westwards, towards the Roman Empire.

Meanwhile, the Romans were experiencing a downturn in their fortunes. Under Justinian the Great (r.527 - 565) the Roman military, and the tax-system that supported it, became overstretched in his attempts to reconquer the Western provinces from 533 to 554. The long drawn-out war against the Ostrogoths in Italy, was so downright devastating for the Italian economy that the Roman state was barely able to collect taxes in the reconquered province afterwards. Meanwhile, the coming of pandemic disease in the form of bubonic plague in the 540s, decimated the population, especially in the cities of the Eastern Mediterranean, which in turn meant less economic productivity and less people to tax. In subsequent decades it would go on to wreak havoc in Gaul (as we mentioned in the previous post), and would even reach Britain. Famines induced by climate change and volcanic activity also depleted the tax base. And from the 560s, new barbarian threats came from the north. Even in good times, the raising of the tax revenues necessary to support the bureaucracy and army was hampered by corruption and various forms of passive resistance. Now, funding them was becoming extremely difficult. And to make matters worse, while all this was going on, new external barbarian threats were appearing on the horizon. The Lombards invaded and overran roughly two thirds of Italy in 568 - not until 1870 would the Italian peninsula be under the effective authority of a single ruler again. And towards the end of the sixth century, the Avars, a Steppe nomad confederacy that had settled on the Great Hungarian Plain, and their vassals the Slavs, began to terrorise the Balkans. It was in the context of the unravelling of Justinian's imperial project in the West, pandemic disease, catastrophic global cooling, famine and incessant warfare, that there was a growing sense among Christians from Gaul (apocalyptic thought is implicit in Gregory of Tours' Histories) to Syria that Biblical prophecies were being fulfilled and the end of the world was coming soon. With everything that's going on in the world right now, its perhaps easier for us to get inside the headspace of people living in the late sixth century than it would have been for historians, say, twenty-five years ago.

Under Emperor Maurice (r.582 - 602), the situation was starting to improve a bit for the Romans. By intervening decisively on the side of the legitimate Sassanian Shahanshah Khosrow II during the revolt of the usurper Bahram Chobin in 589 - 591, Maurice managed to guarantee peace and security on the eastern frontier. This meant he could divert the Roman legions towards dealing with the Lombards in Italy and the Avars and Slavs on the Danube. But money continued to be a problem. Maurice had faced mutiny in the army back in 588, when he cut soldiers' wages by a quarter. But in 600, he refused to ransom 12,000 Roman legionaries who had been captured by the Avars, despite protests from within the army led by one of his generals, Phocas, and so the legionaries were slaughtered. In 602, when Maurice tried to get his troops to campaign beyond the Danube during the Winter because it was too expensive to have them quartered in Roman territory, they revolted and overthrew him. Maurice and his two sons were executed, and Phocas was proclaimed emperor.

Phocas proved to be a highly authoritarian and unpopular ruler, and the Roman Empire was plunged into a state of effective civil war. Khosrow II saw his chance, reneged on what he had promised a decade ago and renewed war with Rome. By 610, the Euphrates frontier had collapsed. In the same year, Heraclius, the son of the governor of Africa, sailed up to Constantinople with a massive fleet, Phocas' supporters abandoned him and Heraclius was proclaimed the new Roman emperor. 

In 613, Persian armies entered Damascus, and in 614, with the help of local Jews and Samaritans, they captured Jerusalem, massacred the Christians and seized the remains of the True Cross on which Christ was crucified, sending them back to Persia. At this point, the Roman senate in Constantinople tried to sue for peace. They sent envoys, who told Khosrow II that Heraclius was the Shahanshah's "true son, eager to perform the services of your serenity in all things." Khosrow immediately had the envoys executed. He was not fighting an old-style war with the aim of capturing strategic frontier cities and fortresses or making the Romans pay tribute and acknowledge the Shahanshah's authority over all civilised humanity. This was a war of annihilation! Only one empire was going to make it out of the war alive!
Coin of Khosrow II, minted at Ram Hormuz in southwestern Iran and found at Thamesfield, Greater London, in 2017. Another coin of his has been found at Anglesey in Wales. As for how they might have got to Britain in the early seventh century, see this post from Dr Caitlin Green's excellent blog. 

In 619, Egypt fell to the Persians. Now only Anatolia stood in their path. Meanwhile, Heraclius was making crisis measures. The salaries of soldiers and government officials were halved and churches were having their gold and silver plate stripped and melted down to make more coins to be used to pay off the Avars and buy allies in the Caucasus. He also made a religious propaganda drive, tapping into the widespread fears of imminent apocalypse at the time, playing up the Persian atrocities committed in Jerusalem and describing the war against the Persians as a Christian "holy war." He also managed to train a large force of soldiers in guerrilla warfare, so that they could push through the mountains of Armenia to attack the Persians in their own heartland - Heraclius knew that the best defence was a good offense!

In 624, Heraclius got his revenge for the massacre of the Christians in Jerusalem by invading Armenia and destroying the Zoroastrian fire temple at Takht-i-Suleiman. He also dispatched envoys to the Gokturks (its them again), asking them to send armies to fight the Persians. Meanwhile, the Persians were laying waste to the ancient cities and senatorial great estates of Anatolia. Ephesus, Sardis, Halicarnassus, Magnesia, cities that went back to Dark Age and Archaic Greek colonies and were more than a millennium old, were mostly reduced to smouldering ruins, and even after the war was over they were either completely abandoned or were reduced to a much smaller urban area. In 626, Khosrow enlisted the support of the Avars and they laid siege to Constantinople from both sides of the Bosphorus. Heraclius did not take the bait and the siege failed, apparently with the miraculous intervention of the Virgin Mary. 

By 627, Heraclius and his Gokturk allies had broken through the Persians' northern frontier defences in the Zagros mountains and the Caspian littoral. Soon they had reached the plains of Syria, and on 12 December 627, Heraclius won a decisive victory over the Persians at Nineveh. For this battle for the fate of two empires, at the twilight of the ancient world, to have have happened at the site of the old capital of the Assyrian Empire which the Babylonians and Medes had captured and destroyed in 612 BC, is too poetic to be true. The Roman and Gokturk armies then came down into Iraq, one of the great breadbaskets since the dawn of civilisation itself, destroying the rich agricultural estates of the Sassanian nobility. When Heraclius reached the Sassanian capital of Ctesiphon in 628, he was told that Khosrow II had been deposed in a coup, and that the Sassanians now wanted peace. The eastern provinces were restored to Roman rule and the True Cross was restored to Jerusalem. Heraclius was triumphant - he had saved the empire from destruction by showing the political and military skills worthy of an Augustus, a Trajan or a Constantine. Roma Invicta indeed!

News reached far and wide of Heraclius' accomplishments, including to Merovingian Gaul where King Dagobert (remember him from our previous post), at Heraclius' insistence, had forcibly converted his Jewish subjects to Christianity. Such anti-Jewish persecution was in part collective punishment for what had happened at Jerusalem in 614, but no doubt was also linked to a strong sense that the end of the world was coming and thus the remaining Jews needed to be won over to Christ. And they would be much remembered for a long time afterwards. Adhemar of Chabannes, writing in the early eleventh century, remembered what had happened four hundred years ago very well indeed:

(Original Latin) Tunc Eraclius imperator crucem Domini de fano Cosdroe, quod erat in Perside, victor detulit in Hierusalem, et exaltacio sancte Crucis in sua civitate tunc facta est. Eo Tempore, piissimus imperator Eraclius Dagoberto munera misit, et rogavit ut baptizare compelleret omnes Judeos qui erant in omni regno ejus; quod et factum est.

(My translation) Then, the emperor Heraclius, who was in Persia, defeated Khosrau, who had taken away the cross of the Lord from the temple in Jerusalem, and so with holy exaltation erected the Cross in his city [Constantinople]. At that time, the most pious emperor Heraclius sent gifts to Dagobert, and asked that he would force all the Jews who were living throughout his kingdom to be baptised; and that was done. 

The Roman emperor Heraclius, watched over by a Cherubim, receives submission from the defeated Persian King of Kings, Khosrow II, on an enamel and gilt copper plaque from a cross made in Northern France sometime in the 1160s. 

Heraclius defeats the Persians at Nineveh, from a fresco cycle of the history of the true cross painted by the Italian renaissance artist, Piero della Francesca, at Arezzo c.1452.

Islam appears on the stage, the fall of the Persian Empire and goodbye Mare Nostrum 

While the ultimate showdown between Romans and Persians was taking place, a new religion was stirring in Arabia. After all, the Prophet Muhammad (570 - 632), peace be upon him, was of exactly the same generation as Heraclius (575 - 641) and Khosrow II (570 - 628). It was in 610, when the Persians overran the Euphrates and entered Roman Syria, that Muhammad began receiving visions for an angel, as the Quran and the Hadiths relate. It was in 622, as Heraclius was preparing his counter-offensive through the Caucasus, that Muhammad, having established himself as a prophet and started a new religion, fled Mecca to escape his enemies and came to Medina, where he created a model Muslim community. As the Roman-Sassanian war drew towards its climax, Muhammad was starting to unify the tribes of Arabia through a series of military campaigns. And it was four years after Heraclius had utterly defeated Khosrow that Muhammad, having unified all of Arabia, made his sermon at Mount Arafat near Mecca, embarked on his final pilgrimage, and died. 

Now there's a lot of controversy over the life of the Prophet and when exactly did something that we can legitimately call Islam really emerge. While some fragments of the Quran have been pretty conclusively dated to within a generation or two after the death of Muhammad, like the Birmingham folia, the Tubingen fragment and the Sana'a manuscript (the most complete, containing 70% of the Quran we have today), the earliest biographical account of Muhammad's life does not appear until the eighth century, when it was written by Ibn Ishaq (704 - 767). And the earliest complete Qurans - the Topkapi and Samarkand manuscripts - date from the eighth century as well. Likewise the hadiths, authoritative collections of the things Muhammad and his followers said and did, were not compiled until around 800. 

Via Wikimedia Commons: Folio 2 Recto of the Birmingham Quran, putatively dated to 645


Given that this is ancient/ early medieval history we're dealing with, this really shouldn't be surprising at all - our sources are always few, mostly fragmentary and fairly often written relatively late in relation to the events they describe. We've seen problems of this kind on this blog before, with Syagrius and King Arthur (although admittedly much worse in the latter case). At the same time, whatever facts we can or can't ascertain about the lives of Syagrius and King Arthur don't impinge on the beliefs of more than two billion people across the globe. This is undoubtedly an area where one has to tread carefully and sensitively. Much in contrast to historical criticism of the Hebrew Bible and the New Testament, which got going in earnest in early nineteenth century Germany and has been thriving among liberal Protestants and Jews ever since (but still gets steely reception from traditionalist Catholics and Ultra-Orthodox Jews and hysterical reactions from evangelical Protestants), historical criticism is a very new approach to Islamic holy texts. Basically it all really started in the 1970s with the work of John Wansborough, Patricia Crone and Michael Cook, none of whom were practicing Muslims. Thus it was inevitable that their work would be seen as somewhat culturally insensitive. And the positions they took were very extreme. Wansborough cast doubt on whether Muhammad even existed, and argued that nothing reliable could be said about Muslim Arab history until the 690s and that the Quran didn't come together until the ninth century. Patricia Crone and Michael Cook developed his ideas further, and suggested that Islam had originated as a Messianic Jewish sect, which they called Hagarism. Now these positions have been rejected, including by their own authors. Its now fairly clear that Muhammad did exist and played a significant role in the emergence of Islam - a clear indication of this is that an Egyptian Papyrus of 643 dates itself by the Hijri Calendar (in which time began again following Muhammad's flight from Mecca) -  though there's still much debate over the historicity of the traditional accounts of his life. Its also now clear, as we discussed earlier, that bits of the Quran were circulating from the 640s. And inscriptions from the Dome of the Rock in Jerusalem, the first major piece of Islamic architecture (completed 691 - 692) clearly name Islam as a religion distinct from either Judaism or Christianity, and Muhammad as its founder (follow this link here for the inscriptions on both the inner and outer octagonal arcade in English translation - together they really do amount to a remarkably coherent summary of Islamic theology as Muslims would still recognise it today).


The Dome of the Rock Interior. The mosaics, circular arches and and Corinthian style capitals show clear Roman influence, especially from early Christian basilicas, though its not without distinctively Islamic features either - inscriptions in Kufic script and an absence of figurative artwork. Photo credit: By Virtutepetens - Own work, CC BY-SA 4.0, https://commons.wikimedia.org/w/index.php?curid=66061506


Section of the Dome of the Rock front with Kufic inscriptions above the entrance. Photo credit:By Leon petrosyan - Own work, CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=31680539 

I can claim little expertise in any of these debates about the origins of Islam. But what I can say is that all of what we've discussed in this post and the previous one - the cataclysmic all-out war between the Romans and Persians from 602 - 628, the Bubonic Plague pandemic (an ongoing concern from the 540s through to the 760s),  the collapse of imperial tax bases, famine, the devastating effects of climate change, intense theological disputes about the relationship between humanity and the divine, apocalyptic religious ideas (in Christianity, Judaism and Zoroastrianism) and a plethora of saints and other charismatic holy men - really give us a sense of the world that gave birth to Islam. The Arabian Peninsula may have been peripheral to most of this, but the Arabs were not oblivious to these developments and weren't isolated from what was going on politically and culturally elsewhere. Indeed, the two biggest Arab tribal confederacies, the Ghassanids and Lakhmids, were clients of the Romans and Sassanids respectively. And around the time Muhammad was born in 570, the Sassanids decisively intervened in Yemen, ending the occupation of it by the Christian Ethiopian kingdom of Aksum, which had conquered the Jewish Arab kingdom of Himyar in the region. In other words, Islam definitely did not appear out of the blue - rather, it was kindled by the dying embers of the world of late antiquity. 

After the Prophet Muhammad's death in 632, armies of Arab tribesmen began pouring out of the Arabian Peninsula. As you might have deduced, both the Romans and the Persians were pretty exhausted in terms of resources and military might, after a quarter-century of intense and costly warfare. The Roman imperial control over the eastern provinces of Syria, Palestine and Egypt, which it had temporarily lost to the Sassanids in the 610s, had largely been restored only on paper. Meanwhile, most of the great cities of Anatolia had been reduced to rubble by the Persians and the agricultural great estates of the senators had been torched to the ground. And in Greece, the Avar invasions going on alongside the Persian war had led to most of Macedonia, Epirus and the Peloponnese being settled in by hostile Slavic tribes - it was around this time that ancient Sparta was finally abandoned. The Roman imperial administration and its tax base were in complete tatters!

Meanwhile, on the Persian side, the crushing defeat of Khosrow II and the end of the Sassanid dream of all of humanity being united under the Empire of the Iranians, immediately generated a crisis of legitimacy for the regime. Between 28 February 628 (death of Khosrow II) and 16 June 632 (accession of Yazdegerd III), the Sassanids went through twelve different monarchs in succession. Some of them were from the House of Sassan, others were from aristocratic factions. Interestingly, and uniquely in Sassanian history, two of them were women - Queen Boran (r.630 and again in 631 - 632), daughter of Khosrow II, and her sister Queen Azarmidokht (r.630 - 631). All of them, however, ended their reigns by being violently deposed or assassinated. In terms of levels of political violence and internecine strife reached, seventh century Sassanian Persia really would make England during the Wars of the Roses look like a teddy bears' picnic, and even Merovingian Gaul a generation or so later would appear pretty tame by comparison. Thus Sassanian Persia was left utterly destabilised and enfeebled by the 630s.

Via Wikimedia Commons: Coin of Queen Boran. Note how she appears exactly like a male Shahanshah, just minus the beard and plus the long braids.


At Yarmouk in Syria in 636, the Arab armies under the leadership of Khalid ibn al-Walid, one of the greatest military commanders in medieval history, led a significantly smaller force to completely decimate the Roman field army in the east. This event was a complete and utter disaster for the Romans. Having neither the money nor the manpower to dislodge the victorious Arab invaders, Heraclius had no choice but to leave Antioch. He blamed the defeat on his own moral failure, specifically his incestuous marriage to his niece, Martina. Two years later, all the cities in Syria and Palestine had surrendered to the Arabs. Yarmouk really isn't all that well-known, but it definitely deserves a place among the greatest defeats suffered by the Roman army, alongside more familiar ones like Cannae (216 BC) or Teutoburg Forest (9 AD). Indeed, in the grand scheme of world history, it was almost certainly more decisive than either of them. Indeed, the consequences of Yarmouk are still with us in the present day - without it, the politics of the Middle East, which so rarely escapes our headlines, would be unimaginably different. 

The next stop for the Muslim Arabs was Egypt. There they will have faced the last surviving documented Roman legion - the Legio V Macedonica, which had begun life as one of the 28 legions raised by Gaius Octavianus Augustus in 43 BC. By 642, Egypt had fallen to the Arabs as well - the Roman Empire had now lost three of its richest, most urbanised, most taxable provinces, and without the Egyptian grain fleet Constantinople could no longer sustain a population of half a million people.


Via Wikimedia Commons: Roman legionaries as we're most familiar with them depicted on Trajan's column. Of course the Roman legionaries of the Fifth Legion facing the Muslim onslaught in Egypt no longer looked like this. But they retained the same command structure (i.e. their regiments were still commanded by centurions and tribunes), were given the same level of training, held to the same level of discipline and had the best, cost-effective, up-to-date military equipment. While Roman armies stopped being called legions after the seventh century, they remained  paid, drilled, professional standing forces whose commanding officers were versed in the latest tactical theory (some military manuals were written by Roman emperors themselves), until at least the beginning of the thirteenth century. 

Meanwhile, on the Sassanian front, in 637 Muslim armies had conquered Iraq. By 651 they had penetrated so deep into Sassanian territory that they had reached the modern day Iran-Afghanistan border, and the last Shahanshah Yazdegerd III, grandson of Khosrow II, was killed. His son, Peroz III (d.679), went into exile in China, where he served as a general for the Tang emperors and led the "Governorate of Persia", a Sassanian court in exile which lasted until at least the 720s.

Heraclius' grandson, the Roman emperor Constans II (r.641 - 668), taking advantage of some breathing space gained from a peace treaty with the Arabs, tried to move the capital to Syracuse in 663. While his most immediate concern was his unpopularity with the citizens of Constantinople, it may have been that he had more long term strategic concerns. His reasoning might have been that Sicily was an island, occupying a central place in the Mediterranean, that was less at risk of Muslim attack than Constantinople - already in the 650s, Arab armies were invading the soft underbelly of Anatolia and, having gained a fleet, the Arabs were starting to raid Crete and Rhodes. It would have also placed him much closer to Africa, which after Justinian's reconquest of it from the Vandals had once again become a tax rich province providing valuable financial and economic muscle to the empire. And Italy, where he successfully campaigned against the Lombard principalities in the south, taking advantage of the fact the Merovingians were attacking the Lombard kingdom in the north. Constans II was also the first Roman emperor to visit Rome in two centuries - and the last to visit it until John VIII in the 1420s! One can see why, as we saw in the previous post, Ebroin, mayor of the palace of Neustria, was fearful of his intentions. But none of this was to last. Reminiscent of the fate that had befallen his predecessor as Roman emperor, Commodus, all the way back in 192, Constans II died at Syracuse on 15 July 668 after being suffocated in the bathtub with a bucket by his chamberlain.

Under Constans' successors, Constantine IV (r.668 - 685) and Justinian II (r.685 - 695), the situation in the east began to stabilise - it was clear that the Romans were going to hold on to Anatolia and the Aegean. However, the situation to the west began to deteriorate, which was what Constans II had hoped to prevent. In 698 the Arabs were at the walls of Carthage and the Romans sent out emissaries to request aid from their Berber tribal allies, from King Witiza of the Visigoths and from King Childebert IV and Pepin of Herstal of the Franks. The Merovingians and their (not quite yet Carolingian) mayors of the palace couldn't spare any troops, though the Visigoths sent 500 warriors. As always, the Arabs sent emissaries to the commander of the city garrison giving the offer of surrender or die. Having received explicit instructions from Emperor Leontius not to surrender, the Romans decided to fight on, believing that they could wear out the Arabs while being supplied from the sea. In the end, an amphibious assault from the Arabs led to the city being captured and the Romans being forced to retreat to Sardinia and Sicily. What was going through Arab commander Hasan ibn al-Numan's mind was "Carthago delenda est" (or rather the Arabic equivalent thereof). Thus came the second and final destruction of Carthage and the end of 850 years of Roman rule in Africa that had only been briefly interrupted by the period of Vandal rule from 439 to 534. Just as the the fall of Carthage to the forces of the Roman Republic under Scipio Aemilianus in 146 BC had brought about the beginning of the period of Roman dominance in the Mediterranean, so the fall of Carthage to the Arabs in 698 ended it. History does not get more poetic than this. The seventh century really has always felt to me like a truly epic finale to antiquity, more so than anything a poet, novelist or playwright could imagine. And lets not be in denial that stories are a huge part of what makes us interested in history in the first place!

How did the Arabs do it?

But now we've reached a perfect break in the story, its time for some ultra-necessary sober historical analysis. How did the Arabs manage to it all? They had managed to conquer for themselves a continuous territory stretching from Tunisia to Afghanistan in 65 years, a speed of conquest surpassed only by Alexander the Great and the Mongols. That in itself is not difficult to explain. Arab tribesmen were good fighters, hence why both the Romans and Sassanids had sought them as allies and mercenaries, as briefly alluded to earlier. Recruiting troops for campaigns was not a problem for the Arab commanders - newfound religious unity, the promise of abundant booty and slaves and a stellar military track record after two crushing victories inflicted on the Romans and Sassanians respectively in 636 - 637 would have meant that every able-bodied Arab man with a camel wanted to take part. And the conditions for conquest could not have been more favourable, given the critically weakened state the two empires were in, as described above.

Yet the Arab conquests down to 698 held together as a single unified empire until the 860s. By contrast the empire of Alexander the Great barely lasted a minute after his death, and by the time of Genghis Khan's great-grandsons, the Mongol Empire had irreversibly fractured into four different smaller empires based on pre-Mongol geopolitical and cultural divides. And while that's not to say we can't still speak of a Hellenistic world or a Mongol world existing for centuries after 323 BC or 1294 AD (give the Graeco-Bactrian kingdom or the Crimean Khanate a quick google search), they no longer exist today. The Arab world, on the other hand, does and consists of roughly the same areas as it did in 698, plus Sudan, Algeria, Morocco and Mauretania and minus Israel, Iran and Afghanistan. All those regions are majority Arabic-speaking, are governed by people who ethnically identify as Arabs, belong to the Arab League and and possess a sense of shared history and culture. Why should all this have been the case?

Another way of going about it would be comparisons with post-Roman Europe. Like the Germanic tribes that formed successor kingdoms in the former Western Roman Empire, the Arabs who conquered half of the Eastern Roman Empire's territories were simply too few in number to demographically replace the indigenous Romanised peoples or engage in any large-scale ethnic-cleansing. But with the notable exceptions of England, Flanders, the German Rhineland, the Alpine countries and Bavaria, none of the former territories of the Western Roman Empire were majority Germanic-speaking either in 700 or indeed today. Most of Gaul, Spain and Italy had some form of Vulgar Latin as the dominant language among both the elites and the general population in 700, from which French, Spanish, Catalan, Portuguese and Italian all descend. The Illyrian provinces meanwhile have now ended up speaking South Slavic languages (Slovene and Serbo-Croatian), as a result of their extremely complicated post-600 history which I am not getting into. So why don't Tunisia, Algeria and Morocco speak some kind of African Romance language today? They had been in the Roman Empire for longer than most of Spain and Gaul, and the Romans had definitely laid down just as deep roots in those places, with the possible exception of Morocco. Why weren't the Arabs just assimilated or form a Romano-Arabic hybrid identity, like the Franks in Gaul (as we saw in the previous post) or the Visigoths in Spain?

Obviously, we shouldn't get too ahead of ourselves. None of this transformation happened overnight, and much of it happened a lot later than our timeframe. In the ninth century, there were still communities of people in Tunisia and Algeria speaking Vulgar Latin and even Punic (the language of the ancient Carthaginians). And when the Crusaders conquered Syria and Palestine in the First Crusade, they found that many, if not most, of the inhabitants were not Muslims and spoke languages other than Arabic. Not to mention that the persecution of Kurds, Assyrians, Copts, Maronites and Armenians in Syria, Iraq, Lebanon and Egypt in recent decades reminds us that Arabisation/ Islamisation was never total. But nonetheless, the point still stands that the Arabs managed to remain in charge of all of those regions, avoid assimilation by the locals and slowly spread their culture, religion and identity downwards. How?

The first thing to note is that the Arab rulers (the Caliphs), unlike the kings of Ostrogothic Italy, Visigothic Spain or Frankish Gaul, did not derive their right to rule by claiming to be the successors of the Roman emperors. Roman imperial imagery didn't feature that much in their propaganda. Instead, they claimed their legitimacy from being "deputies" and "successors" to Muhammad, God's Prophet on Earth, which gave them the right to lead the Muslim community (Ummah). What exactly gives any individual the right to call themselves Caliph is the most hotly contested thing in Islam. Indeed the primary sectarian division in Islam, between Sunnis and Shi'as is over what makes a legitimate Caliph. Shi'as believe that the Caliph must be a biological descendant of the Prophet Muhammad, whereas Sunnis believe that the Caliph must simply be a righteous leader of the faith. The Sunni-Shi'a divide emerged during the first fitna of 656 - 661. The first Caliphs - Abu Bakr (r.632 - 634), Umar (634 - 644) and Uthman (r.644 - 656), were not biologically related to Muhammad. But after Uthman's assassination in 656, at whose instigation we don't really know, civil war broke out within the Arab Empire. On one side was Ali, who claimed that as Muhammad's cousin and son-in-law he should be Caliph and that Uthman and his two predecessors were usurpers. On the other side was Mu'awiya (602 - 680), Uthman's second cousin and a member of the Umayyad clan, who claimed that Uthman's murder was unlawful and needed to be punished. In the end, Mu'awiya won after his rival Ali was assassinated by the Kharijites, who were outraged when Ali tried to submit the Caliphal succession to arbitration, believing that only God could judge the issue. He and his descendants, the Umayyad caliphs, would rule the Arab Empire from 661 to 750. That wouldn't stop Ali's descendants and the Kharijites from trying to seize power again in the Second Fitna of 680 - 692. Talking of civil wars and assassinations again ... really does feel like seventh century politics is the same everywhere, doesn't it?

Panoramic view of the Mosque of the Umayyad Caliphs in Damascus (completed 715), the most monumental building project commissioned anywhere west of Tang China at that time. Photo Credit: By علي الصمادي - Own work, CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=28240133

Mosaics from the courtyard of the great mosque at Damascus. Still done in a late Roman style, but notice how there's no animals or people, thus asserting its distinctively Islamic character. Photo credit:  By Dosseman - Own work, CC BY-SA 4.0, https://commons.wikimedia.org/w/index.php?curid=104570492

Shrine of the Prophet Yahya (John the Baptist) at the Great Mosque in Damascus - the architecture here, for the most part, couldn't be more late Roman in style. Photo credit: By Lars Mongs, Arxfoto - https://arxfoto.se/, CC BY 4.0, https://commons.wikimedia.org/w/index.php?curid=107615055

Via Wikimedia Commons: Coin of Caliph Al-Walid I (r.705 - 715), under whom the Great Mosque of Damascus was completed. Unlike his predecessors, who continued to issue Roman and Sassanian style coins, this represents something radically new - there is no image of the ruler, only Arabic inscriptions in Kufic writing. 

Via Wikimedia Commons: but that's not to say figurative images were prohibited outright in all contexts. While Islam was opposed to figurative religious artwork, which it saw as idolatrous, from an early stage, secular artwork was a different matter. Here is a scene of a semi-nude woman bathing from the bathhouse of the place of the future Caliph Walid II, built in 743 at Qusayr Amra in Jordan. 



The non-Muslim peoples within the Arab Empire, who made up the majority of the Caliph's subjects, constituted the "garden protected by our spears. Their relationship with their Muslim Arab rulers was simple - pay taxes, including the jizya (poll tax on infidels) and in return they'd get protection backed up by the military might of the Arab armies and freedom to practice their faith. 

A really prudent political decision was made early on, most likely by Caliph Umar in 640 - 642, to settle the Arab armies as garrisons in cities. By contrast, the Ostrogoths, Visigoths and Franks had settled their armies on the land - as stated in the previous post, there's still good reason to regard them as standing armies, but this meant they collected their pay in tax revenues at source. Arab soldiers were paid generously in tax revenues and being on the diwan (the army payroll) became a coveted privilege. Very little Arab landholding is recorded, certainly in the core provinces, before 750. As a result the army was kept separate from civilian society and thus there was little chance of it assimilating into provincial society and soldiers becoming landowners, as happened in the West by 600. All of this guaranteed that the tax systems the Arabs had inherited from the Romans and Sassanians never broke down as, given that the army remained directly dependent on tax revenue for funding, no one ever questioned why taxes needed to be paid at all. This in turn meant that the central government remained strong. 


It also meant that the Arabs were preserved as a separate and superior social stratum. They intermarried with the conquered peoples, but their children would be raised as Arabic-speakers and as Muslims. Meanwhile, the old civil government structures and provincial elites from both the Roman and Sassanian empires were maintained - some Sassanian noble houses were still producing local lords in northern Iran as late as the Seljuk Turkish and Mongol conquests in the eleventh and thirteenth centuries. It was still possible, even two generations after the conquest, to be powerful in the civil administration without changing one's religion or identity at all i.e. John of Damascus (d.749), the last of the Orthodox Church Fathers, was one of many prominent Greek-speaking Christian administrators in the Umayyad capital, Damascus. But after 700, when the basic language of administrative documents changed from Greek or Persian to Arabic, it became more and more necessary to Arabize if one had the ambition of becoming anything more than a local bigwig. By contrast, in the post-Roman West, neither the Visigoths or the Franks never tried to make Gothic or Old Frankish an administrative language at all, which led to much greater cultural fusion and much more hybridised identities. As we saw in the previous post, Frankish and Gothic identities that had become universally adopted in northern Gaul and Spain in the seventh century were more Romano-Germanic than exclusively Germanic.

Conversion to Islam and Arabisation among the elite was thus essentially incentivised on the grounds that it would grant you access to political power at the centre. By contrast, staying Christian/ Zoroastrian and non-Arab in culture and ethnicity would mean that you could only have power through being a local magistrate or lord. For the peasantry, the benefits of becoming a Muslim were obvious - you got to pay less in taxes. In the meantime, the regime of the Umayyad Caliphs was happy to work with the grain of established local government and social structures in the conquered provinces, and allow the indigenous cultures (i.e. Coptic culture in Egypt) to thrive like nothing had happened. It would be accurate to describe the the internal governance of the Arab Empire under the Umayyad Caliphs as being very light-touch or laissez-faire in approach.

Islam enters Europe

By the opening decades of the eighth century, the Berber tribes of North Africa had acknowledged the authority of the Caliph and nominally converted to Islam. The Berber warrior elites desired booty, slaves and martyrdom, and so were willing to expand with or without the Caliphs in Damascus giving the go ahead. Tariq ibn Ziyad, a Berber military commander, landed at Gibraltar in 711 - it is from him it gets its name (Jabal Tariq in Arabic). 

What was in all likelihood going to be just a raid on Spain turned into an accidental conquest when Tariq ibn Ziyad defeated the Visigothic army at the battle of Guadalete and killed their king, Roderic. The Visigothic kingdom, left leaderless, went into political turmoil. The Arabs quickly conquered the south of Iberia. They successfully made deals with the Visigothic governors in many parts of the country, like the treaty of Orihuela with General Theodemir (d.744) which I've discussed before. But in the north east, a Visigothic rump state led by King Ardo survived until 721 when Narbonne (remember the Visigoths still had a tiny strip in what's now the South of France) fell to the Muslims. In the Northwest, in Asturias and Galicia, older tribal communities rooted in not just the pre-Visigothic but even the pre-Roman past asserted themselves. They gathered together under the leadership of a Christian Visigothic king called Pelagius, and thus ensured the mountainous Atlantic fringe of Spain would never come under Muslim rule. 

The political situation for the Umayyads in Spain was very shaky at this early stage. Arab administrators from Damascus were being sent over by the 720s, but it took a while for them to have effective authority outside of the far south. The areas to the north were entrusted to Berber military commanders who were both not very happy up there and not very amenable to increased control from the centre. Meanwhile, the Merovingian realm to the north was attractive for plundering. As we'll see in the next post, these provide the circumstances for the events that led up to the battle of Tours. 

 Finishing with Theodore

A figure who perhaps nicely links up everything we've discussed in the two posts so far is Theodore of Tarsus (602 - 690), whom we've met before. Theodore was a Greek-speaking Roman from Tarsus in Asia Minor. When he was 11 years old, the Sassanian Persians invaded and conquered his home town of Tarsus, thus meaning that he experienced first-hand the apocalyptic final war between Rome and Persia. Then when he was thirty-five, the Arab armies of the Caliphate came and attacked Tarsus, and he decided it was best to move to Constantinople. From there, he ended up moving to Rome, and then in 667 he and Hadrian, his African friend, were dispatched to Anglo-Saxon England, which had only been converted to Christianity half a century ago, to take up ecclesiastical posts there. When travelling through Francia, as mentioned several times before, they experienced extensive suspicion and surveillance from Ebroin, the mayor of the palace of Neustria for King Chlothar III. Then when he came to Anglo-Saxon England and took up the position of Archbishop of Canterbury, Theodore found himself in one of the most dynamic religious and intellectual centres in the former Roman world. This was strange, given that Roman Britain had never produced any great Roman writer and no great church leaders, except for the heretic Pelagius. In the sixth century it had been a magical mystery land to learned authors like Procopius, who managed to be well-informed on things taking place as distant as Transoxiana. But now the Anglo-Saxons, who had been pagans within living memory and many of whose ancestors had never been under Roman rule, had converted to Christianity. Their kingdoms were becoming cosmopolitan hubs for churchmen and learning, both Christian and Classical. Theodore contributed much to his new home by convening important church councils and at Hatfield in Hertfordshire and Twyford in Northumbria setting up a school of Greek at Canterbury. His life was a truly extraordinary. One could say that, with all the different stages put together, he personally witnessed both the final unravelling of the ancient world and the first stirrings of a new era. Thus in these first two posts we have now been completely introduced to the world that Charles Martel was born into and spent his formative years in. Now let us move on to his career as a statesman and military commander and the Battle of Tours itself, where all the threads of the story come together.

Sources I used

Primary 

Gregory of Tours, The History of the Franks, translated by Lewis Thorpe, Penguin Classics (1974)

Adhemar of Chabannes, Historia Francorum, edited by Jules Chavanon, Collection de Textes pour servir a l'etude et l'enseignement de l'historie (1897)

Secondary 

Chris Wickham, The Inheritance of Rome: A History of Europe from 400 - 1000, Penguin (2008)

Peter Sarris, Byzantium: A Very Short Introduction, Oxford University Press (2015)

Richard Payne, "The Reinvention of Iran: the Sassanian Empire and the Huns", in Michael Maas (ed), The Cambridge Companion to the Age of Attila, Cambridge University Press (2015)

Peter Brown, The World of Late Antiquity, 150 - 750, Thames and Hudson (1971)




Why this book needs to be written part 1

Reason One: the Carolingian achievement is a compelling historical problem This one needs a little unpacking. Put it simply, in the eighth c...