Showing posts with label Warfare. Show all posts
Showing posts with label Warfare. Show all posts

Friday 14 April 2023

From the sources 14: conquest, conversion and what it meant to be a Christian in the eighth century

One version of Carolingian Christianity. The obverse side of Harrach ditpych, made as an ivory book cover for a gospel book by the so-called "Court School of Charlemagne" c.800. At the top we can see the four evangelists, on the middle right the Annunciation to the Virgin Mary, the middle left the Nativity, the botton right the Crucifixion and the bottom left Mary and Mary Magdelene visiting Jesus' tomb and finding it empty. So very focused on the Bible and the core of the Christian story in the gospels, fitting the profoundly religious ethos of Charlemagne's court. The reverse side (below) was carved in Visigothic Spain or Lombard Italy sometime between 700 and 750. It shows the apostles Peter and Paul, important symbols of the Institutional church. Photo credit: yours truly.



A very different side of early medieval Christianity is shown in this stone carving from the Cologne region in Western Germany. We don't know the date of it - it could have been made any time between 600 and 1050. We have no idea who made it either, but they were certainly much lower in social standing and prestige than the court of Charlemagne, hence the much cruder artistry. It shows Christ as a charismatic, superhero-like figure, taming the beasts during his 40 days in the wilderness. 


One of Charlemagne's greatest and most controversial achievements has got to the conquest of Saxony. Some of you might be asking, where's that? 

Basically, if we were to divide modern Germany into quarters, Saxony in the eighth century would very roughly correspond to the top left quarter. Indeed, for those of you who know your Cold War history, eighth century Saxony almost (but not exactly) corresponds to the British Zone of Occupation from 8th May 1945 - 1st January 1947. It was also the ancestral homeland of the Angles and Saxons who came over to Britain in the fifth century. 

An early twentieth century map of Old Saxony. Credit: By Gustav Droysen - General Historical Hand Atlas, Public Domain, https://commons.wikimedia.org/w/index.php?curid=2465783. Compare to the map of the British Occupation Zone in post-WW2 Germany (below).

Credit: By User:52 Pickup - Based on map data of the IEG-Maps project (Andreas Kunz, B. Johnen and Joachim Robert Moeschl: University of Mainz) - www.ieg-maps.uni-mainz.de., CC BY-SA 2.5, https://commons.wikimedia.org/w/index.php?curid=4951565


This was a heavily forested region of Northern Germany that had never known Roman rule. It had no cities or roads. And it knew very little of "government." The Continental Saxons had no kings or written laws. They were basically lots of different independent tribes who, so far as we can tell, all spoke Old Low German. Each tribe was ruled by an ealdorman, who had the power to raze the villages of anyone who opposed his authority though we know little else about them. The Saxon social hierarchy was divided into three groups - the nobles (edhilingi), free peasants (frilingi) and slaves (lazzi).  In times of great external threat, they would all come together under the leadership of temporary war-leaders that are called duces in the Latin sources. The instinctive English translation of this word is "dukes", but that is misleading. Representatives from all the Saxon tribes and all three castes met in annual assemblies at a place called Marklo, where they confirmed their unwritten tribal customary laws, settled disputes and made decisions about whether or  to go to war. So while the Continental Saxons were generally quite primitive, they didn't lack political organisation altogether either. And most importantly of all, they were Germanic pagans, who worshipped Odin, Thor, Tyr, Frey, Freyja and a whole host of more local deities. 

Here are the Merseburg charms, a short list of spells and prayers written in Old High German verse from pre-Christian Saxony preserved on a flyleaf a ninth century sacramentary, inserted there by a monk of the monastery of Fulda sometime before 1000 AD. It was discovered at Merseburg Cathedral Library in 1841 by Georg Waitz, a titan of medieval academic history, and was studied extensively by Jakob Grimm of Brothers Grimm's Fairy Tales fame. This is one of the very few pieces of evidence, written or material, we have for what the religion of the Pagan Continental Saxons actually was like. It raises so many questions as well. Why would a Saxon monk include vernacular pagan charms, no doubt ones recited by his ancestors, in a book of hymns and rituals written in Latin for use in Christian church services? Credit: By Unknown scribe - https://archive.thulb.uni-jena.de/korax/rsc/viewer/Korax_derivate_00002549/VDS_Ms%20Cod%20I%20136_088.tif, Public Domain, https://commons.wikimedia.org/w/index.php?curid=78257477


Why was it such a big achievement for Charlemagne to conquer Saxony? Its not hard to see the answer. There was no central government to negotiate surrender with, no capital to lay siege to and no head of state to kill or take prisoner. The contrast here with Charlemagne's conquest of the Lombard kingdom in Italy in 774 or the Norman Conquest of England in 1066 couldn't be more obvious. Basically, as the primary sources make incredibly clear, the conquest couldn't succeed until every last Saxon tribe, indeed every last free Saxon male, submitted to Charlemagne. The lack of roads and cities it even more difficult, to the point the Franks had to try and create the infrastructure (fortified towns, canals etc) from scratch in order to conquer Saxony. 

What's more, it was totally unprecedented. The Romans had completely given up trying to conquer Germany in 17 AD, setting the frontier at the strategic chokepoints provided by the rivers Rhine and Danube. Contrary to German nationalist mythmaking, this was not because of Arminius (a.k.a Hermann the German) butchering Varus and the Roman legions at the Teutoburger Wald. Indeed, Augustus' grandson Germanicus Julius Caesar had led expeditions to avenge Varus and punish the Germanic tribes in 15 AD. However, the more time Germanicus spent in Germania, the more he realised that the conquest simply wasn't worth it. Compared to Gaul or even southern Britain, Germany was just too poor and underdeveloped and its people were just too resistant to the idea of Roman rule, so that it would be a lot of hassle for too little gain.

The Merovingians (481 - 751) had managed to bring much of central and southern Germany into their Frankish kingdom, and slowly Christianise it with the help of Irish and Anglo-Saxon missionaries. But with Saxony, the most they were ever able to do was, every couple of generations, defeat the Saxons decisively in battle, ravage as much of their territory as they could and force them to pay tribute in herds of cattle. Meanwhile, the Saxons regularly raided over the rivers Main and Rhine into Frankish territory and sometimes took sides in internal political struggles in the Frankish kingdom. Thus when the Carolingians took over, it seemed politically advisable to neutralise the Saxon threat. Moreover, an important part of the Carolingians' image as kings involved them being enthusiastic defenders and promoters of Christianity, and by the mid-eighth century peaceful attempts at converting northern Germany were getting nowhere. Charlemagne needed to take a different approach to the Saxons from his Merovingian predecessors, or even from his grandfather and father - namely wholesale systematic conquest. 

As I said earlier, and this was something that Charlemagne's biographer Einhard and every historian after him remarked on, the task wasn't easy. The conquest of Saxony took 32 years (772 - 804) as a result of constant rebellion, truce-breaking and resistance to Christianisation on the part of the Saxons. Charlemagne had to respond to this with severe brutality. The most infamous incident was at Verden in 782 where the Frankish sources say that 4,500 Saxon prisoners of war were slaughtered at Charlemagne's orders. Einhard also claims that Charlemagne deported ten thousand rebels from Saxony and forced them to live elsewhere in Gaul and Germany. Its perhaps no surprise that the Saxon wars have provoked a lot of unease in modern times. The massacre at Verden would definitely be considered a war crime today, and certainly reveals a dark, ruthless streak to Charlemagne's leadership. He had of course shown such a streak on a few other occasions. Let's not forget this was the very same Frankish king who divorced his first wife (the Lombard princess Desiderata) then waged war against her father, defeated and humiliated him. He also may or may not have murdered his nephews, Richard III style. Yet I think anyone who claims the conquest of Saxony amounts to a "genocide" is taking it too far. Much like with the comparable case of Oliver Cromwell at Drogheda and Wexford in 1649 (I recently taught this to my Year 8s), some perspective is needed. As Charlemagne saw it, he was punishing oath-breakers, not exterminating an inferior race. Indeed, much of the Saxon nobility converted and became part of the post-conquest ruling class, and the Carolingians allowed the Saxon language and tribal customary laws to survive. And the Merseburg Charms I showed you earlier show the process of Christianisation was in truth a lot more complex than conversion at the point of a sword (more about that later). 

It has also made German nationalists question whether they should see Charlemagne as a German national hero. Notably, the Nazi Party in their early days in the power condemned Charlemagne as a French imperialist under the influence of  who heartlessly slaughtered the racially pure Aryan Saxons. Indeed, at a Nazi rally in 1934, 4,500 torches were lit in memory of the Saxons slain in Verden, and 4,500 memorial stones were erected for them as well. The pro-Nazi playwright and pseudoarchaeologist Edmund Kiss imagined Charlemagne torturing the Saxon war-leader Widukind into converting to Christianity by having blonde haired, blue-eyed Saxon maidens raped by dusky Jews and Moors. As always, these sauerkraut-flavoured fascists with a passion for ancient Hindu symbols and goose-stepping made monstrous distortions of German history to further their own genocidal white supremacist ideology. 

The Sachsenhain: the Nazi memorial to the Saxons slain by Charlemagne in 782. Its truly disturbing to think that the massacre of 4,500 Germanic warriors more than a thousand years earlier was seen by Hitler's supporters as an act of inhuman cruelty, but when they went on to engage in the industrial mass-murder of millions of Jews, communists, homosexuals, disabled people, Slavs etc less than a decade later it was seen as the right course of actiom.



The consequences of the Conquest of Saxony were huge. Within three generations of the conquest, the Saxons had been completely converted to Christianity and a network of bishoprics and monasteries had been established all over the region. The Saxon aristocracy had become much wealthier and more powerful, and gained much more landowning rights vis a vis the free peasantry. Then in the tenth century, the Carolingians were replaced in the lands east of the Rhine by a new dynasty of kings and emperors who themselves hailed from Saxony and claimed descent in the maternal line from Widukind himself - the Ottonians (919 - 1024). And in the High and Late Middle Ages, Saxony was part of the heartlands of Western Christendom, producing missionaries, Teutonic crusader knights and Hanseatic merchants. Finally in the sixteenth century, it would give birth to Martin Luther and the Protestant Reformation.

Other than through violence, how was this transformation achieved? Fortunately for us, like with a lot of other events in Carolingian history, the conquest and Christianisation of Saxony has generated quite a lot of primary sources by early medieval standards. The one that follows is a Capitulary (royal legislative directive) that Charlemagne issued for the Saxon territories. The date is uncertain. Traditionally it has been dated to 785, when Widukind submitted to Charlemagne and accepted baptism, resulting in a seven year lull in hostilities between Franks and Saxons. But recently, Yitzchak Hen, Robert Flierman and Ingrid Rembold have suggested that it was more likely written a decade later, in 794 or 795. 

The dating does make a significant difference. If it was written in 785, then it would have come from a victorious Frankish king, still in his prime, confidently asserting his authority over the conquered Saxons. But if it was written in 794 or 795, then it would have come from a stressed-out, middle-aged ruler who had just been through the fourth (and last) great crisis in his reign. In 792, Charlemagne's own eldest son, Pippin the Hunchback (768 - 811), had plotted with a group of Frankish nobles to assassinate him and usurp the throne. The conspiracy was foiled, and most of the conspirators were executed, though Charlemagne was merciful to his own son - he had him tonsured and imprisoned in a monastery instead. In the same year, the Saxons revolted, Gaul was hit by a devastating famine, Arabs and Slavs invaded the southern and eastern frontiers and war had begun with Avar Khaganate in Hungary. To add to this, a new heresy called Adoptionism was spreading into the Pyrenees from Spain. Charlemagne therefore needed to make a statement about his authority and what direction the regime was going to go now. This he did at the Council of Frankfurt in 794, where Charlemagne condemned both Adoptionism and the worship of images supported by the Greek Church as heresies, fixed grain prices and reformed the coinage. All of this basically showed that he was a good orthodox Christian king who cared for the physical and spiritual welfare of his people. He then embarked on his final military campaign in Saxony. 

Its in this context that I think Charlemagne's Capitulary for the Saxon Territories makes the most sense. It would made a good muscular statement of his power and authority as a Christian ruler in a time of crisis/ post-crisis. We've seen other examples of how Carolingian rulers used legislation to this effect, such as the Edict of Pitres (864) issued by Charlemagne's grandson, Charles the Bald. We might not have to go as far as the late Patrick Wormald in seeing most early medieval royal law-making as really being an exercise in propaganda. But there is some merit in this kind of view, considering that there's always a gap between what the law says and what society does. That gap was going to be even bigger in the Carolingian Empire, which possessed only a skeletal government bureaucracy and lacked standing armies, police forces or even professional lawyers and judges (north of the Alps anyway). And Wormald was undoubtedly right to think that laws, first and foremost, reflect the mindsets of the people who make them.

The Capitulary for the Saxon Territories basically lays out the laws by which Saxony will be governed once it is conquered. It prescribes the death penalty for 11 different crimes and transgressions, probably more than any other single legislative act in early medieval history, that some historians have called it the "Terror Capitulary." But what makes the Capitulary so interesting to me, is that it tells us so much about what being a Christian meant to Charlemagne and his advisers as they made one final push to convert the pagan Saxons. 

(All of the following source quotations are taken from Paul Edward Dutton, Carolingian Civilisation: A Reader (Second Edition), Toronto University Press (2009), pp 66 - 69)

Chapter 4: If anyone, out of contempt for Christianity, shall have despised the holy Lenten fast and shall have eaten flesh, let him be punished by death. But nevertheless, let it be taken into consideration by a priest, lest by chance anyone from necessity has been led to eat flesh. 

Chapter 6: If anyone deceived by the Devil shall have believed, after the manner of the pagans, that any man or woman is a witch and eats men, and on this account shall have burned the person, or shall have given the person's flesh for others to eat, or shall have eaten it himself, let him be punished by a capital sentence.

Chapter 8: If anyone of the race of Saxons hereafter concealed among them shall have wished to hide himself unbaptised, and shall have scorned to come to baptism and shall have wished to remain a pagan, let him be punished by death. 

Chapter 9: If anyone shall have sacrificed a man to the devil, and after the manner of the pagans shall have presented himself as a victim to the demons, let him be punished by death.

Chapter 15: Concerning the lesser chapters all have consented. To each church let the parishioners present a house and two mansi of land. And for each one hundred and twenty men, noble and free, and likewise liti, let them give to the same church a man-servant and a maid-servant.

Chapter 16: And this has been pleasing, Christ being propituous, that whencesoever any receipts shall have come into the treasury, either for the breach of peace or for any penalty of any kind, and in all income pertaining to the king, a tithe shall be rendered to the churches and priests.

Chapter 17: Likewise, in accordance with the mandate of God, we command that all shall give a tithe of their property and labour to the churches and priests; let the nobles as well as the free men, and likewise the liti, according to that which God shall have given to each Christian, return a part to God.

Chapter 18: That on the Lord's day no meetings and public judicial assemblages shall be held, unless perchance in a case of great necessity or when war compels it, but all shall go to church to hear the word of God, and shall be free for prayers and good works. Likewise, also on special festivals they shall devote themselves to God and to the services of the church and shall refrain from secular assemblies. 

Chapter 19: Likewise, it has been pleasing to insert in these decrees that all infants shall be baptised within a year; and we have decreed this, that if anyone shall have despised to bring his infant to baptism within the course of a year, without the advice or permission of the priest, if he is a noble he shall pay 120 solidi to the treasury, if a freeman 60, if a litus 30.

Chapter 21: If any man should have made a vow at springs or trees or groves, or shall have made any offering after the manner of the heathen and shall have taken a repast in honour of the demons, if he shall be a noble [he shall pay] 60 solidi, if a free man 30, if a litus 15. If, indeed, they have not the means of paying at once, they shall be given into the service of the church until the solidi are paid.

Chapter 22: We command that the bodies of Saxon Christians shall be carried to the church cemeteries and not to the mounds of the pagans.

Chapter 23: We have ordered that diviners and soothsayers shall be handed over to the churches and priests. 

From these chapters from the Capitulary I've shared with you we can see the following patterns in what made one a Christian, according to Carolingians:

  1. Baptism is absolutely essential to making someone a Christian, and therefore everyone over the age of 1 year old must be baptised or face consequences.
  2. Christians must fast during Lent, attend Church on Sundays and celebrate Christian holy days by not working or attending any kind of public meeting other than religious services. 
  3. Christians do not make human sacrifices, pray in sacred groves or bodies of water, burn witches or consult fortune-tellers - these superstitions make you a relapsed pagan in need of punishment.
  4. Christians must be buried in churchyards. 
  5. Christians must live in a parish community and provide for their local priest, including by compulsory payment of the tithe.
All the ways in which it defines being a Christian are either through external acts i.e. getting baptised, going to Church on Sunday, fasting in Lent etc, or negative i.e. not making human sacrifices. Nowhere in the legislation does it talk about what Christian ideas and teachings the Saxons should know, other than they shouldn't be believing in certain pagan superstitions like polytheism, nature worship cannibalistic witches or fortune-telling. The bit about witches is worth re-iterating since it corrects the misconception that early medieval Christians burned witches - on the contrary, they saw witch-burning as a pagan superstition be outlawed! In these senses, being a Christian in eighth century Saxony was very different to being a Christian in twenty-first century Britain. If you asked someone nowadays what makes someone a Christian, the first things they would talk about would be believing that Jesus is God and following the teachings of the Bible. And its well known in the modern West that there are plenty of people who are baptised, have church weddings and funerals, attend the occasional Sunday service and celebrate Christmas and Easter, but do not consider themselves Christians because they don't "believe" in Christianity. 

A lot of this apparent weirdness can be attributed to the fact that this a piece of government legislation was issued in a region that was still in the process of being converted to Christianity. Certainly, no one in eighth century Gaul, Italy or Anglo-Saxon England, regions where everyone had "converted" to Christianity by 700, was concerned about human sacrifices. But there were lots of condemnations of "pagan" customs and superstitions i.e. the Anglo-Saxon monk and missionary Saint Boniface complained in the 740s that people were celebrating the New Year in the "pagan fashion" by singing, dancing and feasting outside St Peter's Basilica in Rome. We've also seen before how Agobard of Lyon condemned belief in weather magic, popular among the Burgundian peasantry, as unchristian. Boniface and Agobard were of course extreme puritans by the standards of the day and the people they were condemning would have likely seen nothing "pagan" about their own activities. But it does go to show that even in the areas that were already long since converted, Christianity was still being defined, and it was very much the Carolingian dynasty's mission to make sure everyone was following "correct" Christianity.

Its also in the period 700 - 900 that in Gaul, Italy and Anglo-Saxon England we get lots of legislation mandating infant baptism and observing Christian fasts and holy days. Carolingian Saxony was, however, unusual in making church attendance compulsory. The King of Mercia and his bishops at the Council of Clovesho in 747 simply said that all people should be allowed to attend church on Sundays. Likewise, the Capitulary for the Saxon Territories, is unusual in legally enforcing Christian burial for all. While most churches elsewhere in western Europe had graveyards by 900, there was no legal requirement that worshippers be buried in them. That was the decision of individuals and their families. Most Frankish and Anglo-Saxon bishops only required their flocks to receive communion bread and wine three times a year. Its also in this period that the practice of confessing your sins to a priest, originating in sixth century Ireland, became widespread and mandatory across Western Europe. Meanwhile, Frankish and Anglo-Saxon churchmen were prescribing religious penances for all kinds of crimes and misdemeanours, and were getting creative with all kinds of public religious rituas. Finally, it was in this period that a parish system was being established - most villages in Gaul and Italy had a local church, though Germany and Anglo-Saxon England lagged behind.

So in many ways the Capitulary for the Saxon Territories reflects the general flavour of eighth century Christianity for most ordinary lay people. It was all about what you did in public and how you belonged to and participated in a community through various festivals, rituals and obligations. But what you actually believed deep inside didn't come into it very much.


Most of you will know that Christopher Lee over the course of his very long theatrical career played a vampire, a Bond villain, a wizard, a Sith Lord and a dentist. But a blessed few know that he played Charlemagne too. 



References:

Paul Edward Dutton, Carolingian Civilisation: A Reader (Second Edition), Toronto University Press (2009), pp 66 - 69

Patrick Wormald, Legal Culture in the Early Medieval West, Hambledon Continuum (1998)

Paul Fouracre, Frankish Gaul to 814, in Rosamond McKitterick (ed), The New Cambridge Medieval History Volume 2: 700 - 900, Cambridge University Press (2008), pp 85 - 109

Julia Smith, Religion and Lay Society, in Rosamond McKitterick (ed), The New Cambridge Medieval History Volume 2: 700 - 900, Cambridge University Press (2008), pp 654 - 678

Ingrid Rembold, 'Quasi  una  gens: Saxony and the Frankish world,c. 772–888', History Compass 15 (2018), pp 1 - 14 

Einhard and Notker the Stammerer, Two Lives of Charlemagne, edited and translated by David Ganz, Penguin Classics (2008)





Saturday 31 December 2022

Encounters with the medieval past 1: The early middle ages in ten objects Part 1 (400 - 800)

 Hello everyone. As 2022 draws to a close, I thought I'd do something a little bit different. You see, most of my posts have focused overwhelmingly on textual sources because they're what I've mostly worked with and very rich and fascinating they are too. But they're only a fraction of what's out there in terms of the whole sum of what survives from the early medieval period. And since all societies across Europe, Asia and Africa in the early medieval period were at best partially literate, with only a minority (sometimes a very small one at that) being able to read and write documents, texts arguably provide quite a distorted view of how most early medieval people saw and experienced their world. And in all ages of human history, the way we have experienced the world has been, first and foremost, through some or all of the five senses - hearing, seeing, touching, smelling, tasting. Of all these, the visual is the most easy for us to access because a fairly substantial number (though not as large as we'd like) of buildings, images and objects do survive from the early medieval period. Though no landscape has remained unaltered since the early medieval period traces of it do nonetheless remain - from grand projects like Offa's Dyke on the border between England and Wales and the Nahrawan Canal in central Iraq to more mundane things like field boundaries and woodland clearings. Touching what early medieval people touched is also somewhat possible, though most museums, heritage sites, libraries and archives do not take kindly to random members of the public doing such things for good reasons. Hearing, smelling and tasting are a lot more difficult. That is very much the domain of experimental archaeologists, who will painstakingly try and reconstruct what an early medieval Latin mass would have sounded like, what a busy commercial street in tenth century Constantinople, Cairo or Cordoba would have smelt like (no one has done anything like that yet, to my knowledge, but maybe that'll be the new frontier of the future) or how Anglo-Saxon bread would have tasted (you can actually try this at home yourself).

I've decided on the visual, since that's probably the one I'm most qualified to talk about, though I'm sure those of you reading this who are actually cognisant in archaeology, art history and epigraphy will find plenty of fault in what I say. I've decided to try and do a foolhardy task - to tell the history of early medieval Afro-Eurasia (the Old World you might say) in ten objects. This is obviously going to be a very selective history - not all aspects of early medieval life will have justice done to them. Nor will all the regions of the Old World. The Iberian Peninsula, Eastern Europe (unless Byzantium counts), Iran, Central Asia, China, Japan and Sub-Saharan Africa are all going to be conspicuous by their absence here. Meanwhile, the very label early medieval is being stretched to its limits here as these objects span the whole period this blog produces posts on - the fifth to twelfth centuries. I don't want to get into a long discussion about periodisation, but 400 - 1200 is the most generous periodisation for the early medieval that still has some sense in it. And of course, for a lot of the regions that we will be talking about here, notably South and Southeast Asia, a lot of people would argue that the label "early medieval" is inappropriate no matter what the periodisation and that we should throw out all that Eurocentric baggage. I must say that I'm not in that camp, which strikes me as postcolonialism gone too far. All it really does is keep premodern African and Asian studies, which are themselves quite small self-contained fields in Europe and North America given that they require the mastery of some very difficult languages and source material, isolated from the mainstream of medieval history. Basically, just so long as we don't hold up Europe as the gold standard for historical development we're good, and by doing some comparisons we can see what's similar and shared and what's particular and unique about what we study. But now let's get on the exciting part - meet our ten objects!

Object number one: a child's tombstone from Trier, 400 - 500 AD (Trier Cathedral Museum, Germany, visited 11 May 2022)



The inscription on this Roman tombstone, found in the grounds of the abbey of Saint Maximin at Trier, in the Rhineland-Palatinate region of Germany, reads (according to my own faulty translation:

Valentina lies here in peace. She lived for three years, six months and five days. Her kinsmen placed this inscription here. 

Below it are two doves. The doves are an important Christian symbol - it was a dove carrying an olive branch that Noah saw when the Great Flood ended. The gospels of Matthew and Luke also claim that the Holy Spirit appeared as a dove at the Baptism of Jesus in the River Jordan. Because of this, doves symbolised peace, hope and the soul, and thus were more than appropriate to have on a tombstone - they became a very common motif on late Roman tombstones from Edict of Milan in 313, which officially made Christian worship legal in the Roman Empire, onwards. Indeed, there are plenty of tombstones just this one in Trier alone, to say nothing of other places where late Roman cemeteries have been found. 

The location of the cemetery this was found in is worth noting as well. This grave was found in the grounds of the Abbey of Saint Maximin in Trier, founded in the sixth century, destroyed by the Vikings in 882, rebuilt in the tenth century and again, after a fire, in the thirteenth. I passed by it when I was walking from Trier Hauptbahnhof to my accommodation in a village in the hills of the Moselle valley outside Trier. Before the abbey, there was an early Christian basilica and cemetery that had grown up around the tomb of Saint Maximin (d.346), one of the earliest known Christian bishops of Trier, a courtier at the courts of Constantine II and Constans (sons of Constantine the Great) and a renowned defender of the doctrine of the Trinity against the Arian heresy which we have talked about here briefly before. This cemetery was located in what was essentially a suburb of Trier, or Augusta Treverorum as it was then known. You see, Roman law forbade the dead from being buried inside the city walls. So the location of this burial is very much in keeping with ancient Roman tradition, going back at least to the days of the Early Republic. The Christian symbols, however, represent a more recently established tradition, as does the decision to have this toddler buried in close proximity to a saint - the cult of the saints itself being a very recent development. Saints were believed to be able to intercede for those who had recently departed to help them get to heaven, which was why as we get into the early middle ages proper, kings and aristocrats chose to be buried in monasteries. 

But above all, it reveals one of the few things that stayed completely same throughout our period (400 - 1200). That is, high infant mortality. We have no concrete statistics for it in this period, but in all ages before modern medicine almost a third of children did not live past the age of five. That's why life expectancy in this period was so low. Its not because everyone was dropping dead in their thirties (I've encountered more than enough early medieval octogenarians and nonagenarians to disprove that), but because more than 30% of all the people born in this period would have never lived to see adulthood at all. This continued to be more or less the case even into the Industrial Age. For example, in England and Wales in 1850, 16.2% of babies born died before their first birthday and approximately a further 11.2% did not live to see their fifth - cumulatively, that's about 27.4% of children dying before the age of five in early Victorian England. By contrast, in 2020, just 0.4% of children in England and Wales did not live to see their fifth birthday. For this we have to thank the huge quantum leaps in medicine and healthcare that were made in the twentieth century. Still, huge disparities remain around the world i.e. the infant mortality rate (deaths before the age of one) is still 1.1% in Ecuador, 4.7% in Mozambique and 5.7% in Pakistan. This tombstone really reminds us of how harsh life could be across this period. 

Of course, going on in the backdrop when this tombstone was placed there was indeed the fall of the Western Roman Empire. Trier had been an absolutely thriving place in the fourth century AD, when it was the de facto imperial capital in the West. Having the imperial court that far north is part of what explains why so many deluxe Roman villas survive from the fourth century in Britain. However, after the rebellion of Magnus Maximus in the 380s, who we've met a few times before, the western imperial court moved permanently back to Milan, and later Rome and Ravenna. In 406, the Roman magister militum (head of the armed forces) Stilicho, decided to remove all field armies from the Rhine frontier to deal with Radagaisus, an Ostrogothic leader who wanted to sack Rome and sacrifice all the senators to Odin and Thor. Radagaisus was defeated and executed near Fiesole in Tuscany, but in the winter the Rhine froze over and the Burgundians, Vandals, Swabians and Alans, who were all fleeing the coming of the Huns from Mongolia to the Great Hungarian Plain, crossed into Gaul. 

The countryside around Trier will have been ravaged a lot by the barbarians in 407, though the city itself doesn't seem to have been sacked that year - a fate that befell Metz and Rheims to the west. Shortly after this, half a dozen usurpers appeared in Gaul and one of them, Constantine III (later believed to be King Arthur's grandfather), withdrew all Roman field armies from Britain later in 407. The end of the Western Roman Empire was still far from inevitable at this point, and no one could have foreseen it then, but this can with some justification be called the beginning of the end. Trier and the Moselle valley still remained firmly under Roman imperial authority, though it was attacked by the Franks several times in the early fifth century, and was sacked by Attila the Hun during his invasion of Gaul in 451. 

After 461, the imperial centre lost control of Gaul north of the Loire. The emerging Visigothic kingdom in Aquitaine and the Burgundian kingdom in Savoy cut off the corridor between it and the still centrally controlled and very Roman Provence. To add to this, Aegidius, the commander of the Roman field armies in Gaul, whom we've met so many times before because our friend Adhemar of Chabannes remembered him almost 600 years later and talked a lot about him, refused to recognise the western emperor Libius Severus (r.461 - 465). But its unclear if Aegidius, who was based in Soissons, actually controlled Trier. 

Trier after 461 was under the control of Count Arbogast, a descendant of the Frankish leader by the same name who had served as magister militum for the western Roman Empire in the late fourth century. Count Arbogast himself, like many Roman generals of barbarian ancestry (Stilicho and Flavius Aetius to name a few) was thoroughly Roman himself and like any good Roman aristocrat he had received an excellent literary education. Our only sources for his life are his correspondence with the Gallo-Roman aristocrat and bishop Sidonius Apollinaris and with his cousin Bishop Auspicius of Toul, preserved in a ninth century Carolingian manuscript called the Austrasian Letters (once again, thank the Carolingians for preserving all our ancient sources). Count Arbogast relied on the surviving units of Roman limitanei (garrison and border defence troops) and Frankish mercenaries for military defence. We do not know when his rule ended, but it was sometime after 470. Adhemar of Chabannes, writing in the eleventh century but using much earlier sources (though from well after the time of the events themselves), claims that Childeric, the father of Clovis, took Trier for the Franks and sacked and burned the city to the ground sometime in the 470s. But there's no contemporary source that says this, and by Adhemar's day the all-out destructiveness of the barbarian invasions was already being played up in the standard histories - the cataclysmic vision of the fall of Rome didn't have to wait until the Renaissance. Some instead think that Arbogast simply gave his allegiance to Childeric, again without much foundation. At any rate, as far as the archaeology is concerned, Frankish style graves do not appear in the area around Trier until after 500. So, as this gravestone itself attests, Trier remained firmly Roman during the turbulent fifth century and, like in many other parts of the erstwhile Western Roman Empire, the early middle ages took a long while to arrive there. 

Object number two: socks from Roman Egypt, 400 - 500 AD (Victoria and Albert Museum, London, visited 27 October 2022)




Lets now take a look at the other side of the Roman world, to the eastern Roman Empire. This pair of red woollen socks was knitted with needles in Egypt sometime in the fifth century, though they might actually be fourth century - like with a lot of archaeological material, dating is difficult (I shall resist any temptation to make awful puns). Their odd, cloven shape can be explained by the fact that they were meant to be worn with sandals - a hugely unfashionable look now, though I may be a little behind the curve on current cultural trends, but the height of fashion then. They were excavated in the 1890s in a burial ground in Oxyrhynchus, a town founded in the Ptolemaic Era (323 - 31 BC) by Hellenistic Greek settlers in the Middle Nile Valley. Many other finds from there are also displayed in the Victoria and Albert Museum, as well as in other museums in Europe and North America.

Why does clothing survive so easily from Egypt but not from other parts of the Roman Empire? The answer to that is that all source material survives better in Egypt than in any other part of the Roman Empire. The extremely dry climate, except by the Nile itself which is incredibly fertile, means that most organic material doesn't perish so easily as it does in places with wetter, more temperate climates. Given that papyrus, which rots very easily in temperate climates, was the main writing material of the ancient Romans in Classical times and in Late Antiquity, we have more surviving documentation from Egypt than we do anywhere else in the Roman Empire, and thus we know more about ordinary provincial Egyptian society than for any other region of the Roman Empire. Indeed, its possible to say that we know more about ancient Roman life from Egyptian rubbish dumps, including those at Oxyrhynchus, than we do from all the works of Cicero, the Vindolanda Tablets or even the remains of Pompeii. Amidst these Egyptian rubbish dumps we have lots of ordinary documents which survive in quantities unparalleled anywhere else in the Roman Empire - soldiers' letters home, wills, land purchases, shopping lists, petitions etc. At Oxyrhynchus, even lost poems of Sappho and plays of Sophocles, and some of the earliest ever copies of the Gospels, have been found there. Thus, Roman Egypt has the potential to cast quite a distorting mirror on the Roman world, as the ancient historian Brett Devereaux explores here (I do highly recommend his excellent blog). 

We have no idea who these socks belonged to, though they most likely belonged to a peasant. The Egyptian peasantry in the late Roman period (third to seventh centuries in Egypt) were fairly prosperous and largely independent of aristocratic landlords, though they did have to pay high taxes to the Roman state. Surviving land registers from (surprise, surprise) Oxyrhynchus, show that taxes were paid routinely and proportionately in Egypt, even by the Apion family - one of the wealthiest families in the Eastern Roman Empire, whose home base was in Oxyrhynchus itself. They were also becoming more culturally Roman in this period - during fourth and fifth centuries, temple complexes to native Egyptian deities started to be abandoned (in part due to Christianisation), hieroglyphics ceased to be used for writing inscriptions and the Egyptians ditched their venerable taste for beer and started drinking Palestinian wine instead.

In Egypt the experience of the fifth century was very different to in Gaul, where we were for object one, and the other western provinces. In part that was because the Eastern Mediterranean had always been richer than the West, and had been urbanised for much longer (indeed by millennia). But it was also in part thanks to the imperial capital, Constantinople being supremely well-defended, the eastern frontier with Persia being largely peaceful as the two empires faced the Hunnic threat together, which meant that the most economically productive, tax-rich provinces of Anatolia, Syria, Cyprus, Palestine and Egypt were kept safe from external attack. The Eastern Roman Emperors pursued shrewd diplomacy, which kept potential barbarian invaders like Alaric the Visigoth, Atilla the Hun, Geiseric the Vandal and Theodoric the Ostrogoth from being too troublesome for them. Indeed, the Eastern Roman Empire experienced something of an economic boom in the fifth and early sixth centuries, which made Justinian's reconquest of Africa, Italy and Southern Spain for the Roman Empire in the mid-sixth century possible, as well as Constantinople growing to at least half a million inhabitants and architecturally ground-breaking churches like Hagia Sophia being built. Perhaps these socks are somehow reflective of this late antique prosperity in Egypt.

Notably, these socks are the only item in this group of ten objects I've chosen which are completely secular - they have nothing about them which relates to gods, myths, saints, worship or anything religious. They are also the only item which is at all representative of the lived experiences of 80 - 90% of the population of the early medieval world. In part that's due to biases of survival, in part due to my own personal choices and preferences. Much as I have respect for the work of the Annales school historians, especially Georges Duby (I'm not so fussed about Fernand Braudel), and the less dogmatic British and French Marxist historians like Pierre Bonnassie, Guy Bois and most of all Chris Wickham, elite culture really is my cup of tea. I just don't find peasants as interesting as aristocrats, clerics and scholars, which also links to the fact I've always preferred studying texts to archaeological material, though that's not to say I don't think peasants and agriculture boring and unimportant - my blogging record says otherwise. Thus I felt I had to bring them in there, somewhere, to remind us of the lived experiences of the great majority, even if in a token way.


Object number three: The Isola Rizza Dish, 550 - 600 AD (Castelvecchio Museum, Verona, Italy, visited 10 June 2022)


This magnificent silver dish was found amidst a late sixth century treasure hoard, excavated in a churchyard in Isola Rizza, a village near Verona in the Veneto region of Italy, in 1873. At the bottom of the bowl is an engraved relief medallion showing a clean-shaven cavalryman wearing a lamellar cuirass and a plumed Spangenhelm-type helmet and carrying a kontos spear charging over a fallen enemy soldier. Another who, like his fallen comrade, is bearded, wears no armour and carries an oval-shaped shield and a longsword called a spatha, appears to be fleeing the cavalryman. 

Where this was made, and for whom, is uncertain. Historians such as Neil Christie have thought on stylistic grounds that it is an East Roman work, produced in Italy shortly after the completion of Justinian's reconquest in 554. They assume that it commemorates the defeat of the Ostrogoths by the East Roman armies of Justinian,  and that the cavalryman is a Germanic (possibly a Goth or Gepid from Pannonia, modern day Hungary) or Steppe (possibly an Alan from the Caucasus) mercenary in Roman service. Meanwhile, the infantrymen are presumed to be Ostrogoths, though they could plausibly be Franks, who also tried to wrestle control of Northern Italy in the 550s but were repelled by the East Roman eunuch general, Narses. Their lack of armour indicates that they are fairly low-ranking free men serving their king as levies, not professional soldiers or aristocratic retainers. It is thus presumed that the dish was buried in 569, when another Germanic people, the Lombards, invaded Italy from across the Alps under their king, Alboin, and successfully took Verona after a siege. The assumption is that a worried local bigwig didn't want the Lombards getting their dirty hands on his nice shiny household silverware. But as is so often the case, the dating and provenance can be questioned. It could have been made by the Lombards and show an elite Lombard warrior on horseback running down some invading Franks or Slavs. Alternatively, a Lombard warrior may have acquired it in battle, with the East Romans. Or he might have been given it by the Avars, a Steppe nomad people from Central Asia who settled on the Great Hungarian Plain from the 560s and who definitely had mounted warriors that looked exactly like the one shown here - it was the Avars and Lombards who together destroyed the Gepid kingdom in Hungary in 566, before the Lombards invaded Italy. We will never have the answer.

Nonetheless, it does undoubtedly represent an even bigger sixth century change. That is the militarisation of society and the rise of warrior elites. Lots of silverwares from the fourth and fifth century Roman Empire survive, but they don't show scenes of contemporary warfare. Instead they overwhelmingly show scenes from classical mythology and literature and the pleasures of the imagination, and are overwhelmingly non-martial in nature. This reflects the educated and cultured civilian aristocracy, including senators, career bureaucrats in the imperial administration and local municipal officeholders, they were produced for. While it disappeared earlier in many other regions of the Empire, notably fifth century Britain which we discussed on this blog earlier this year, it survived in Italy into the first half of the sixth century under the Ostrogothic kings, where one would have been entirely forgiven for thinking the Western Roman Empire hadn't fallen at all. But Justinian's wars to recover Italy for the actual Roman Empire ended up being a messy and protracted affair, which resulted in the Italian economy being left in ruins, cities being depopulated and villas being abandoned for fortified hilltop villages (read: not proto-castles!). The invasion of the Lombards both took full advantage of this and made the situation worse. As elsewhere in the former Western Empire, economic and urban collapse combined with increased warfare and political instability led to the replacement of civilian aristocracies with warrior elites. In those circumstances, being able to quote Virgil from memory was less important than being able to wield a sword proficiently. And this new warrior elite, while they still loved luxury would have had a less of a taste for scenes of playful cupids, dancing girls, temples and bucolic dreamscapes and more of a taste for scenes of war and martial valour. None of this was to do with "Germanic influence." The rise of military aristocracies can be similarly seen in the areas of late sixth and seventh century Italy still under Roman control, just like it can be seen in both Anglo-Saxon England and Romano-British Wales as any comparison between Beowulf and Y Goddodin shows. In some ways all the different regions of the former Western Roman Empire were all headed down fairly similar cultural trajectories, whether they fell to Germanic invaders or not. Above all, the very uncertainties about this object's provenance are indicative of one thing about it - that it belonged to an unstable militarised frontier society. 

And that links to our final point. The burial of weapons, jewellery and luxury items like silver bowls, which is so common in the former Western Roman Empire the fifth to seventh centuries but so much less common after. A lot of historians used to think that had something to do with paganism or ancient Germanic customs. All except, as Chris Wickham and Guy Halsall amongst others have ably demonstrated, actually it doesn't. Getting rid of moveable property to prepare for death was common in Roman times, and not just pagans but also Christians did it. Rather, what it shows is aristocrats and elites who were uncertain about their local power and status. The later sixth and seventh centuries in Italy was undoubtedly a time for elites to feel thus, due to all the constant warfare and political instability and upheaval. Elites in Anglo-Saxon England, where politics and society were much more primitive and unstable than in Lombard Italy, basically tribal, would have felt the same, which is why we find such rich hoards there like Sutton Hoo, or indeed the Harpole treasure discovered less than a month ago. But once aristocrats felt much more secure in their positions, as they did in Francia and Visigothic Spain by around 650 and in Anglo-Saxon England and Lombard Italy after 700, they started investing in more permanent displays of their wealth and local power by building churches and donating to monasteries. Its from this point on that grave goods disappear and treasure hoards become increasingly scarce. So the Isola Rizza dish we've discussed here, like the macho man of Marlow we discussed back in February, reflects the transition away from the late Roman civilian aristocracy to the early medieval warrior elite. 

Object number four: a coin of Emperor Heraclius, 629 - 630 AD, Eastern Roman Empire (Victoria and Albert Museum, London, visited 10 December 2022)



Moving east again, we at last have an item with a concrete, clearly identifiable date. This is the reverse of a gold solidus coin of the Roman emperor Heraclius (r.610 - 641), minted in Constantinople. The obverse of the coin, not shown here, has images of Heraclius and his two sons. But the reverse shows an image of the True Cross, believed to be the very cross on which Jesus Christ himself was crucified. Now coins are more than just items of monetary exchange, especially in late antique/ early medieval context. They could be a powerful vehicle for political propaganda. And this couldn't be clearer than in this case. In 628, as I've written about here in much more detail before, Heraclius had defeated Rome's eternal nemesis, Persia, and recovered the True Cross which the Persians had taken from Jerusalem in 614. The inclusion of the True Cross on a coin, a year later, was doubtless meant to celebrate Heraclius' triumph and portray him as a great Roman soldier emperor in the mould of Trajan and Constantine, as well as a defender of the Christian faith against the heathen Zoroastrian Persian foe. Alas, the euphoria was short-lived. Within the next decade Islam would spread out of the Arabian Peninsula and the Romans would lose Syria, Palestine and Egypt, which they had fought to hard to regain from the Persians, to the Arabs, and this time it would be forever. Nonetheless, Heraclius' victory immediately caught the attention of contemporaries not just in the Roman Empire but across the Christian world, and was a very well-known and celebrated moment in history for more than a thousand years after. Adhemar of Chabannes of course wrote about it in his Aquitanian monastic cell in the early eleventh century. And William Caxton wrote about it in Middle English in the late fifteenth century, and had Heraclius' story printed on his London printing press - his audiences in Yorkist and early Tudor England hugely enjoyed reading it. And a few decades earlier, the story of Heraclius and the True Cross had been immortalised in paint by the Renaissance artist Piero della Francesca in Arezzo. Linking to my first PGCE written assignment on teaching historical significance to schoolchildren, this is a nice illustration of how historical events can resonate both with people at the time and subsequently.

Object 5: a plaster cast of a relief showing a scene from the Gandavyuha Sutra, Borodbudur, Java, 700 - 800 AD (Victoria and Albert Museum, London, visited 10 December 2022)


This plaster cast of a high stone relief from the temple complex of Borobudur near Yogyakarta in central Java in Indonesia shows a scene from the Gandavyuha Sutra, a Buddhist text written in sixth century India. It shows how a pilgrim, Prince Sudhana, achieved enlightenment with the help of several Buddhist holy men, known as bodhisattvas. On the left, the prince receives instruction from the bodhisattva Samantabhadra (the large seated figure), and on the centre-right of the picture with his palms put together in reverence the Prince meditates and comes close to achieving full nirvana

Now I must admit I know little about the history of Indonesia in this period. But there are many reasons why I chose it. Firstly, notice how, by showing the ascetic holy men Samantabhadra as a figure more than twice as large as Prince Sudhana, the artist is making him out as much more important. This image thus nicely illustrates how the universalising religions that emerged across Eurasia in  like Christianity, Buddhism and Islam could potentially challenge the prevailing social hierarchies with their new ideas about morals and spirituality, even if the established elites willingly embraced them. Pagan Roman writers sometimes accused Christianity of being a religion of women and slaves. And while so many early medieval saints, bishops, abbots and abbesses were of aristocratic and royal backgrounds, to the point that German scholars speak of adelsheilige (noble saintliness) like its a concrete phenomenon, all early medieval people knew that the poor peasant could go to heaven at least as easily as a rich count. Meanwhile, on the other side of Eurasia, the Chinese imperial authorities were often afraid of Buddhism as socially and politically subversive, and the Tang emperors cracked down on it with full-scale persecutions  It also reflects the power of holy men, especially those who practiced asceticism, to advise and educate rulers and even correct them for bad behaviours. A Carolingianist like myself can more than easily see the eighth and ninth century Frankish parallels here. Likewise, the importance of pilgrimage in this story would have resonated with people in the early medieval Christian West just as much as in the Buddhist world. 

Secondly, what makes it interesting is indeed the most obvious. That it shows the spread of Indian culture and religions across south and southeast Asia. As I mentioned before, the first millennium AD sees the momentous spread of the three great universalising world religions, Christianity, Islam and Buddhism, across Afro-Eurasia. Buddhism had already reached southeast Asia in the fourth and fifth centuries AD, around the same time as the Christianisation of the Roman Empire. Around the time this temple was being built, Islam had reached Spain and Central Asia and Saint Boniface was converting Frisia and Central Germany on behalf of Charles Martel and Pippin the Short. Its possible to find many parallels between the establishment of Hindu and Buddhist temples in peninsular India, Burma, Thailand, Cambodia and Indonesia and the creation of Christian monasteries in Northwest Europe, not just in the religious changes they brought but also the social and economic ones. Comparing Borobudur with the bishopric of Wurzburg and the nearby abbey of Fulda, founded by St Boniface and his disciples around the same time it was built, would be intriguing indeed. Likewise, the spread of Indian culture to Southeast Asia would have meant the spread of literacy, of the Vedas and the Indian epic cycles like the Ramayana and the Mahabharata and of the Sanskrit language. Similarly, the conversion of the Anglo-Saxons in the seventh century and of Central and Northern Germany in the eighth century brought Latin, the Bible and the Roman Classics, which transformed elite culture there too. I must confess that while I know so little about Southeast Asia, I find the potential parallels between it and the Frankish and Anglo-Saxon worlds in the seventh to tenth centuries so intriguing that I'd love to explore them more. 

















Tuesday 23 August 2022

Charles Martel and the battle of Tours: a turning point in world history (part 4)? Legacy and conclusions

So what really was the significance of the battle of Tours in 732? Did it really make a difference to European and world history? Such is a question for the final part of our series to tackle. Firstly, lets start with what medieval people themselves thought of it.


Medieval views on the battle of Tours

Contemporaries far and wide immediately picked up on what was going on. The Venerable Bede (672 - 735), the most internationally renowned theologian medieval England ever produced and, some would argue, its greatest historian, certainly did. In Chapter 23 of Book IV of his Ecclesiastical History, when he was describing the the state of the Anglo-Saxon Church at the time he was writing, he gave a short, journalistic notice:

(Original Latin) Quo tempore gravissima Sarracenorum lues Gallias misera clade vastabat, et ipsi non multo post in eadem provincia dignas suae perfidiae poenas luebant.

(English translation) At what time the Saracens, like a very sore plague, wasted Gaul with pitiful destruction, and themselves not long after were justly punished in the same country for their unbelief

Source: Bede, The Ecclesiastical History of the English Nation, edited and translated by J.E King, Harvard University Press (1930)

A portrait of the Venerable Bede at work, from a twelfth century copy of his Life of Saint Cuthbert (British Library, Yates Thompson MS 26, f. 2r)

Of course, in the Carolingian Empire (751 - 888), ruled over by Charles' descendants, the deeds of the founder of the ruling dynasty did not go forgotten and Tours was no exception. At the same time, it wasn't given the importance which, as we'll see, it acquired later. The Continuation of Fredegar (751) sees it as a great victory, won with divine backing. But at the same time it treats it merely as one of many such victories Charles won in that decade such as the sieges of Avignon and Nimes, also fought against the Muslims, in 737. The Annals of Lorsch (835) simply say that in 732  "Charles [Martel] fought against Saracens on a Sunday at Poitiers." Einhard, writing in the Life of Charlemagne (817), is much more celebratory. Following the model of biography given by the Roman historian, Suetonius, Einhard gives an account of Charlemagne's ancestors in the second chapter, but unlike the anonymous nun who wrote The Earlier Annals of Metz (806), Einhard doesn't say anything about Charlemagne's Pippinid/ Arnulfing ancestors, save for a passing acknowledgement that Pippin of Herstal was Charlemagne's great-grandfather and had held the office of mayor of the palace. Instead, he only really goes back as far as Charlemagne's grandfather, our friend Charles Martel, and says of him:

Charles overthrew the tyrants who claimed rule over all of Francia and so completely defeated the Saracens, who were attempting to occupy Gaul, in two great battles, one at Aquitaine at the city of Poitiers and the second at Narbonne on the River Berre, that he forced them to return to Spain.

Source: Einhard and Notker the Stammerer, Two Lives of Charlemagne, edited and translated by David Ganz, Penguin Classics (2008)

Einhard is alone among Carolingian authors in giving the battle of Tours special significance, and is probably the first historian to have claimed that the Muslims were trying to conquer Gaul rather than just raid it. At the same time, he mentions it alongside the battle of the River Berre, which happened five years later, and so doesn't make it completely decisive either.

After the Carolingian Empire had broken up and the Carolingian royal line had ended in 987, Charles Martel's achievements were still well-remembered. Of course, Adhemar of Chabannes, a native of Aquitaine no less, had something to say about the battle of Tours:

(Original Latin): Tunc Eudo dux cernens se superatum atque derisum, gentem perfidam Saracenorum ad auxilium convocat contra gentem Francorum. Qui egressus de Hispania cum rege suo, nomine Abderrama, Garonnam transeunt, Burdegalam urbem perveniunt, ecclesias concremant, populos consumunt gladio, et usque Pictavis profecti, basilicam Sancti Hilarii igne concremant et ad domum Sancti Martini Turonis evertendam properant. Contra quos Karolus princeps audaciter aciem ministravit et, super eos irruens no longe a Pictavis tentoria eorum subvertit, et cunctum exercitum eorum sternens in ore gladii, regem eorum Abderrama peremit et victor Franciam rediit et ex tunc omnes ceperunt eum cognominare Martellum, quia sicut martellus cunctum ferrum subigit, sic ipse Deo adjuvante, cuncta prelia frangebat. 

(My own translation): Afterwards, Duke Odo, noticing that he had been overcome and humiliated, enlisted the help of the perfidious race of Saracens against the Frankish people. They left Spain with their king, by the name of Abd ar-Rahman, crossed the Garonne, came through the city of Bordeaux, burned the churches to the ground, exterminated the populace, and proceeded to Poitiers, burned the basilica of Saint Hillary to the ground, and hastened to the home of Saint Martin of Tours, intent on destroying it. Against them, Prince Charles boldly commanded his battle-lines, and he rushed over them not far from Poitiers, overturned their camp, slaughtered their entire army, killed their king, Abd ar-Rahman, and returned victorious to Francia. And from that time on, everyone knew him by the nickname of Martel, because like how the hammer drives under all iron, this man, with God’s help, broke the spirits of all his adversaries.

Adhemar, unlike Einhard, makes no claim that this victory saved Gaul from Muslim conquest. As he saw it, the Muslims were simply on a massive plundering raid up to the Loire. Yet he sees that Battle of Tours as a key moment in cementing Charles' reputation and political image, claiming that this was when his nickname of Martel (literally "the hammer", from the Latin martellus) originated.

As we have seen, the battle of Tours and Charles Martel found their place in the Great Chronicles of France, official histories commissioned by King Louis IX of France (r.1227 - 1270), who wanted to preserve the glorious history of the Franks from their ancient Trojan origins down to the present day - the same impulse that had guided Adhemar of Chabannes more than 200 years earlier. These were very widely disseminated indeed, and richly illustrated. 

I must confess that I completely lack expertise on the Muslim point of view. According to Gustave von Grunebaum in Classical Islam: A History, 600 - 1258 AD"This setback may have been important from the European point of view, but for Muslims at the time, who saw no master plan imperiled thereby, it had no further significance." Some Arab historians writing later in the Middle Ages, like the Moroccan chronicler Ibn Idhari al-Marrakushi in his The Amazing Story of the Maghreb (1312), referred to the battle of Tours as "the path of the martyrs." But he also applied that epithet to Duke Odo's victory over the Muslims at Toulouse on 9 June 721. And broadly speaking, it seems like any defeat at the hands of an army of Christian infidels was seen as constituting a form of martyrdom for those Muslim soldiers who went down fighting. Basically, it seems to me, from a cursory glance, that medieval Muslims remembered Tours but didn't see anything special about it.


Modern views of the battle of Tours 

Just like the medieval historiography of the battle of Tours begins with Bede, the modern historiography of it begins with that other colossal figure that is sometimes called England's greatest historian - Edward Gibbon (1737 - 1794). In Volume 9, Chapter 52 of his History of the Decline and Fall of the Roman Empire (1788), he wrote in his trademark verbal wit and bespoke, inimitable prose:

A victorious line of march had been prolonged above a thousand miles from the rock of Gibraltar to the banks of the Loire; the repetition of an equal space would have carried the Saracens to the confines of Poland and the Highlands of Scotland: the Rhine is not more impassable than the Nile or Euphrates, and the Arabian fleet might have sailed without a naval combat into the mouth of the Thames. Perhaps the interpretation of the Koran would now be taught in the schools of Oxford, and her pulpits might demonstrate to a circumcised people the sanctity and truth of the revelation of Mahomet. From such calamities was Christendom delivered by the genius and fortune of one man. Charles, the illegitimate son of the elder Pepin, was content with the titles of mayor or duke of the Franks, but he deserved to become the father of a line of kings ... 

he nations of Asia, Africa, and Europe advanced with equal ardour to an encounter which would change the history of the whole world. In the six first days of desultory combat, the horsemen and archers of the East maintained their advantage; but in the closer onset of the seventh day the Orientals were oppressed by the strength and stature of the Germans, who, with stout hearts and iron hands, asserted the civil and religious freedom of their posterity. The epithet of Martel, the Hammer, which has been added to the name of Charles, is expressive of his weighty and irresistible strokes: the valour of Eudes was excited by resentment and emulation; and their companions, in the eye of history, are the true Peers and Paladins of French chivalry. After a bloody field, in which Abderame was slain, the Saracens, in the close of the evening, retired to their camp. In the disorder and despair of the night, the various tribes of Yemen and Damascus, of Africa and Spain, were provoked to turn their arms against each other: the remains of their host was suddenly dissolved, and each emir consulted his safety by an hasty and separate retreat. At the dawn of day, the stillness of an hostile camp was suspected by the victorious Christians: on the report of their spies, they ventured to explore the riches of the vacant tents; but, if we except some celebrated relics, a small portion of the spoil was restored to the innocent and lawful owners. The joyful tidings were soon diffused over the Catholic world, and the monks of Italy could affirm and believe that three hundred and fifty, or three hundred and seventy-five, thousand of the Mahometans had been crushed by the hammer of Charles; while no more than fifteen hundred Christians were slain in the field of Tours. But this incredible tale is sufficiently disproved by the caution of the French general, who apprehended the snares and accidents of a pursuit, and dismissed his German allies to their native forests. The inactivity of a conqueror betrays the loss of strength and blood, and the most cruel execution is inflicted, not in the ranks of battle, but on the backs of a flying enemy. Yet the victory of the Franks was complete and final; Aquitain was recovered by the arms of Eudes; the Arabs never resumed the conquest of Gaul, and they were soon driven beyond the Pyrenees by Charles Martel and his valiant race. It might have been expected that the saviour of Christendom would have been canonised, or at least applauded, by the gratitude of the clergy, who are indebted to his sword for their present existence. But in the public distress the mayor of the palace had been compelled to apply the riches, or at least the revenues, of the bishops and abbots to the relief of the state and the reward of the soldiers. His merits were forgotten, his sacrilege alone was remembered, and, in an epistle to a Carlovingian prince, a Gallic synod presumes to declare that his ancestor was damned; that on the opening of his tomb the spectators were affrighted by a smell of fire and the aspect of a horrid dragon; and that a saint of the times was indulged with a pleasant vision of the soul and body of Charles Martel burning, to all eternity, in the abyss of hell.

Gibbon thus elevates Charles Martel and the battle of Tours to a place of pivotal importance in European and World history. As he saw it, this was the epic last stand of "the Christian republic of nations" against the otherwise unstoppable tidal wave of Islamic armies. Had Charles Martel lost, all of Europe would have become Muslim. Gibbon also touches on another, darker side of Charles Martel's reputation, as a despoiler of church property. All throughout the Decline and Fall, Gibbon loves to indulge in nothing more than a good bit of verbal wit and irony. The University of Oxford is one his targets here, with that throwaway line imagining the Quran being taught there. Gibbon spent one highly desultory year in Oxford in the 1750s, where he loathed its ultra-narrow, conservative curriculum (only Classics and Theology were on offer to undergraduates) and the parochialism and privilege that its academics wallowed in - "port and prejudice" was his memorable turn of phrase. Desperately in need of intellectual stimulation, Gibbon came across the writings of Bossuet, Louis XIV's confessor and the leading proponent of Gallican theology, which resulted in him converting to Catholicism in secret. This in turn led to Gibbon being expelled from Oxford, and his father sending him on a corrective sojourn to Lausanne on Lake Geneva, the Mecca of Reformed Protestantism, though this instead led to him coming under the influence of secularist thinkers like Jean Jacques-Rousseau and David Hume. And the main target of his irony here is the very religion he flirted with as an impressionable youngster but soon saw the good sense to reject. Charles Martel saved the Catholic Church, yet they expressed their gratitude by deeming him worthy of eternal damnation just because he took landed estates away from the bishops and abbots to support and remunerate the very soldiers that had saved Christendom from the Muslims. Papistical clerics being petty and self-interested ... what a surprise! All of this would have been honey to the ears of Gibbon's readership in Georgian Britain - only a few years earlier in 1780, the anti-Catholic Gordon riots had broken out in London. At the same time, Gibbon had said plenty of things that offended Anglicans too, especially his negative characterisation of the early Christian communities and dislike of laws that favoured one religion over others (only Anglicans could stand for Parliament until 1828). And he'd called Europe's leading proponent of secularism, Voltaire, a "bigot." Like his friend and mentor David Hume, whose iconoclastic A History of England from Julius Caesar to the Glorious Revolution (1761) had rustled many feathers, he claimed to be an "impartial" historian. And, perhaps most notably, Gibbon was one of the first historians of the battle of Tours who had any interest in Islam as a belief system in its own right. Throughout the Middle Ages, indeed ever since Islam first appeared on the scene in the seventh century, and for most of the early modern period as well, Islam was mostly viewed either as a Christian heresy (like in Dante's Divine Comedy) or a form of paganism (like in the Song of Roland). Indeed, terms like Islam or Muslim don't seem to turn up in Latin, Greek and European vernacular sources before about 1800. Instead, Muslims are either referred to as followers of Muhammad or by terms with tribal/ ethnic overtones like "Saracens", "Ishmaelites" or "Hagarenes", and their religion is not given a noun of its own. Gibbon himself denoted the Muslims by the collective noun of "Mahometans", and his contemporary Thomas Paine in Common Sense (1776) referred to Islam as "the Turkish Church." "Islam" and "Muslim" would not enter mainstream use in Western Europe until the nineteenth and twentieth centuries, and they did so slowly. Yet the period between the relief of the Ottoman siege of Vienna in 1683 and Napoleon's invasion of Egypt in 1798 did see the beginnings of scholarly interest in Islam beyond finding material for interfaith polemics - the impetus behind Abbot Peter the Venerable of Cluny commissioning the first Latin translation of the Quran in the twelfth century. The "Orient" was becoming increasingly an area of intellectual curiosity in its own right, and Gibbon as a teenager living in Kingston-upon-Thames (he went to school on the other side of the road from where I went to school) omnivorously devoured all the secondary works on the histories of the Arabs, Persians, Turks and Mongols which were then available to him in English and French. And his chapters on Muhammad and the rise of Islam is one of the most celebrated bits of the six volumes of the Decline and Fall of the Roman Empire, and its possible that had it not been for Gibbon including him, the Victorian writer Thomas Carlyle would not have admitted Mohammad to the pantheon of history's "great men" - Carlyle's glowing account of Muhammad's life formed the basis of western views of the prophet of Islam for about a century to come. I think its fair to say that Gibbon's account of the battle of Tours marked a significant turning point in its historiography - rather than being simply about Frankish military prowess repulsing infidel invaders from Christian Gaul, it became a story of conflict between belief systems and civilisations on which everything yet to come in history hung in the balance. 

Portrait of Edward Gibbon by Henry Walton (1773), in the National Portrait Gallery in London, NPG 1443

That the battle of Tours was an event of world-changing significance was the orthodox view throughout the nineteenth century. The early Victorian historian Sir Edward Shephard Creasy (1812 - 1878) included the battle of Tours in 732 in his The Fifteen Decisive Battles of the World: from Marathon to Waterloo (1851). Among the other decisive battles featured, apart from the ones in the title, were the defeat of the Romans at Teutoberg Forest (9 AD), the Battle of Hastings (1066), Joan of Arc's victory at Orleans (1429), the defeat of the Spanish Armada (1588), Tsar Peter the Great's triumph over the Swedes at Poltava in Ukraine (1709), the defeat of the British at Saratoga (1777) during the US War of Independence, and the defeat of the Prussians and Austrians by the First French Republic at Valmy (1792) at the start of the French Revolutionary Wars. Its highly significant that, in a book so completely biased towards battles from Greek, Roman and English history, Tours, Poltava and Valmy were nonetheless admitted to the Pantheon. The title inspired a line from the Major General's Song in Gilbert and Sullivan's famous comic opera The Pirates of Penzance (1879):

I am the very model of a modern Major-General
I've information vegetable, animal, and mineral
I know the kings of England, and I quote the fights
Historical
From Marathon to Waterloo, in order categorical

Thomas Arnold (1795 - 1842), headmaster of Rugby School,  architect of Public School reform in Victorian England and an early proponent of "muscular Christianity", believed that the importance of the battle of Tours was even greater than that of the Teutoberg Forest in creating the modern world, calling it "one of those signal deliverances that have for centuries affected the happiness of mankind." In France, Belgium and Germany, the nations that had once been the heartlands of the Carolingian Empire, the celebration of the battle of Tours in 732 as a world-changing event was even more rapturous. Arnold's contemporary, Leopold Von Ranke (1795 - 1886), the founding father of the modern academic discipline of history (until the 1820s, no university awarded degrees in history, and historical skills and methods were not taught to students in any formal or systematic way - Ranke himself was a philologist by training), declared that the battle of Tours was a turning point that ushered in one of the most important eras in the history of the world.  The great Belgian medievalist, Godefroid Kurth (1847 - 1916), opined "the battle of Tours must remain one of the greatest events in the history of the world as upon its issue depended whether Christian civilisation should continue or Islam prevail throughout Europe." As the German military historian Hans Delbruck (1848 - 1929) saw it, there simply was "no more important battle in the history of the world."

Such viewpoints of the battle of Tours as a world-altering event carried on into the next century, though not all of them were as celebratory. Adolf Hitler, if his close friend and armaments minister Albert Speer is to be believed, saw Charles Martel's victory at Tours as something to be regretted. In his view, the Muslim conquest of Europe would have been a good thing, since he believed Islam was better suited to the Germanic temperament than Christianity and would have made the Germans more warlike and uncompromising. 

While historical knowledge does progress cumulatively, historiographical fashions really do go backwards and forwards. Since the end of WW2 and European decolonisation, the pendulum swung the other way, and it became very unfashionable to see clashes of civilisations, battles and great men as the forces from which the course of history unfolds. More recent assessments of the battle of Tours have moved in line with that. Most historians now would argue that when the Muslims rapidly conquered the Visigothic kingdom in the 710s, they were already reaching the logistical and administrative limits of feasible expansion. That is to say that getting new manpower and supplies to frontier was already becoming too time-consuming and costly for the Arab army to have permanent bases that far north. It is also to suggest that the distances and the geography involved would have meant that Arab military forces in Gaul would have largely been beyond the effective control of the Ummayad high command even in Gibraltar or Kairouan, let alone in Damascus. After all, as we saw in part three, northeastern Spain was under the control of essentially unpoliceable Berber and Bedouin marcher lords, to the point that some even allied with external powers against the central government as Munuzza did with Duke Odo against the Umayyad governor Abdul ar-Rahman. In this light, modern historians see much less as being at stake. They would see Abdul ar-Rahman's military aims as being nothing more than to plunder all the old Gallo-Roman cities and monasteries up to the Loire Valley. This would be done in order to gain enough booty to pay the soldiers (outside Andalusia, the Roman tax system that the Visigoths had kept going for so long was no longer operational) and keep the tribal leaders placated so they wouldn't turn against the centre or each other - all part of the ghanima (plunder economy). The Umayyad regime in Spain and the Western Maghreb of course did implode following the failure of both the Tours campaign in 732 and the Provence campaign of 736 - 737 with the Berber revolt of 740 - 743. The Western Maghreb (Morocco and most of Algeria) was permanently lost to the Arab Caliphate after the Revolt, and Spain was only recovered with Syrian troops being dispatched there in 743. To modern historians this all screams like the Arab Caliphs had bitten off more than they could chew. 

Representative of the prevailing scholarly opinion now is Philip Khuri Hitti's remark in a History of Syria including Lebanon and Palestine (2002), remarks, "in reality, nothing was decided on the battlefield of Tours. The Moslem wave, already a thousand miles from its starting point in Gibraltar – to say nothing about its base in al-Qayrawan – had already spent itself and reached a natural limit." 

Likewise, and also signifying the general shift in historiography that have taken place since the Victorians and accelerated since the end of the second world war, Geoffrey Parker (one of the most eminent military historians currently alive) remarks in the editor's note to The Readers Companion to Military History (2001) "The study of military history has undergone drastic changes in recent years. The old drums-and-bugles approach will no longer do. Factors such as economics, logistics, intelligence, and technology receive the attention once accorded solely to battles and campaigns and casualty counts. Words like 'strategy' and 'operations' have acquired meanings that might not have been recognizable a generation ago. Changing attitudes and new research have altered our views of what once seemed to matter most. For example, several of the battles that Edward Shepherd Creasy listed in his famous 1851 book The Fifteen Decisive Battles of the World rate hardly a mention here, and the confrontation between Muslims and Christians at Poitiers-Tours in 732, once considered a watershed event, has been downgraded to a raid in force."

There have however been some dissenting voices in the academy. Norman Cantor, a historian who late in his career acquired something of a reputation as an enfant terrible, wrote in his 1993 revised edition of The Civilisation of the Middle Ages that "it may be be true that the Arabs had not fully extended their resources and they would not have conquered France, but their defeat (at Tours) in 732 put a stop to their advance to the north." Victor Davis Hanson, another historian who is definitely not afraid to be controversial among his more politically correct (he did after all go on to write a book in 2019 called The Case for Trump), argues similar things to similar effect in Carnage and Culture: Landmark Battles in the Rise of Western Power (1999).

Outside the world of academic historical scholarship, the picture is, perhaps unsurprisingly, very different. In the popular imagination, battles and great men (great women as well, nowadays), are still the great movers and shakers of history. And when we look to the realm of politics, such a way of viewing history has been exploited for some downright racist and hawkish purposes. A French far-right, anti-Arab terrorist group in the 1970s and 1980s called itself "Club Charles Martel", and orchestrated a number of bombings and kidnappings against the Algerian government/ Algerian citizens in France between 1973 and 1987 as revenge for the country getting its independence in 1962 - fortunately, only one of these terror attacks (the very first) led to any fatalities. More recently, an American white nationalist organisation has called itself the Charles Martel Group, and set up its own journal, The Occidental Quarterly, edited by Kevin B MacDonald, a washed-up professor of evolutionary psychology at California State University turned anti-Semitic conspiracy theorist, which has published articles from various fringe academics in the Anglosphere who hold scientific racist views i.e. Richard Lynn, a professor of psychology at Ulster University until his dismissal in 2018, who has argued that black people are less intelligent than white people and endorsed eugenics. Post-9/11, this way of viewing the significance of the battle of Tours as made its way into mainstream American neoconservative circles, where notions of a "clash of civilisations" (itself a term popularised by the neoconservative luminary Samuel P Huntingdon) and "the West and the rest" have never lost vigour. Rodney Stark, a respected sociologist of religion turned Catholic-convert and right-wing public intellectual, argues in the provocatively-named God's Battalions: The Case for the Crusades (2005), that the Muslims did indeed attempt to conquer all of Europe in the eighth and ninth centuries, and that if it wasn't for Christian victories like at Tours in 732 this could have indeed succeeded. Stark then uses this as evidence to demonstrate that the Crusades were fundamentally a defensive war done to save Europe from further Muslim incursions by taking a pre-emptive strike at them in their heartlands - back-projecting the Bush Doctrine in other words (Stark was a supporter of the Iraq war). I'm not going to get into a discussion about the causes of the Crusades here, but it suffices to say that Stark's thesis is ahistorical nonsense on stilts, and is not taken seriously by actual trained, professional Crusades historians. Indeed, it is notable that, while eighth century writers did use the language of Old Testament Holy War to describe Charles Martel's victory, Charles Martel did not, unlike Emperor Heraclius or his own grandson, get reinvented as a spiritual father of the Crusading movement later on in the Middle Ages. And in all the surviving versions of Pope Urban II's speech at Clermont on 25 November 1095 (and they do contradict each other in a number of places), no mention of the Battle of Tours or indeed any Muslim aggression against Christians prior to the last 25 years is mentioned.

But enough with the historiographical survey. What do I think of the significance of the battle of Tours? Well, in my opinion, the only way to really approach this question is to do a counter-factual exercise.


What is counter-factual history when it is at home?

Counter-factual history is something that all historians do, if in most cases subconsciously. It involves positing the consequences of "what if" a certain event never happened or did so differently to how it actually did historically, or "what if" certain conditions necessary for an event or process to happen at a given place and time were/ were not in place. Indeed, it is essential to understanding two of the most important concepts in the historian's analytical toolkit - cause and effect. For example, if one were to say "the fall of the Roman Republic was caused by Julius Caesar crossing the river Rubicon in 49 BC", one is implicitly proposing the following counterfactual: that had Caesar not crossed the Rubicon, the republican constitution would have survived and Rome would not have transitioned to military dictatorship followed by autocratic hereditary monarchy. Now many an ancient historian would counter that implicit counter-factual by saying that in 50 BC the Republic was already heading towards its expiry date, and that if it wasn't going to be Caesar, or even his erstwhile ally soon to be arch-nemesis Pompey, then some other ambitious general was going to seize supreme and unlimited power in Rome for himself. Either that, or the Republic was going to implode from the mounting pressures of class-conflict, familial rivalries and political factionalism. Such a response in turn rests on counter-factual reasoning, in more ways than one - it would, of course, imply that some other event, further back in time, was the essential cause of the Republic's demise, or that had Roman government and society been configured differently from the word go it might not have fallen. Without counterfactuals, the history we write would not be able to proceed beyond the descriptive level - "this is how it was, this is what happened" etc. 

Its also been practiced since history writing began. Herodotus, the "father of history", provides a counter-factual for what would have happened had the Athenians not defeated the Persians at Salamis in 480 BC, but had instead decided to abandon Athens and migrate over to Sicily instead. His answer: the Persian fleet would have sailed unobstructed round the Peloponnese, and the rest of Greece would have quickly surrendered to King Xerxes. At the end of the first century BC, Livy considered whether, if Alexander the Great had lived for another twenty years, he would have invaded Italy and conquered Rome. His answer: the Romans would have beaten him with their superior manpower reserves of conscript soldiers (as opposed to the smaller, professional standing army of the Macedonians) and by allying with Carthage. More recently, in 1931, a collection of essays titled If It Had Happened Otherwise was published, which included a contribution by none other than Winston Churchill himself, imagining what had happened if Robert E Lee had won the Battle of Gettysburg in 1863. His answer: the Confederacy secures its independence from the United States of America, but the British Empire becomes a broker between the two, leading to the three merging together into the "Association of English-speaking Peoples" which single-handedly prevents WW1 from breaking out.



At the same time, paradoxically, counterfactual history often carries with it a bit of bad rap in the academy. Too often it can easily be dismissed as a glorified parlour game or speculative fiction writing exercise. The fact there's a whole sci-fi subgenre called "alternate history" doesn't help in this respect - I became acquainted with this when I read "The Man in the High Castle" by Philip K Dick, which imagines a world in the 1960s where the Axis have won WW2, the Third Reich is locked in a cold war with the Japanese Empire and the former United States of America is divided into three zones. 

Indeed, a lot of counterfactual scenarios are far from neutral, scholarly exercises and can end up falling into one of three categories based on their political/ intellectual subtext. The first is Comfort History: "be glad things happened the way they did, because the world would be a whole lot the worse if they did not." Anything that involves speculating about what if the Axis won WW2 almost automatically falls into this category, but arguably so does Herodotus' counterfactual on Salamis and, most relevant to us, all those implicit counterfactuals from Edward Gibbon and his Victorian successors on the battle of Tours. One of the scenarios in If It Had Happened Otherwise (1931), by Ronald Knox, imagined that if the General Strike of 1926 had succeeded, the United Kingdom would have ended up under Bolshevik rule. The second is Wish Fulfilment: "if only things had gone differently, the world would be so much better today than this sorry state of affairs." This is incredibly common, to the point that Sir Richard J Evans, formerly Regius Professor of History at Cambridge, has argued in Altered Pasts (2014) that counterfactuals, when taken as a serious historical exercises, are almost invariably reactionary in their political subtext. It is notable that If It Had Happened Otherwise (1931), as well as featuring a contribution from one of the greatest British conservative statesmen of the twentieth century that undoubtedly fits into the "wish fulfilment" subcategory, also featured contributions from Hilaire Belloc and G.K Chesterton, England's two most celebrated/ reviled conservative Catholic public intellectuals of the early twentieth century. It was itself edited by J.C Squires, a fascist sympathiser who met with Benito Mussolini and Sir Oswald Moseley. Its also notable that many of the leading proponents of counterfactual history today are right-wingers, the likes of Niall Ferguson and Andrew Roberts or, from the generation preceding theirs, J.C.D Clark and John Charmley. J.C.D Clark, who was a real firebrand among historians of eighteenth century Britain back in 1980s, has indulged the counterfactual of the Glorious Revolution of 1688 not happening, which according to him would then mean that the American Revolution of 1776, the French Revolution of 1789 and the Great Reform Act of 1832 wouldn't have happened either. To Clark, a historian who once said at a conference "I am fundamentally opposed to the modern world", such a counterfactual scenario would have been perfect, leading to the preservation of the Ancien Regime with its three pillars of Divine Right Monarchy, Established Church and Aristocracy that he's so nostalgic for on both sides of the Atlantic. Niall Ferguson has likewise argued that the UK should have stayed neutral in August 1914 on the grounds that WW1 would have ended much quicker, millions of human lives would have been saved, the Bolshevik Revolution in Russia, the rise of fascism, Hitler and the Holocaust would have all been pre-emptively avoided, the British Empire would have remained a global superpower into the twenty-first century, Europe would have come under German economic domination and something resembling the EU would have been created. Even more controversially, John Charmley has suggested that Churchill should have kept quiet in the late 1930s/ Halifax should have taken his place as PM in May 1940 and the UK should have made peace with Hitler, so that the Third Reich and the Soviet Union could have fought each other to a standstill before their regimes both imploded, the British Empire could have survived into the twenty-first century as a global superpower (again!) and the USA would have stayed isolationist and not achieved global hegemony. Meanwhile, left-liberal historians, like Evans himself, or Marxists, tend to be averse to counterfactual histories because they believe that historical events unfolded the way they did for good reason, and that they were beyond the control of a few powerful individuals formally making decisions - social groups and economic, technological, cultural and ideological forces, they'd argue, are the ones really in the driving seat. Then third type of counterfactual is Bizarre Fantasy. For example, Arnold J Toynbee, who wrote a monumental 12 volume history of the rise and fall of civilisations between 1934 and 1961 that no one reads today, imagined a longer-lived Alexander the Great not only conquering Carthage and Italy but also conquering China and India, his immediate successors conquering the Americas and the Hellenistic world experiencing an industrial revolution. Toynbee might have had a brilliant imagination, but the idea of Macedonian phalanxes travelling across the Middle East on steam trains really is a science fiction thought experiment, not a serious historical enquiry.

Yet despite all these pitfalls, I'm a lot less pessimistic than Evans is about counterfactuals. I actually think they're both unavoidable and actually quite enlightening - so long as you do them properly! Walter Scheidel in Escape From Rome: The Failure of Empire and The Road to Prosperity (2019), makes a brilliant case for counterfactuals, along with comparisons, actually being two of the most scientific approaches to history - when done properly, they're the closest we get to actually falsifying our own hypotheses. To avoid pointless speculation/ daydreaming fantasies, he sets up two ground rules. The first is the minimal rewrites rule. The course of historical events can be altered, but the basic facts about the personalities (their backgrounds, traits and aims) and the society in question  (government structures, economic system, cultural values, geographic and ecological conditions etc) cannot. For example, Scheidel argues that had the Ming Dynasty allowed the treasure fleet voyages of Admiral Zheng He to continue past 1433, then China almost certainly wouldn't have discovered the Americas and established a colonial empire before the Europeans got to the New World, because that would mean having to substantially alter all of those things. The second is the short term consequences rule. For example, when asking what would have happened had Catherine of Aragon produced a son/ Henry VIII's jousting accident at Greenwich Palace in 1536 been fatal/ Mary I managed to produce an heir and live longer, one should focus on what the immediate consequences of the English Reformation being aborted would have been for sixteenth century Europe, not what the world would look like in 2022 with a still-Catholic England. The former we can actually know from what was going on at the time. The latter on the other hand involves an infinite variety of second order counterfactuals that are equally plausible/ implausible. 


So, had Charles Martel lost at Tours, could the Arabs have conquered Gaul then?

Ok so lets imagine the following scenario. The Arabs win the battle of Tours. Lets also imagine that neither Charles Martel nor Duke Odo survive the battle. What happens next? What we can say with complete certainty is that the Arabs would have plundered the monastery of Saint Martin of Tours, an event that would likely have sent shockwaves across Francia and beyond and raised questions about why God was trying to punish the Christian faithful. Charles Martel's eldest son, Pippin the Short, was eighteen and so was more than capable of succeeding him as mayor of the palace. Charles' younger brother, Count Childebrand (the youngest son of Pippin of Herstal from Alpaida), would have probably stood by his nephew, though we can't be sure of it. Pippin the Short's half-brother, Grifo, from Charles Martel's second wife/ concubine Swanahild, was a toddler and therefore not going to present a credible challenge. And the Merovingian kings were, at this point, in no position to launch a constitutional coup against their Carolingian mayors of the palace. Even the most revisionist historians would agree that by the 730s, the Merovingian kings, as well as being excluded from any kind of political decision-making, had no powerbase, independent of the mayors of the palace, to speak of. They had no networks of aristocrats, churches or retinues of warriors under their control, and Einhard was probably right in claiming that they possessed a single, essentially stipendiary landed estate. The only trump card they had left was reverence for the bloodline, but all that did was prevent the Carolingians from pushing them aside altogether - due to various circumstances, that would have to wait until 751. It does not seem like there were any other aristocratic families left in Francia who were willing and able to challenge them for the position of mayor of the palace, as Ragemfred had done in 716. Overall, it seems unlikely that Francia would have collapsed into civil war if Charles Martel was slain at Tours in 732. At the same time, as a comparison with Visigothic Spain after the battle of Guadalete in 711 would remind us, its far from impossible that some members of the Frankish and Aquitanian elites would have sought rapprochement with the Muslims following a single crushing military defeat. After all, following King Roderic's death in 711, Visigothic resistance led by King Achila II continued in the central Iberian Plateau until 716, and after Achila's death King Ardo held out in Catalonia and Septimania (modern day Herault department, France) until 721. Yet what undermined these attempts to stall the Muslim conquest was that many Visigothic nobles were willing to make deals with the invaders, in which they kept their lands and offices in return for paying tribute to their new rulers. The Treaty of Orihuela in 713 between General Theodemir, the Visigothic governor of Murcia, and Abd al-Aziz, the son of the Umayyad governor of Africa, is an instructive example. Who's to say that such a thing was unconscionable to a Frankish count? 

We know nothing of the size of the Frankish army at Tours. Neither All estimates of the size of armies are from chroniclers writing long after the event, who almost certainly didn't have access to army lists or any other kind of official statistics. The size of early medieval armies is, at any rate, a super controversial subject that at the moment is in a kind of scholarly impasse. On the one hand, there are scholars who think they could be very large indeed, regularly in the tens of thousands and sometimes on an even greater level of magnitude than that. The leading proponents of this view are the late Karl Ferdinand Werner and more recently Bernard and David Bachrach (a father and son duo of early medieval military historians) and Charles R Bowlus. On the other hand, there are those who think that a field army larger than 5,000 was not economically, logistically or administratively viable for any early medieval western ruler, and that campaign armies were often half, a fifth or an even smaller proportion of that size. The leading proponents of this view include early twentieth century historians like Hans Delbruck, Charles Oman, Ferdinand Lot, Francois Louis Ganshof, more recently the late Peter Sawyer (who influentially argued in the 1960s that the Viking Great Heathen Army that conquered Northumbria, East Anglia and Mercia between 867 and 871 couldn't have been larger than 1,000 warriors), Nicholas Brooks and Timothy Reuter, and currently Guy Halsall. Delbruck, Oman, Lot and Ganshof's views on early medieval warfare generally are far too outdated - the fact they still merit a mention here is ultimately down to the fact that there have never, at any given time, been very many historians writing on early medieval warfare. And some have noticed a gap between historians of Insular early medieval (Anglo-Saxon, Celtic and Viking) warfare, who tend to incline towards minimalist views on the size of early medieval armies, and historians of Continental early medieval warfare, who have been more inclined towards maximalist estimates. Reuter and Halsall, however, show that such a tendency is by no means universal. I'm not going to compare the merits of the arguments put forward by both sides of the debate here, nor do I feel qualified to.

And early medieval demography itself is highly contested. Until the ninth century polyptychs, surveys produced for royal and ecclesiastical estates located mostly in what is now northern and eastern France, we have no concrete data at even a local level for creating estimates for the population of Frankish Gaul as as a whole. We therefore can have only the foggiest idea not only of the size of the armies that fought, but also of how much they accounted for of the military manpower pools of the respective states. Put it another way, we really can't know how likely it was for the Frankish military to bounce back had they been defeated at Tours. 

There's also the question of aims. It does seem most likely that Abdul ar-Rahman was simply looking to raid Gaul, not conquer it. But then again, Tariq ibn Ziyad came to Spain in 711 to raid, not to conquer, yet ten years from his victory at Guadalete, the Visigothic kingdom had fallen under Muslim rule. Very often things can start small and become something bigger. No one could have known that a skirmish between French troops and British colonists (led by a young George Washington) in the Pennsylvania Back Country on 3 July 1754 (the battle of Fort Necessity) could have escalated into a genuinely global conflict involving all the major European powers - the Seven Years' War (1756 - 1763).  WW1, likewise, could have been a short-lived regional conflict like the First Balkan War (October 1912 - March 1913), had it not been for some decisions made by the respective leaders of the major European powers and their ministers between 28 July and 4 August 1914 - namely France and Russia choosing to go to war with the Central Powers to protect Serbia, and Germany choosing to send its armies through neutral Belgium to attack France, which brought the UK into it. History is full of contingencies, which is why, on the whole, it is not a very effective tool for predicting the future. Most historians in 1973, 1980 or even 1987 did not expect the Berlin Wall to come down, the Soviet Union and Yugoslavia to break up or the United States of America to remain the pre-eminent world power into the twenty-first century, which was exactly why the British historian Paul Kennedy's The Rise and Fall of the Great Powers (1987), an otherwise magisterial analysis of the fortunes of European imperialism in the sixteenth to mid-twentieth centuries, became famous for the wrong reasons. 

So while there's nothing to suggest that an Arab Conquest of Gaul would have been the predetermined outcome of the battle of Tours, but at the same time nothing to suggest it was completely implausible, lets imagine a scenario in which it did indeed come to pass. How would the Umayyads have securely established rule in Gaul and brought about its Arabisation/ Islamisation. If we think back to part 2 of this series, one of the key ingredients for this kind of thing to happen was a functioning tax system. When the Arabs conquered Syria, Palestine, Egypt and Africa, they were able to simply take over the Roman imperial tax system, and the same held true in Iran with the Sassanian one. Even in Spain, the Visigothic regime bequeathed to them a not as high-powered but still functioning tax system, though it doesn't seem to have operated much outside the south. This may explain why the Umayyad rulers of Spain struggled to exercise effective power outside of Andalusia until well into the ninth and even the early tenth centuries. But in Gaul, the old Roman tax system that the early Merovingians had kept going, and even tried to ramp up in the reign of Chilperic I, was now completely dead. By the end of the seventh century, the gold coinage it was collected in had failed and was now being issued in a debased form by mints in semi-private hands, and the last references to taxes being collected in Gaul are from the Loire Valley in the 720s. 

Without a functioning tax system in the conquered territories, how was the Arab army going to get paid? The answer is simple: by doing what Arab leaders had hitherto always avoided, that being settling troops on the land. And as we saw in part 2, by paying the troops with tax revenue and placing them in garrison cities, the Arabs were able to remain an aloof, conquest elite and have cultural integration work from the top-down. However, if they were settled on the land, then that kind of strict separation between conquerors and conquered would not be possible to maintain, and so the Arab soldiers and administrators were more likely to go native. Some degree of Islamisation may have happened - in Septimania, the only part of modern day France ever to come under Islamic rule and only for about four decades a Muslim cemetery has been found at Nimes. 

And the conquest of Gaul would not have saved the Umayyad Caliphate. It had serious structural weaknesses that stemmed from the nature of its fiscal administration. All tax collection was done by at a regional level by officials from that region and most tax revenue was spent in the region it was collected in, paying the soldiers and officials there. Only a small portion of the tax revenue from Egypt, Iraq and Iran went towards the centre (Damascus), and from the regions west of Egypt nome at all. The Caliphs thus overwhelmingly relied on their Syrian resources. And when faced with provincial rebellions and civil war, they could only rely on the loyalty of their Syrian troops, as was the case in the Second Fitna of 680 - 692 or the Berber revolt in the 740s. Arab tribal rivalries, ethnic tensions between Arabs and Berbers/ Iranians and growing sectarian divisions over what gave Caliphs their legitimacy to rule the Muslim community of believers, made these revolts a persistent and destabilising problem. its really hard to see how the Umayyad Caliphate could have remained intact for more than a generation after 750. As it played out historically, after the Berber revolt in the 740s, the army of Iran turned against the Caliphal centre in Damascus and the Umayyads were ousted from there. By the 760s, the new Abbasid dynasty had established rule over Syria, Iraq, Iran, Khurasan, Egypt and loosely over Tunisia, with their power base in Iraq (the court was at the newly founded city of Baghdad and later at Samarra). The Maghreb however was lost forever and Spain was under the control of an Umayyad court in exile at Cordoba, where their loyal Syrian troops still held out. 

The smaller scale polities that emerged in the western Islamic world in the late eighth and early ninth centuries were much less good at expanding. It took the Aghlabid emirs of Tunisia 75 years (827 - 902) to conquer Sicily from the Roman Empire, even though it was only a peripheral far western outpost, and Constantinople's attention was mostly focused elsewhere. In this light, the idea of Arab armies reaching the confines of Poland and the highlands of Scotland, as Gibbon vividly imagined seems extremely unlikely.

And to top it all off, there's the simple fact that Muslim incursions into Gaul did not end at Tours in October 732. In 736 - 737, the Umayyad governors of Spain again invaded southern Gaul, and this time they were able to find an ally in the form of another semi-independent frontier ruler - Maurontus, the Patrician of Provence. Such advances were again beaten back by none other than Charles Martel, who successfully captured the fortified cities of Avignon and Nimes and routed the Arab army at the battle of the river Berre near Narbonne. Perhaps together, these victories can be considered decisive at scuppering Umayyad ambitions in Gaul, but why single out Tours then? The view that Tours was the great turning point in stopping Islamic expansionism, therefore, does not stand to scrutiny.


But there's more to it than that anyway ...

The other thing we need to consider in relation to the battle of Tours' significance is what it meant for the rise of the Carolingians. I think there it was indeed decisive in three ways.

The first is what it meant for the expansion of Carolingian power into the Gallo-Roman south of Gaul. The Tours campaign would have enabled Charles to realise the weaknesses of Duke Odo's semi-independent Aquitaine, which he'd become increasingly aware of from when he first fought against Duke Odo in 720 and from his invasion of northern Aquitaine the year before the battle of Tours. The fact the Arabs had been able to progress as far as they could would have shown that Aquitaine was highly vulnerable militarily. And the fact Duke Odo and his Gallo-Romans had called on Charles Martel to protect them helped hammer home that Aquitaine was part of the Merovingian kingdom, and by that token any future hostility from the dukes of Aquitaine could be treated as rebellion. This would help pave the way for the conquest and subjugation of Aquitaine under Charles' son and successor, Pepin the Short, in the 760s. Meanwhile, the Arab invasion of south-eastern Gaul in 736 - 737 enabled Charles Martel to expand his power there, conquering Provence in retaliation to the perceived treachery of Maurontus and the need to defend Burgundy, as well as making headway into Septimania, the conquest of which would be completed by Pepin the Short in 759. The Arab invasions in the 730s thus paved the way for some brilliant opportunities for the Carolingians to expand their power from the Frankish north into the Gallo-Roman south.

Secondly, winning such crushing victories against non-Christian enemies served to strengthen the prestige and reputation of Charles Martel and his dynasty. To eighth century people, victories in battle were not just a demonstration of the strategic skill of the commanders or martial prowess of the soldiers. They were a sign that God had intervened in the physical world to grant them earthly success, which could take the form of victory in battle. Conversely, defeat in battle was a sign of God's displeasure, which could also take the form of famines, floods, earthquakes, plagues and other natural disasters. And while God's ultimate purpose could not be known, to have his momentary favour was a sign that your cause was legitimate, while to incur his momentary displeasure was a sign that you were in the wrong. As the great Christian theologians and historians of late antiquity, Eusebius, Jerome, Augustine and Orosius had outlined, all of human history from the Creation of Man 3952 years before the Birth of Christ or 5200, depending on how you calculated the passing of time in the Old Testament, and the Last Judgement at some unspecified date in the future was the unfolding of God's ultimate plan for humanity. It was thus linear and passed through successive epochs, marked by key milestones in the plan being reached. From the Creation of Adam and Eve to the Great Flood was the First Age. From Noah's Ark to Abraham offering Isaac as sacrifice was the Second Age. From Abraham's Covenant with God to Moses leading the Hebrews out of captivity in Egypt or David defeating Goliath was the Third Age (you can see where J.R.R Tolkien, a medievalist and a devout Roman Catholic got his inspiration for the ages of Middle Earth). The Fourth Age then went on until the Jews had endured their captivity in Babylon following the fall of the kingdom of Judah (the last remnant of David's Israel) to Nebuchadnezzar. The Fifth Age began with the Persian king Cyrus the Great freeing the Jews from their Babylonian Captivity and restoring Solomon's Temple in Jerusalem, and carried the story forward to the Birth of Jesus Christ. At the beginning of the Sixth Age, which medieval people believed they still lived in, Christ had fulfilled God's covenant with Abraham and the Old Law of Moses, had taught humanity the way of Salvation, died for its redemption and then resurrected. The Sixth Age would then continue all the way through to the emergence and subsequent defeat of the Antichrist and Christ's Second Coming (prophesised in Revelation), after which the Last Judgment would happen and with it the end of the world, human history and time itself. When this would happen, could not be known - Christ had given no indication in the Gospels of how far off in the future his Second Coming. Some early Christians thought it would happen at a time when the original Twelve Apostles were still alive, or when the Roman Empire was converted. The Sack of Rome in 410 had raised fresh questions about when the world would end. In response to such questions, St Augustine had argued in 428 that we simply could not know when the world was going to end, and that good Christians should refrain from prophecy. To what extent early medieval people heeded St Augustine's warnings against making apocalyptic prophecies is highly disputed. But as Bernard McGinn and Robert Markus have argued, Augustine's position was hardly meant to be reassuring. On the contrary, while it meant that the onset of the Apocalypse could be a thousand years in the future, it also meant that it could be a generation from now, next Tuesday or even tomorrow. And in the meantime, people in the Sixth Age were left trying to figure out the meaning of the events that God kept throwing at them, which might or might not be connected to the coming of the Apocalypse. Indeed, this gave way to a kind of historical thinking in which personalities and events from the Old Testament might appear to be repeating themselves in the present.

Charles Martel's encounters with the Muslims were ripe for interpretation in this way. Indeed, as we can see from that short extract from Bede, pretty much from the very moment that the battle of Tours took place it was interpreted as the judgement of God against the infidel Saracens at work. And when the Carolingians started to write the histories, they immediately drew connections between Charles Martel's successes against the Arabs and events in the Old Testament. The Continuation of Fredegar, written in the 750s, uses the verb inruit ("he rushed in") in its account of the Battle of Tours, the same verb that is used in the  prophecies of Balaam in Chapter 24 of the Book of Numbers when he describes how the spirit of God "rushed in" to the tents of the Israelites before crushing their pagan enemies. The Fredegar continuator also refers to Charles Martel by the epithet belligerator, used in the Book of Maccabees that recounts the struggle of the Jews against the Seleucids. And of course it says that Charles Martel won the battle with the help of the Lord. In its account of the siege of Avignon in 737, the Continuator likens it to the fall of Jericho to Joshua - these would make their way into Adhemar of Chabannes' early eleventh century account of the siege, where he also compared the besieging Frankish army to Gideon's men fighting the Midianites. It also works to very consciously portray Charles Martel as a defender of Christian holy places from Saracen depredations. And the Earlier Annals of Metz (806), likewise gives a lot of attention to Charles Martel's battles with the Saracens, and uses them as evidence of how the rise of the Carolingians, ever since it began with the battle of Tertry in 687, was backed by God. Whether or not this is at all reflective of the general response to Charles Martel's victories against the Muslims at the time they happened (the 730s), they do at least show how important they were to legitimising the Carolingian dynasty as the eighth century progressed further, and indeed how the Carolingians themselves saw them - the Continuation of Fredegar was commissioned by Charles Martel's own brother, Count Childebrand, and the Earlier Annals of Metz was written under the patronage of Charles' granddaughter Gisela, abbess of Chelles and sister to the emperor Charlemagne. If such perspectives were indeed sincerely held by the Carolingian family, then their victories over the Saracens may have helped them gain the self-confidence needed to do away with the Merovingian royal figureheads who still nominally ruled the Frankish kingdom.

And that brings us to the final way in which the battle of Tours and the second campaign against the Umayyads in 736 - 737 were decisive in relation to the rise of the Carolingians. It brought them to the attention of the Papacy. The eighth century papacy was in a very precarious situation. It was beginning to fall out with its political sovereign and military protector, the Roman emperor in Constantinople, over a messy theological issue - Iconoclasm. Now you see, the struggle against the Muslims, who had taken so much territory from them and threatened Constantinople twice (in 674 - 678 and again in 717) made the Roman emperors wonder what they had done that was so displeasing to God. They decided to put the blame on figurative religious art, which had always had a certain ambiguity about it in Christianity it due to the condemnations of idolatry in the Old Testament and a general sense of the superiority of scripture to images in conveying Christian messages. So in 726, the Roman emperor, Leo IV the Isaurian (r.718 - 741), banned artistic depictions of Christ, the Virgin Mary and the saints from churches. This was immediately met with opposition from Pope Gregory II and his successor Pope Gregory III, which resulted in the papacy being deprived of its estates in Sicily and Calabria and jurisdiction over the metropolitan sees of Southern Italy, Sicily and Illyria, which was transferred to the Patriarch of Constantinople. The Roman Emperor was the main source of military protection for the Pope in Italy against the hostile Lombard kingdom. So if the Pope wasn't going to give in and accept Iconoclasm as a theological doctrine, then he would need to find another protector. Since the Pope also took great interest in the struggle against Islam - remember how he congratulated Duke Odo for his victory over the Muslims in 721 - he identified a candidate for his new protector in none other than Charles Martel. Sometime between 739 and 741, towards the end of his life, Charles Martel received an embassy to Francia from Pope Gregory III, where they exchanged gifts and Charles promised military support to protect the "patrimony of Saint Peter" from the Lombards should the Pope request it. This Carolingian-Papal alliance would then set off a chain of events that would lead to the Pope giving the go ahead for Pepin the Short to depose the last Merovingian king in 751, Pippin the Short's invasion of Italy in 754, Charlemagne's conquest of the Lombard kingdom in 774 and the coronation of Charlemagne as Western Roman emperor in 800. The Carolingian-Papal alliance was thus an development of macrohistorical importance, both for propelling the ascent of the Carolingian dynasty and Frankish hegemony in Western Europe, and the long-lasting damage it did to relations between Rome and Constantinople and the Greek and Latin churches. While I don't think Henri Pirenne in Mohammed and Charlemagne (1937) and Peter Brown in The World of Late Antiquity (1971) were right in identifying the eighth century as the moment when the ancient world became the medieval, its importance should not be understated. And by 800, the Mediterranean world, now polarised between the Latin Christian Franks, the Greek Christian Romans and the Muslim Arabs couldn't have been a further cry from what it had been four centuries earlier, when all of it had been under the political, cultural and ideological hegemony of the Roman Empire. And in the meantime, the Carolingians' continual quest for legitimacy and divine favour led to various developments that would shape government, religion and intellectual life for centuries and whose legacies last to this day. It is these that I hope to explore in detail in subsequent posts on this blog.

Why this book needs to be written part 1

Reason One: the Carolingian achievement is a compelling historical problem This one needs a little unpacking. Put it simply, in the eighth c...