Showing posts with label Religion. Show all posts
Showing posts with label Religion. Show all posts

Saturday 6 May 2023

The coronation of Charles III in long term historical perspective

Its extraordinary to think of what's transpired in British royal history in the last year - a Platinum Jubilee (the first ever in British history and quite possibly the last), the funeral of a Queen and now a Coronation (the first in 70 years). And so far I haven't said anything about them here. But now, as a historian who is very much into the history of monarchy, religion and elite ritual, I feel like I should say something. My interest in such things is not exclusively historical. I am a quiet royalist - I support the British monarchy, but I'm not ostentatious or obsessive about it. You certainly wouldn't have found me camped out on the Mall this morning. I don't even have a favourite royal, and there's plenty of members of the royal family I dislike. I don't think they're perfect or beyond criticism. But I see our constitutional monarchy as infinitely better for the UK than a republic. And even as an agnostic I have no objection to having a head of state that (notionally) appointed by God to rule over us, just like I have no objection to the Church of England existing. 


Bit boring I know, but I don't want any journalists suing me for copyright. So I had to pick this.



But personal opinions aside, I think the coronation is very interesting from a historical perspective. Like the present monarchy itself, its a mixture of old and new. There are many elements of Charles' coronation that are new. One of the things I noticed when I was watching it on TV was the multi-faith element. There was a small Greek Orthodox choir singing, no doubt a nod to King Charles' late father, the Duke of Edinburgh. Charles was attended on not just by Anglican bishops but also by a Catholic cardinal, a Greek Orthodox bishop and representatives of the Jewish, Muslim, Hindu and Sikh communities in the UK. This no doubt reflects two things. First is Charles' own desire to be seen not as Defender of the Faith but Defender of Faith. This is of course at odds with the very coronation oath he swore today, which has remained unchanged since 1689 when the Glorious Revolution made it a requirement for all future monarchs to uphold the Protestant faith. The second is the changing nature of British society has forced the monarchy to adapt with it. Its debatable how religious the British really were in the 1950s, and secularisation was undoubtedly already underway. About 3 million people out of a population of more than 41 million in England regularly took communion in an Anglican church, down by more than 500,000 from 1935. Other Protestant churches were also suffering decline, though Roman Catholics were more stable. But census data shows by far the majority of the population still identified as Christian when Queen Elizabeth II was crowned, even if most of them only attended church services irregularly. Cultural Anglican Christianity was very strong indeed i.e., in music Benjamin Britten, in art Graham Sutherland and Stanley Spencer, and in literature T.S Elliot and C.S Lewis. And though the first mosque in the UK had been built in Woking, Surrey, in 1889 there were no more than a few hundred Muslims, Hindus or Sikhs in the UK. Now, thanks to 70 years of post-imperial immigration and the changes that followed the cultural revolution of the 1960s, this is very different. Now, as of the 2021 census, only 46.2% of the population of England and Wales identify as Christian, a 13.1% drop from 2011. This makes it the first time in British history since the conversion of the Anglo-Saxons in the seventh century that less than 50% of the population has identified as Christian. And among those born after 1980, the percentage of Christians who are Roman Catholics in England and Wales is equal to or exceeds those who are Anglican Protestants, for the first time since the reign of Elizabeth I. And while Anglican church attendance has decline by 9% in the last decade, Pentecostal church attendance has gone up by 50% thanks, in large part, to Nigerian immigration. And now more than 37% of England and Wales' population have no religion, a rise of 12% from 2011. It has been for this third of population that the deeply religious nature of the coronation ceremony has been most controversial, indeed downright offensive to the sensibilities of some. And about 10% of the population of England and Wales identify as members of a non-Christian religion (approximately 6% Muslims, 2% Hindus and 2% Jews, Sikhs, Buddhists and other religions respectively). The remaining 6% of the UK population refused to say what their religious beliefs were. Having lived in southwest London all my life, I'm reminded of this religious diversity almost every day. So by including those multi-faith elements in Charles III's coronation, the monarchy was acknowledging that the UK in 2023 is not the Protestant Christian nation it still essentially was in 1953. 


The music likewise reflects change as well. I absolutely love Handel's Zadok the Priest, that's been a staple tune of all British royal coronations since the coronation of George II as king of Great Britain and Ireland in 1727. And I don't mind Elgar. But it was good to see Greek Orthodox acapella, a Gospel Choir and Andrew Lloyd Webber added to the mix for the first time ever. My mother also pointed out how a significant portion of the choristers in Westminster Abbey were female. This would not have been the case in 1953, as girls' choirs were not permitted by the Church of England until Salisbury Cathedral in 1991 took the progressive decision to allow them, allowing more opportunities for female musical talent to be recognised than had previously been available. 


Indeed, its fair to say that the monarchy, much as it tries to appear timeless and unchanging, really does change a lot both with each individual monarch, who has their own style of kingship/ queenship, and with the general direction of travel of British politics, society and culture. I won't go into every detail of the history of English/ British royal coronations in the last 1100 years. That would take forever, and the Church of England has produced a full historical  commentary on the coronation service. But what I will talk about is what I'm qualified to talk about as an early medievalist. Namely the aspects of English royal coronations that are still recognisable from how they were more than a thousand years ago.


Coronations haven't everywhere and always been a part of monarchy. While Egyptian pharaohs and the Biblical kings of Israel were crowned, coronations were never a part of "European" monarchical traditions until the later Roman Empire. In the late third century, after decades of constant mutinies in the legions, civil wars, assassinations and coups d'etat, the Roman emperors stopped pretending notion that the Republic was somehow still going, just under a different kind of management, were only princeps ("chief citizen"). It was from this point on they started to embrace a visibly royal style more similar to what had existed in the Near East for thousands of years, and indeed what we think of when we think of royalty today, and crowns were part of it. Emperor Aurelian (r.270 - 275) was the first to wear a diadem, and by the time of Constantine it had become part of the regalia - the symbolic objects a legitimate emperor needed to possess. The first Roman emperor to receive a "coronation" was Julian in 361 when, according to the soldier and historian Ammianus Marcellinus, the emperor was lifted by his troops up onto a shield and a diadem was set upon his head. After Christianity had become the state religion of the Roman Empire in 381, the ecclesiastical element started to feature, but only in the East - in the fifth century, Eastern Roman emperors began to be crowned by the patriarchs of Constantinople, but the pope did not do the same for their western counterparts. 

Coin of the Roman Emperor Aurelian, the first to possess a crown. Photo Credit: York Museums Trust Staff - This file has been provided by York Museums Trust as part of a GLAMwiki partnership.This tag does not indicate the copyright status of the attached work. A normal copyright tag is still required. See Commons:Licensing., CC BY-SA 4.0, https://commons.wikimedia.org/w/index.php?curid=47407397 




In the post-Roman kingdoms, it doesn't seem like coronations were much of a thing in the sixth and early seventh centuries. Kings were acclaimed and raised up onto a shield, just like Roman emperors had been before them, but they weren't crowned. Kings had other special markers of royalty. The Merovingian Frankish kings had their luxurious long hair and chariots drawn by oxen, and early Anglo-Saxon kings had royal helmets i.e., the helmet which may or may not have belonged to King Raedwald (d.628) of East Anglia at Sutton Hoo. But in Spain, the Visigoths started a new trend - the earliest Visigothic king who we know for sure was crowned was King Sisenand in 631. Then in 672, with the accession of King Wamba (r.672 - 680), the Visigoths started a new trend - the anointing of kings. This is a practice that was literally as old as the Bible. Indeed, Handel's Zadok the Priest we heard played today refers to none other than the anointing of Solomon as king of Israel. But after the fall of the ancient kingdom of Israel, anointing ceased to be a part of kingship anywhere in Europe or the Mediterranean until the Visigoths revived it. Or is that quite so. Around 700 AD, a monk called Adomnan of Iona described how St Columba had, back in the 560s, anointed a number of Irish kings. Anyway, whether we can call it a Visigothic or an Irish invention, anointing was a very new thing in the sixth and seventh century West, and other countries were slow to catch on. But it was highly significant all the same as it could be used to establish that a monarch's legitimacy, like that of Solomon as king of Israel, came directly from God. The origins of divine right begin here. Indeed in both 1953 and 2023, the anointing of Elizabeth II and Charles III respectively were deemed too sensitive to be shown on television.

The "Votive Crown" of King Recceswinth, made in Spain in the 650s. King Recceswinth wouldn't have worn it, it would have actually been used for decoration in a church. Photo credit: By Ángel M. Felicísimo from Mérida, España - Corona de, CC BY 2.0, https://commons.wikimedia.org/w/index.php?curid=51253204

But some votive crowns did end up being worn by kings. The "Iron Crown of Lombardy" was maxde as a votive crown sometime in the fourth of fifth centuries AD and was later donated by the Lombard Queen Theodelinda to Monza Cathedral in 628. But by the fourteenth century, it was being used to crown Holy Roman emperors as kings of Italy - the first documented one being Emperor Henry VII in 1311. It may well be the oldest surviving royal insignia in the entire history of European monarchy. Photo credit: By James Steakley - photographed in the Theodelinda Chapel of the cathedral of Monza, CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=5403306

Queen Bathsheba pleads with the elderly King David to have her son Solomon made his successor. Solomon is then promptly anointed by Zadok the Priest. From the Bible of Master Jean de Sy, made in 1372 for King Charles V of France. Now in the National Library of the Netherlands. Public Domain.


The people who really cemented anointing and coronations as a widespread feature of European monarchy that has endured to the present day are none other than my favourite people - the Carolingians. I've written here before about the coronation and anointing of Pippin the Short in 751 and his reanointing in 754, and I'm not going to do so again. Likewise, I won't revisit the coronation of Charlemagne. Indeed its generally thanks to the Carolingians that most of our western ideas of what king looks like really solidifed and became embedded - they pioneered the use of orbs and sceptres as well. While sadly we've got no film footage of Carolingian coronations, we have the second best alternative - detailed scripts and choreographies written by Archbishop Hincmar of Rheims (806 - 882). Hincmar wrote them for the West Frankish king Charles the Bald's coronation at Metz as king of Lotharingia in 869 following the death of nephew, King Lothar II. In total, Charles the Bald went through four coronations in his fifty-six years of life; that's one hell of a lot of coronations.


Hincmar describes how Charles the Bald was firstly blessed by the seven bishops present - Adventius of Metz, Arnuld of Toul, Hatto of Verdun, Franco of Tongeren, Hincmar of Laon (Hincmar's own nephew), Odo of Beauvais and Hincmar of Rheims himself. Then Hincmar said "May the Lord Crown you" and anointed Charles the Bald on his forehead with a chrism of holy oils. Then Hincmar gave more blessings before instructing his colleagues to set the crown of Lotharingia on Charles's head. After this Charles was given the sceptre before Hincmar gave the final blessing "May the Lord give you the will and power to do as He commands, so that going forward in the rule of the kingdom according to his will together with the palm of continuing victory you may attain the palm of eternal glory, by the grace of our Lord Jesus Christ." Finally, there was a mass and King Charles the Bald took communion bread and wine from the bishops, before Hincmar ended the service with a prayer for God to protect the new king and give his soul a place in Heaven.

A clear visualisation of Hincmar's idea of sacred kingship in the Metz Sacramentary, made in 869 - the same year as Charles' coronation. Indeed the king being crowned by God in this image may well be intended to be Charles the Bald. Bibliotheque Nationale de France, Latin 1141 F2v, Public Domain.


In all of the basic outlines of the service, the coronation service that Hincmar organised and performed for King Charles the Bald in 869 is not at all different to that which Justin Welby did for King Charles III in 2023. The Carolingian legacy undoubtedly lives on in the modern British monarchy, not least in that we have kings called Charles.


After the collapse of the Carolingian Empire, we see further moves towards royal coronations as we know them today. Widukind of Corvey gives us a detailed description of Otto the Great's coronation as King of Germany in 936. He describes how Otto was presented with the sword "with which you may chase out all adversaries of Christ, barbarians and bad Christians, by the divine authority handed down to you and by the power of all the empire of the Franks for the lasting peace of all Christians." Then Otto was given the bracelets and cloak and was told "these points falling to the ground will remind you with what zeal for the faith you should burn and how you ought to endure a preserving peace to the end." Next he was given the sceptre and staff and reminded of his kingly duty to protect all the churches, widows and orphans in the kingdom and to be merciful to all his subjects. the bishops of Mainz, Cologne and Trier then anointed and crowned Otto the Great, and he sat on the throne of Charlemagne. The giving of the bracelets and the sword, which weren't part of Carolingian coronations and were thus fairly new to Otto the Great's coronation, are now part of British royal coronations, as we saw on television today. 

The last Ottonian king, Henry II (r.1002 - 1024), is presented with his sword and sceptre by two bishops whole being crowned by Christ in his personal sacramentary produced between 1002 and 1014. München BSB Clm 4456 Seite 33c. Public Domain.

How did these Continental ideas come to England. The answer is that Aethelstan, the first ruler of a united kingdom of England brought them over. Aethelstan had a lot of continental connections. His sister Eadgyth married none other than Otto the Great in 929. His other sister, Eadgifu, married King Charles III the Simple of West Francia, the grandson of Charles the Bald and namesake of our current king. And after Charles III was deposed and imprisoned following the battle of Soissons in 923, his son Louis IV went to live with his uncle, Aethelstan, in England. So Aethelstan knew a lot about continental kingship. Aethelstan therefore decided in 925 not to be acclaimed king and presented with the royal helmet but to be acclaimed, anointed and crowned as king, following continental practice. And this happened at Kingston-upon-Thames, bang in my local area. The first coronation we know about in detail, however, was that of his grandnephew Edgar the Peaceful at Bath in 973. It was Edgar's coronation that really set the ball rolling for later coronations, including that of our present king. The coronation thus really is the only aspect of the British monarchy where there's any meaningful continuity between its tenth century beginnings and the twenty-first century institution we know today. 

King Edgar on the frontispiece of the New Minster Charter, made in 966. 


And that is the end of my potted history of the early medieval origins of British royal coronations. I hope you've enjoyed it. 


Friday 14 April 2023

From the sources 14: conquest, conversion and what it meant to be a Christian in the eighth century

One version of Carolingian Christianity. The obverse side of Harrach ditpych, made as an ivory book cover for a gospel book by the so-called "Court School of Charlemagne" c.800. At the top we can see the four evangelists, on the middle right the Annunciation to the Virgin Mary, the middle left the Nativity, the botton right the Crucifixion and the bottom left Mary and Mary Magdelene visiting Jesus' tomb and finding it empty. So very focused on the Bible and the core of the Christian story in the gospels, fitting the profoundly religious ethos of Charlemagne's court. The reverse side (below) was carved in Visigothic Spain or Lombard Italy sometime between 700 and 750. It shows the apostles Peter and Paul, important symbols of the Institutional church. Photo credit: yours truly.



A very different side of early medieval Christianity is shown in this stone carving from the Cologne region in Western Germany. We don't know the date of it - it could have been made any time between 600 and 1050. We have no idea who made it either, but they were certainly much lower in social standing and prestige than the court of Charlemagne, hence the much cruder artistry. It shows Christ as a charismatic, superhero-like figure, taming the beasts during his 40 days in the wilderness. 


One of Charlemagne's greatest and most controversial achievements has got to the conquest of Saxony. Some of you might be asking, where's that? 

Basically, if we were to divide modern Germany into quarters, Saxony in the eighth century would very roughly correspond to the top left quarter. Indeed, for those of you who know your Cold War history, eighth century Saxony almost (but not exactly) corresponds to the British Zone of Occupation from 8th May 1945 - 1st January 1947. It was also the ancestral homeland of the Angles and Saxons who came over to Britain in the fifth century. 

An early twentieth century map of Old Saxony. Credit: By Gustav Droysen - General Historical Hand Atlas, Public Domain, https://commons.wikimedia.org/w/index.php?curid=2465783. Compare to the map of the British Occupation Zone in post-WW2 Germany (below).

Credit: By User:52 Pickup - Based on map data of the IEG-Maps project (Andreas Kunz, B. Johnen and Joachim Robert Moeschl: University of Mainz) - www.ieg-maps.uni-mainz.de., CC BY-SA 2.5, https://commons.wikimedia.org/w/index.php?curid=4951565


This was a heavily forested region of Northern Germany that had never known Roman rule. It had no cities or roads. And it knew very little of "government." The Continental Saxons had no kings or written laws. They were basically lots of different independent tribes who, so far as we can tell, all spoke Old Low German. Each tribe was ruled by an ealdorman, who had the power to raze the villages of anyone who opposed his authority though we know little else about them. The Saxon social hierarchy was divided into three groups - the nobles (edhilingi), free peasants (frilingi) and slaves (lazzi).  In times of great external threat, they would all come together under the leadership of temporary war-leaders that are called duces in the Latin sources. The instinctive English translation of this word is "dukes", but that is misleading. Representatives from all the Saxon tribes and all three castes met in annual assemblies at a place called Marklo, where they confirmed their unwritten tribal customary laws, settled disputes and made decisions about whether or  to go to war. So while the Continental Saxons were generally quite primitive, they didn't lack political organisation altogether either. And most importantly of all, they were Germanic pagans, who worshipped Odin, Thor, Tyr, Frey, Freyja and a whole host of more local deities. 

Here are the Merseburg charms, a short list of spells and prayers written in Old High German verse from pre-Christian Saxony preserved on a flyleaf a ninth century sacramentary, inserted there by a monk of the monastery of Fulda sometime before 1000 AD. It was discovered at Merseburg Cathedral Library in 1841 by Georg Waitz, a titan of medieval academic history, and was studied extensively by Jakob Grimm of Brothers Grimm's Fairy Tales fame. This is one of the very few pieces of evidence, written or material, we have for what the religion of the Pagan Continental Saxons actually was like. It raises so many questions as well. Why would a Saxon monk include vernacular pagan charms, no doubt ones recited by his ancestors, in a book of hymns and rituals written in Latin for use in Christian church services? Credit: By Unknown scribe - https://archive.thulb.uni-jena.de/korax/rsc/viewer/Korax_derivate_00002549/VDS_Ms%20Cod%20I%20136_088.tif, Public Domain, https://commons.wikimedia.org/w/index.php?curid=78257477


Why was it such a big achievement for Charlemagne to conquer Saxony? Its not hard to see the answer. There was no central government to negotiate surrender with, no capital to lay siege to and no head of state to kill or take prisoner. The contrast here with Charlemagne's conquest of the Lombard kingdom in Italy in 774 or the Norman Conquest of England in 1066 couldn't be more obvious. Basically, as the primary sources make incredibly clear, the conquest couldn't succeed until every last Saxon tribe, indeed every last free Saxon male, submitted to Charlemagne. The lack of roads and cities it even more difficult, to the point the Franks had to try and create the infrastructure (fortified towns, canals etc) from scratch in order to conquer Saxony. 

What's more, it was totally unprecedented. The Romans had completely given up trying to conquer Germany in 17 AD, setting the frontier at the strategic chokepoints provided by the rivers Rhine and Danube. Contrary to German nationalist mythmaking, this was not because of Arminius (a.k.a Hermann the German) butchering Varus and the Roman legions at the Teutoburger Wald. Indeed, Augustus' grandson Germanicus Julius Caesar had led expeditions to avenge Varus and punish the Germanic tribes in 15 AD. However, the more time Germanicus spent in Germania, the more he realised that the conquest simply wasn't worth it. Compared to Gaul or even southern Britain, Germany was just too poor and underdeveloped and its people were just too resistant to the idea of Roman rule, so that it would be a lot of hassle for too little gain.

The Merovingians (481 - 751) had managed to bring much of central and southern Germany into their Frankish kingdom, and slowly Christianise it with the help of Irish and Anglo-Saxon missionaries. But with Saxony, the most they were ever able to do was, every couple of generations, defeat the Saxons decisively in battle, ravage as much of their territory as they could and force them to pay tribute in herds of cattle. Meanwhile, the Saxons regularly raided over the rivers Main and Rhine into Frankish territory and sometimes took sides in internal political struggles in the Frankish kingdom. Thus when the Carolingians took over, it seemed politically advisable to neutralise the Saxon threat. Moreover, an important part of the Carolingians' image as kings involved them being enthusiastic defenders and promoters of Christianity, and by the mid-eighth century peaceful attempts at converting northern Germany were getting nowhere. Charlemagne needed to take a different approach to the Saxons from his Merovingian predecessors, or even from his grandfather and father - namely wholesale systematic conquest. 

As I said earlier, and this was something that Charlemagne's biographer Einhard and every historian after him remarked on, the task wasn't easy. The conquest of Saxony took 32 years (772 - 804) as a result of constant rebellion, truce-breaking and resistance to Christianisation on the part of the Saxons. Charlemagne had to respond to this with severe brutality. The most infamous incident was at Verden in 782 where the Frankish sources say that 4,500 Saxon prisoners of war were slaughtered at Charlemagne's orders. Einhard also claims that Charlemagne deported ten thousand rebels from Saxony and forced them to live elsewhere in Gaul and Germany. Its perhaps no surprise that the Saxon wars have provoked a lot of unease in modern times. The massacre at Verden would definitely be considered a war crime today, and certainly reveals a dark, ruthless streak to Charlemagne's leadership. He had of course shown such a streak on a few other occasions. Let's not forget this was the very same Frankish king who divorced his first wife (the Lombard princess Desiderata) then waged war against her father, defeated and humiliated him. He also may or may not have murdered his nephews, Richard III style. Yet I think anyone who claims the conquest of Saxony amounts to a "genocide" is taking it too far. Much like with the comparable case of Oliver Cromwell at Drogheda and Wexford in 1649 (I recently taught this to my Year 8s), some perspective is needed. As Charlemagne saw it, he was punishing oath-breakers, not exterminating an inferior race. Indeed, much of the Saxon nobility converted and became part of the post-conquest ruling class, and the Carolingians allowed the Saxon language and tribal customary laws to survive. And the Merseburg Charms I showed you earlier show the process of Christianisation was in truth a lot more complex than conversion at the point of a sword (more about that later). 

It has also made German nationalists question whether they should see Charlemagne as a German national hero. Notably, the Nazi Party in their early days in the power condemned Charlemagne as a French imperialist under the influence of  who heartlessly slaughtered the racially pure Aryan Saxons. Indeed, at a Nazi rally in 1934, 4,500 torches were lit in memory of the Saxons slain in Verden, and 4,500 memorial stones were erected for them as well. The pro-Nazi playwright and pseudoarchaeologist Edmund Kiss imagined Charlemagne torturing the Saxon war-leader Widukind into converting to Christianity by having blonde haired, blue-eyed Saxon maidens raped by dusky Jews and Moors. As always, these sauerkraut-flavoured fascists with a passion for ancient Hindu symbols and goose-stepping made monstrous distortions of German history to further their own genocidal white supremacist ideology. 

The Sachsenhain: the Nazi memorial to the Saxons slain by Charlemagne in 782. Its truly disturbing to think that the massacre of 4,500 Germanic warriors more than a thousand years earlier was seen by Hitler's supporters as an act of inhuman cruelty, but when they went on to engage in the industrial mass-murder of millions of Jews, communists, homosexuals, disabled people, Slavs etc less than a decade later it was seen as the right course of actiom.



The consequences of the Conquest of Saxony were huge. Within three generations of the conquest, the Saxons had been completely converted to Christianity and a network of bishoprics and monasteries had been established all over the region. The Saxon aristocracy had become much wealthier and more powerful, and gained much more landowning rights vis a vis the free peasantry. Then in the tenth century, the Carolingians were replaced in the lands east of the Rhine by a new dynasty of kings and emperors who themselves hailed from Saxony and claimed descent in the maternal line from Widukind himself - the Ottonians (919 - 1024). And in the High and Late Middle Ages, Saxony was part of the heartlands of Western Christendom, producing missionaries, Teutonic crusader knights and Hanseatic merchants. Finally in the sixteenth century, it would give birth to Martin Luther and the Protestant Reformation.

Other than through violence, how was this transformation achieved? Fortunately for us, like with a lot of other events in Carolingian history, the conquest and Christianisation of Saxony has generated quite a lot of primary sources by early medieval standards. The one that follows is a Capitulary (royal legislative directive) that Charlemagne issued for the Saxon territories. The date is uncertain. Traditionally it has been dated to 785, when Widukind submitted to Charlemagne and accepted baptism, resulting in a seven year lull in hostilities between Franks and Saxons. But recently, Yitzchak Hen, Robert Flierman and Ingrid Rembold have suggested that it was more likely written a decade later, in 794 or 795. 

The dating does make a significant difference. If it was written in 785, then it would have come from a victorious Frankish king, still in his prime, confidently asserting his authority over the conquered Saxons. But if it was written in 794 or 795, then it would have come from a stressed-out, middle-aged ruler who had just been through the fourth (and last) great crisis in his reign. In 792, Charlemagne's own eldest son, Pippin the Hunchback (768 - 811), had plotted with a group of Frankish nobles to assassinate him and usurp the throne. The conspiracy was foiled, and most of the conspirators were executed, though Charlemagne was merciful to his own son - he had him tonsured and imprisoned in a monastery instead. In the same year, the Saxons revolted, Gaul was hit by a devastating famine, Arabs and Slavs invaded the southern and eastern frontiers and war had begun with Avar Khaganate in Hungary. To add to this, a new heresy called Adoptionism was spreading into the Pyrenees from Spain. Charlemagne therefore needed to make a statement about his authority and what direction the regime was going to go now. This he did at the Council of Frankfurt in 794, where Charlemagne condemned both Adoptionism and the worship of images supported by the Greek Church as heresies, fixed grain prices and reformed the coinage. All of this basically showed that he was a good orthodox Christian king who cared for the physical and spiritual welfare of his people. He then embarked on his final military campaign in Saxony. 

Its in this context that I think Charlemagne's Capitulary for the Saxon Territories makes the most sense. It would made a good muscular statement of his power and authority as a Christian ruler in a time of crisis/ post-crisis. We've seen other examples of how Carolingian rulers used legislation to this effect, such as the Edict of Pitres (864) issued by Charlemagne's grandson, Charles the Bald. We might not have to go as far as the late Patrick Wormald in seeing most early medieval royal law-making as really being an exercise in propaganda. But there is some merit in this kind of view, considering that there's always a gap between what the law says and what society does. That gap was going to be even bigger in the Carolingian Empire, which possessed only a skeletal government bureaucracy and lacked standing armies, police forces or even professional lawyers and judges (north of the Alps anyway). And Wormald was undoubtedly right to think that laws, first and foremost, reflect the mindsets of the people who make them.

The Capitulary for the Saxon Territories basically lays out the laws by which Saxony will be governed once it is conquered. It prescribes the death penalty for 11 different crimes and transgressions, probably more than any other single legislative act in early medieval history, that some historians have called it the "Terror Capitulary." But what makes the Capitulary so interesting to me, is that it tells us so much about what being a Christian meant to Charlemagne and his advisers as they made one final push to convert the pagan Saxons. 

(All of the following source quotations are taken from Paul Edward Dutton, Carolingian Civilisation: A Reader (Second Edition), Toronto University Press (2009), pp 66 - 69)

Chapter 4: If anyone, out of contempt for Christianity, shall have despised the holy Lenten fast and shall have eaten flesh, let him be punished by death. But nevertheless, let it be taken into consideration by a priest, lest by chance anyone from necessity has been led to eat flesh. 

Chapter 6: If anyone deceived by the Devil shall have believed, after the manner of the pagans, that any man or woman is a witch and eats men, and on this account shall have burned the person, or shall have given the person's flesh for others to eat, or shall have eaten it himself, let him be punished by a capital sentence.

Chapter 8: If anyone of the race of Saxons hereafter concealed among them shall have wished to hide himself unbaptised, and shall have scorned to come to baptism and shall have wished to remain a pagan, let him be punished by death. 

Chapter 9: If anyone shall have sacrificed a man to the devil, and after the manner of the pagans shall have presented himself as a victim to the demons, let him be punished by death.

Chapter 15: Concerning the lesser chapters all have consented. To each church let the parishioners present a house and two mansi of land. And for each one hundred and twenty men, noble and free, and likewise liti, let them give to the same church a man-servant and a maid-servant.

Chapter 16: And this has been pleasing, Christ being propituous, that whencesoever any receipts shall have come into the treasury, either for the breach of peace or for any penalty of any kind, and in all income pertaining to the king, a tithe shall be rendered to the churches and priests.

Chapter 17: Likewise, in accordance with the mandate of God, we command that all shall give a tithe of their property and labour to the churches and priests; let the nobles as well as the free men, and likewise the liti, according to that which God shall have given to each Christian, return a part to God.

Chapter 18: That on the Lord's day no meetings and public judicial assemblages shall be held, unless perchance in a case of great necessity or when war compels it, but all shall go to church to hear the word of God, and shall be free for prayers and good works. Likewise, also on special festivals they shall devote themselves to God and to the services of the church and shall refrain from secular assemblies. 

Chapter 19: Likewise, it has been pleasing to insert in these decrees that all infants shall be baptised within a year; and we have decreed this, that if anyone shall have despised to bring his infant to baptism within the course of a year, without the advice or permission of the priest, if he is a noble he shall pay 120 solidi to the treasury, if a freeman 60, if a litus 30.

Chapter 21: If any man should have made a vow at springs or trees or groves, or shall have made any offering after the manner of the heathen and shall have taken a repast in honour of the demons, if he shall be a noble [he shall pay] 60 solidi, if a free man 30, if a litus 15. If, indeed, they have not the means of paying at once, they shall be given into the service of the church until the solidi are paid.

Chapter 22: We command that the bodies of Saxon Christians shall be carried to the church cemeteries and not to the mounds of the pagans.

Chapter 23: We have ordered that diviners and soothsayers shall be handed over to the churches and priests. 

From these chapters from the Capitulary I've shared with you we can see the following patterns in what made one a Christian, according to Carolingians:

  1. Baptism is absolutely essential to making someone a Christian, and therefore everyone over the age of 1 year old must be baptised or face consequences.
  2. Christians must fast during Lent, attend Church on Sundays and celebrate Christian holy days by not working or attending any kind of public meeting other than religious services. 
  3. Christians do not make human sacrifices, pray in sacred groves or bodies of water, burn witches or consult fortune-tellers - these superstitions make you a relapsed pagan in need of punishment.
  4. Christians must be buried in churchyards. 
  5. Christians must live in a parish community and provide for their local priest, including by compulsory payment of the tithe.
All the ways in which it defines being a Christian are either through external acts i.e. getting baptised, going to Church on Sunday, fasting in Lent etc, or negative i.e. not making human sacrifices. Nowhere in the legislation does it talk about what Christian ideas and teachings the Saxons should know, other than they shouldn't be believing in certain pagan superstitions like polytheism, nature worship cannibalistic witches or fortune-telling. The bit about witches is worth re-iterating since it corrects the misconception that early medieval Christians burned witches - on the contrary, they saw witch-burning as a pagan superstition be outlawed! In these senses, being a Christian in eighth century Saxony was very different to being a Christian in twenty-first century Britain. If you asked someone nowadays what makes someone a Christian, the first things they would talk about would be believing that Jesus is God and following the teachings of the Bible. And its well known in the modern West that there are plenty of people who are baptised, have church weddings and funerals, attend the occasional Sunday service and celebrate Christmas and Easter, but do not consider themselves Christians because they don't "believe" in Christianity. 

A lot of this apparent weirdness can be attributed to the fact that this a piece of government legislation was issued in a region that was still in the process of being converted to Christianity. Certainly, no one in eighth century Gaul, Italy or Anglo-Saxon England, regions where everyone had "converted" to Christianity by 700, was concerned about human sacrifices. But there were lots of condemnations of "pagan" customs and superstitions i.e. the Anglo-Saxon monk and missionary Saint Boniface complained in the 740s that people were celebrating the New Year in the "pagan fashion" by singing, dancing and feasting outside St Peter's Basilica in Rome. We've also seen before how Agobard of Lyon condemned belief in weather magic, popular among the Burgundian peasantry, as unchristian. Boniface and Agobard were of course extreme puritans by the standards of the day and the people they were condemning would have likely seen nothing "pagan" about their own activities. But it does go to show that even in the areas that were already long since converted, Christianity was still being defined, and it was very much the Carolingian dynasty's mission to make sure everyone was following "correct" Christianity.

Its also in the period 700 - 900 that in Gaul, Italy and Anglo-Saxon England we get lots of legislation mandating infant baptism and observing Christian fasts and holy days. Carolingian Saxony was, however, unusual in making church attendance compulsory. The King of Mercia and his bishops at the Council of Clovesho in 747 simply said that all people should be allowed to attend church on Sundays. Likewise, the Capitulary for the Saxon Territories, is unusual in legally enforcing Christian burial for all. While most churches elsewhere in western Europe had graveyards by 900, there was no legal requirement that worshippers be buried in them. That was the decision of individuals and their families. Most Frankish and Anglo-Saxon bishops only required their flocks to receive communion bread and wine three times a year. Its also in this period that the practice of confessing your sins to a priest, originating in sixth century Ireland, became widespread and mandatory across Western Europe. Meanwhile, Frankish and Anglo-Saxon churchmen were prescribing religious penances for all kinds of crimes and misdemeanours, and were getting creative with all kinds of public religious rituas. Finally, it was in this period that a parish system was being established - most villages in Gaul and Italy had a local church, though Germany and Anglo-Saxon England lagged behind.

So in many ways the Capitulary for the Saxon Territories reflects the general flavour of eighth century Christianity for most ordinary lay people. It was all about what you did in public and how you belonged to and participated in a community through various festivals, rituals and obligations. But what you actually believed deep inside didn't come into it very much.


Most of you will know that Christopher Lee over the course of his very long theatrical career played a vampire, a Bond villain, a wizard, a Sith Lord and a dentist. But a blessed few know that he played Charlemagne too. 



References:

Paul Edward Dutton, Carolingian Civilisation: A Reader (Second Edition), Toronto University Press (2009), pp 66 - 69

Patrick Wormald, Legal Culture in the Early Medieval West, Hambledon Continuum (1998)

Paul Fouracre, Frankish Gaul to 814, in Rosamond McKitterick (ed), The New Cambridge Medieval History Volume 2: 700 - 900, Cambridge University Press (2008), pp 85 - 109

Julia Smith, Religion and Lay Society, in Rosamond McKitterick (ed), The New Cambridge Medieval History Volume 2: 700 - 900, Cambridge University Press (2008), pp 654 - 678

Ingrid Rembold, 'Quasi  una  gens: Saxony and the Frankish world,c. 772–888', History Compass 15 (2018), pp 1 - 14 

Einhard and Notker the Stammerer, Two Lives of Charlemagne, edited and translated by David Ganz, Penguin Classics (2008)





Saturday 7 January 2023

Encounters with the medieval past 1: the early middle ages in ten objects part 2 (800 - 1200)

Happy New Year! Its now 2023 and we're back for the next half of the early middle ages in ten objects. When we left off we had reached the eighth century and were in Indonesia. Let's see where our journey will take us next.

Object number six: the hunting knife of Charlemagne, made in Anglo-Saxon England or Scandinavia, 750 - 800 AD (Aachen Cathedral Treasury, Germany, visited 13 May 2022)


Moving away from Indonesia to the other end of the Eurasian supercontinent, to the area I actually have expertise in, lets look an object from the same century. This is the so-called "hunting knife of Charlemagne." We don't actually know if it belonged to Charlemagne, since its existence is not documented, but we do know that the knife is at least contemporary to him and somehow found its way to Aachen. Its got a simple horn handle with a silver hilt. But where the craftsmanship that produced it really comes into its own is with the blade. It is made from steel that has been pattern-welded. Pattern-welding is a metallurgical technique that the Anglo-Saxons and other Germanic peoples living around the North Sea had mastered by the early seventh century - quite a lot of the weapons found in the Sutton Hoo hoard were made using this technique.

Pattern-welding involved the use of steel (an iron alloy typically containing 0.2 - 1% carbon) and another iron alloy (typically phosphoric iron). The bars of the two alloys then got hammered together, twisted and welded into the body of the artefact. After this, the artefact would be grinded and polished on a whetstone (there was a thriving trade in these in the eighth century) and the metal would be etched with acid, revealing the decorative patterns - typically they would appear rope-like. Stuff like this really brings home the basic truth that people in the "Dark Ages" weren't stupid.

So how did the knife get to Charlemagne? Well, it could have been purchased through trade or given as a diplomatic gift. What has become abundantly clear, ever since the publication of Richard Hodges' seminal work "Dark Age Economics" (1982), is that from the seventh century onwards there was a thriving North Sea trading zone that linked up the emerging Anglo-Saxon kingdoms in lowland Britain with northern Francia, Frisia, Denmark, Norway and southern Sweden. Anglo-Saxon ports like Hamwic (Southampton) in Wessex, Lundenwic (London) which came under Mercian control by the 730s, Gipeswic (Ipswich) in East Anglia and Eoforwic (York) in Northumbria traded with Continental trading towns or emporia like Quentovic in Francia, Dorestad in Frisia, Ribe in Denmark, Kaupang in Norway and Birka in Sweden. There were also diplomatic ties between Anglo-Saxon and Continental rulers. Indeed, in 796, Charlemagne had sent a letter to King Offa of Mercia. The Mercians had by this point conquered Kent and Sussex, while the kings of Wessex and East Anglia recognised Mercian overlordship, making Offa the most powerful ruler in Britain and a near neighbour to Charlemagne's Empire separated only by the English Channel. Before the letter was sent, a diplomatic incident had occurred in which Mercian merchants were barred from all the ports in Charlemagne's Empire because Offa had refused Charlemagne's offer of a marriage alliance in which one of his daughters would marry into the Mercian royal family. The letter was sent to remedy the situation and itself discusses the following:

  1. Mercian pilgrims coming into Frankish ports, presumably on their way to Rome, are to be granted complete free movement. 
  2. Mercian merchants have to pay tolls on their goods when they arrive in Frankish ports, but will also enjoy full legal protection on Frankish soil and can have any business disputes with the locals resolved in the Frankish courts. 
  3. On behalf of the late Pope Hadrian I, all the Mercian bishops will receive gifts of ecclesiastical vestments, and Charlemagne himself presents Offa with a gift of a ceremonial belt, two silk cloaks and an Avar sword (the Frankish conquest of the Avar Khaganate was taking place at exactly this time).
While the letter of 796 doesn't provide us with an answer as to how the knife got from Anglo-Saxon England to Francia and into Charlemagne's possession. But it does provide us with the necessary context and some possibilities as to how it might have - it could have been acquired through trade, or it could have been given as a diplomatic gift by Offa or another Anglo-Saxon ruler to Charlemagne. Like with a lot of other objects from this period, we simply can't know anything conclusive about its provenance or early history unless it found its way into the documentary sources. And a lot of the objects mentioned in the documentary sources sadly no longer survive - like the Avar sword Charlemagne gave to Offa.

Charlemagne would have undoubtedly been pleased to receive the knife. One of the things we can most clearly establish about Charlemagne's personality is that he enjoyed hunting. Einhard, his friend and biographer, of course talks quite a bit about Charlemagne's love of hunting. Notker the Stammerer, writing three generations after Einhard, tells a number of anecdotes about Charlemagne's love of hunting, including one about how he shamed his courtiers for dressing in fancy silks and satins on a hunting trip while he himself dressed in simple wool and sheepskin. At the same time, hunting was a sensible thing for any early medieval king to do. It provided fresh game for dinner. It gave opportunities to display masculine strength and courage such as when taking down a wild boar. It also allowed the king to bond with his aristocrats over a shared experience (much like a corporate teambuilding event in today's world) whilst at the same time reinforcing rank and precedence. The hunt was a formal and ritualised affair (much like foxhunting still is in the UK today), and as Notker's anecdote suggests things like dress (or indeed weaponry) could be very important in showing social distinctions. Charlemagne's decision to reside permanently at his new palace at Aachen from the mid-790s may well have been influenced by his love of hunting - it was very close to the forests of the Ardennes, teaming with wild beasts of all kinds. Though it probably also had something to do with his love of swimming (the thermal springs there had been used for bathing since at least Roman times), and the fact that it was located in the original powerbase of the Carolingian family (roughly where France, Belgium, the Netherlands, Luxembourg and Germany intersect with each other).

Yet it is worth noting that the sheath, which is made of leather, gold, precious stones and glass, was actually made later, sometime in the eleventh century. This shows that the knife had a history of use after Charlemagne's death in 814. And with any historical artefact, you have to ask the question: how and why does it survive to us today?

The answer to this comes with later politics. In the year 1000, the nineteen-year-old Emperor Otto III opened up Charlemagne's tomb in Aachen and found that the Carolingian monarch's body had not decayed and was in perfect condition - commonly identified as a sign of holiness and potential sainthood since at least the sixth century. Otto III trimmed Charlemagne's nails and replaced his nose with a gold one, but may have fiddled around with the emperor's tomb in other ways. Why Otto III did this has created much debate and controversy among historians, as has just about everything else he did during his remarkably short life (he died before his twenty-second birthday). He's quite possibly the most controversial ruler in medieval German history, and there's some stiff competition there. For this particular incident, its a question of whether Otto was planning to make a case for Charlemagne's sainthood as part of his political programme, or whether this was just an episode of teenaged silliness. We don't really know either way, because Otto did not last very long after that. But more than a century and a half down the line, another German emperor actually did do what Otto might have been planning. 

On 29th December 1165, Emperor Frederick I Barbarossa held a magnificent ceremony at Aachen, and Charlemagne was officially declared (canonised) as a saint. That this was done to make a very explicit political point, there's no reasonable doubt. You see, Frederick I Barbarossa had refused to support Rolando of Siena in the papal election of 1159, because he was anti-imperial. Indeed, as papal legate in 1157, Rolando had suggested to Barbarossa that the Empire was nothing but a fief of the papacy, and that the emperor therefore owed homage to the pope as his feudal lord, and for that was nearly run-through with a sword by Otto von Wittelsbach, Barbarossa's right-hand man, narrowly saved by the emperor's timely intervention.  Frederick Barbarossa thus backed his own candidate, Cardinal Octavian, known for his pro-German and imperial sympathies, and thus in 1159 two popes (Alexander III and Victor IV) were elected, who then promptly excommunicated each other. The Empire thus entered a state of cold war with the papacy, and when Victor IV (Cardinal Octavian) died in 1164, Barbarossa proceeded to elect another pope of his own - Paschal III. Barbarossa thus desperately needed to show that the authority of the German emperors came directly from God, not from being crowned by the popes. Already in 1158, his chief propagandist, Rainald Von Dassel, archbishop of Cologne, had claimed that the emperors ruled in direct succession from Augustus Caesar. Before then the Romans had enjoyed a special place in God's plan for humanity since the foundation of the city of Rome itself by Romulus. The Empire, the imperial office and its sacred authority were thus older than Christianity itself. But Barbarossa needed more than that. He needed to show that Charlemagne, the first emperor to be crowned by the pope, didn't actually need the pope to make him holy and give him sacred authority. And what better way to do that than make Charlemagne a saint!

Now every saint needs their relics. So Frederick Barbarossa and his advisers got them together. Like with a lot of saints' relics, many of the ones they chose were completely fake - the so-called "hunting horn of Charlemagne" was actually made in tenth century Egypt and so it couldn't possibly have ever been in Charlemagne's possession. But the hunting knife of Charlemagne was indeed from his lifetime, and so far as we can tell today it did actually belong to him. Still, many people at the time remained totally unconvinced. And in 1177, Frederick Barbarossa gave up with his struggle against Pope Alexander III and came to terms with him at the Peace of Venice. Two years later, at the Third Lateran Council, Pope Alexander III declared Charlemagne's sainthood invalid, along with all other decisions made by Barbarossa's anti-popes Victor IV and Paschal III. Alexander's successor, Innocent III (r.1198 - 1216), softened his position somewhat and allowed Charlemagne to be a figure of purely local veneration in Aachen and four other German towns. 

The ultimate failure of the German emperors to canonise Charlemagne is a huge contrast to what happened elsewhere. Other European monarchies were much more successful in getting a royal saint and thus proving that their authority was sacred. Norway acquired its royal saint, Olaf Haraldsson (r.1015 - 1028), within a generation of its conversion to Christianity when Bishop Grimketel of Nidaros canonised the recently deceased king as a saint. Though this was of course before the papal revolution, the papacy did not retrospectively quibble with it. Hungary got its royal saint, King Istvan I (r.1000 - 1038), when Stephen's grandson King Laszlo I got his wish on 15th August 1083 from none other than Pope Gregory VII. Around the same time as Frederick Barbarossa was locked in his cold war with the papacy, King Henry II of England, who had backed Pope Alexander III in the election, got his wish (and that of the monks of Westminster Abbey) granted on 7th February 1161 when Alexander issued a papal bull declaring Edward the Confessor to be a saint. And past the end of our period, the French monarchy got St Louis IX (r.1226 - 1270) canonised in 1297 as part of a compromise over church-state relations between King Philip IV the Fair and Pope Boniface VIII. So really, how well you got on with the legitimate pope was what decided everything. Its a huge myth that the papal revolution of the eleventh century secularised kingship, and that royal authority only became sacred and God-given again with the Reformation and the rise of absolutism in the sixteenth century. Meanwhile, of course, the knife of Charlemagne was preserved in the cathedral treasury at Aachen, where it still is to this very day. 

Object number seven: a monumental lapidary inscription of Abbot Audibert, 838 AD (Castelvecchio Museum, Verona, Italy, visited 10 June 2022) 




This monumental inscription on a large medallion of white marble was made in the year 838 by Abbot Audibert. That Audibert chose a circular shaped block of stone rather than the traditional rectangular one is itself noteworthy, though as is so often the case we can't know his reasoning. Following in the tradition of ancient Roman monumental inscription, such as the one we saw on the tomb in part 1, it is written in square capitals. Some basic religious imagery also features in that the image of the cross has been carved onto the stone medallion and part of the inscription is written inside it. The inscription itself is fairly simple and reads (again, all faults with the translation are my own):

Abbot Audibert renovated this oratory of Saint Donatus in the twenty-fifth year of the lord emperor Louis [838].

Apart from this, we know nothing about Abbot Audibert. Unlike Alcuin, Theodulf of Orleans, Adalhard of Corbie, Benedict of Aniane, Rabanus Maurus, Lupus of Ferrieres, Hincmar of Rheims and a whole host of other Carolingian churchmen I haven't cared to name, this Veronese abbot didn't write any books and stayed well-clear of court politics. Nor is there any mention of him in any published ninth century charters (from a quick google search). By his work shall ye know him!

What we can tell is that Audibert obviously wanted to be remembered for posterity as a builder and restorer of churches, otherwise he wouldn't have put up this inscription. In this sense, he followed expectations of what made a good bishop or abbot that went back to at least the fifth century Roman Empire. We can also tell that his education was not up to the standards expected of a senior cleric in the Carolingian period. For example, he uses the ablative oratorio where the accusative oratorium would be more appropriate and domino where the genitive domini should go. Alcuin or Lupus of Ferrieres would be senseless with rage if they saw these grammatical mistakes. This taps into the question that historians have debated a lot since the 1970s - how far down did Carolingian educational reform really go? 

As a final thing to note, Audibert dated his inscription according to the year of the reign of Emperor Louis the Pious (r.814 - 840) he wrote it in. Emperor Louis the Pious had been crowned as co-emperor and Charlemagne's successor in 813, so twenty-fifth year of his reign mentioned on the inscription would have been 838. All official documents of the Carolingian monarchs were dated according to regnal year, as indeed are those of British monarchs today - Elizabeth II passed away in her 71st regnal year and we are currently in year 1 of the reign of Charles III. That a relatively minor, local figure not connected to the Carolingian court and not living in a Carolingian powerbase would date his inscription like this is indicative of the strong royal authority and legitimacy the Carolingians had across their empire by the 830s. By contrast, the use of AD dating, which began to enter mainstream use in Western Europe in the eighth and ninth centuries, or other alternative methods of reckoning the years on an official document or inscription would indicate an ebbing-away of royal power or that an attempt to replace the reigning dynasty was on the cards. Indeed, some regions, like Catalonia in the years after 987, continued to date their charters according to the regnal years of the Carolingian monarchs even after Carolingians ceased to reign anywhere. 

Object number eight: an ivory casket panel of the rape of Europa, made in Constantinople, 980 - 1010 AD (Victoria and Albert Museum, London, visited 27 October 2022)


Moving eastwards and towards the end of the first millennium, the next object I've chosen is an ivory panel which belonged to a casket made in Constantinople sometime in the closing decades of the tenth century, or possibly at the beginning of the eleventh. It depicts the Greek and Roman myth of the Rape of Europa. In the centre of the panel is Europa riding on the back of Zeus/ Jupiter, who is disguised as a white bull. Europa is clinging on to the bull's neck as he swims through the sea whilst waving her scarf. A cupid flies down to crown her with a laurel wreath, while another cupid wades into the sea with a flaming torch before the bull. On the left, Europa's female companions watch in amazement with their arms outstretched. On the right, Ares/ Mars and Aphrodite/ Venus begin to embrace each other on the further shore where Europa and the bull are headed, perhaps a foreshadowing of what is to come - Zeus, being Zeus, would go on to have sex with Europa, and King Minos was born.

This isn't the only ivory casket panel from the tenth and eleventh century Roman Empire (what most historians would now call the Byzantine Empire) to show scenes from Classical mythology. Just opposite this object in the exact same room in the V&A, you can find the much more intact Veroli Casket, also made in Constantinople and in roughly the same timeframe. The panels on the Veroli Casket show various images of the god Dionysus/ Bacchus, as well as scenes from the stories of Bellerophon and Iphigenia. We're clearly dealing with a cultural environment in which knowledge of the Greek and Roman myths was highly prized. Wealthy people would thus have stories from them displayed on their more luxurious household objects, to demonstrate how learned and cultured they were. The fact that the casket panel is made from carved elephant ivory, imported to Constantinople from Africa at great expense, shows that it was also meant to demonstrate the owner's wealth. Whoever it belonged to must have been a very wealthy member of the Roman elite, possibly a high-ranking bureaucrat or military officer at the imperial court in Constantinople or a senator - the Roman senate still existed in the East until the thirteenth century. 

Of all the objects in this series, this is the second-most secular. This is because, while it depicts gods, these were gods that no one believed in by the time this object was made. The Roman East had been thoroughly Christianised in the fourth to sixth centuries. Some isolated pockets of paganism survived until quite late. The Maniotes, who lived in the middle finger of the Peloponnese and claimed descent from the ancient Spartans themselves, weren't converted until the reign of Emperor Basil I (r.867 - 886) according to the manual on statecraft and foreign policy written by his grandson Emperor Constantine VII (r.913 - 959). Needless to say, the Mani peninsula was an exceptional case, being a remote, mountainous, wild and effectively ungovernable region. Later on, French crusaders, Venetians and Ottoman Turks alike had only the most shaky control over the Mani, and the bandit clans and pirates that still dominated the region in the nineteenth century gave the modern Greek state a massive headache. It suffices to say that by the 980s, worship of Zeus and the other Olympian gods was no longer in anyone's living memory. Asides from a small Jewish minority, who were generally free of persecution, everyone in the Roman Empire was a Christian. 

Indeed, Christianity, specifically Greek Orthodox Christianity, is such a big part of how we view the medieval Roman Empire, or as we now prefer to call it, Byzantium. When "Byzantine Art" comes to mind, we tend to think of mosaics and icons with ethereal gold backgrounds, of the Theotokos (the Virgin Mary) in shapeless robes of lapis lazuli, of stern-looking and majestic-looking Christ Pantokrator (literally as ruler of the universe) and saints and emperors wearing timeless garments. Yet, like with a lot of what we think we know about Byzantium, this view of Byzantine art is ultimately misleading. Plenty of secular art of a very different style existed in the Roman Empire of the tenth to twelfth centuries.

Around the time this casket was made, the Roman Empire was going through what historians call "The Macedonian Renaissance." Under the so-called Macedonian dynasty of emperors (867 - 1056), contemporaries to Alfred the Great and the West Saxon kings of England, the Roman Empire enjoyed a new period of military success and cultural revival. A series of reconquests against the Arabs and Bulgarians led to Cilicia, Armenia, Northern Syria, Cyprus, Crete and the Balkans being reconquered. By 1025, at the death of Emperor Basil II, one of the greatest soldier emperors, the Roman imperial frontier was once again at the Danube and Euphrates for the first time since the seventh century. Just like in the time of Augustus, Trajan and Constantine, the Roman army was still the strongest, most disciplined and professional fighting force in all of Europe, and its generals had such a strong grasp of military tactics and strategy, they even wrote treatises on them.  A new building-boom for churches, both in the capital and in the provinces, was in motion and would continue into the twelfth century. And the study of Classical Roman literature and history was thriving. Great encyclopaedias of ancient Greek and Roman authors like the Excerpta Constantiniana and the Suda were compiled in the mid-tenth century under the orders of Emperor Constantine VII. Meanwhile, good working knowledge of Homer, Plato and Dio Cassius were essential parts of education for anyone who wanted to be a member of the governing class, as a civil servant, bishop or general. It was this kind of cultural milieu that produced art like this. Indeed, judging from the artistic style of the ivory panel, which pays a great deal of anatomical detail to the human figure and shows Europa, her companions, Ares and Aphrodite wearing recognisably Classical garb, its clear that the craftsmen who made it had some familiarity with Hellenistic and early Imperial Roman art. Indeed, Constantinople in this period was something of a veritable art museum that contained the best of ancient sculpture, almost all of which has since vanished without a trace. Thus this artwork represents a revival of Classical culture, and how the now thoroughly Christian Roman Empire still looked back fondly on its pagan past.

Object number nine: A coppery alloy statue of the Hindu god Ganesha, made in Thanjavur in southern India, 1000 - 1200 AD (Victoria and Albert Museum, visited 10 December 2022)



Now for the penultimate object, we will be going yet further east and to a region, or should I really say, a subcontinent, whose history I know very little about. Of course, this ignorance of Indian history is far more widespread. Indeed, the recent move towards a "Global Middle Ages" hasn't done a particularly good job of integrating India into it, as opposed to China or West Africa. Often those who try to include the Subcontinent in global comparative histories make a frankly token effort and read just one book. Yet, from my perspective as a western early medievalist, India definitely belongs to a "Global Middle Ages." India was very much in the minds of early medieval westerners in ways that China and West Africa were not. The ancient Greeks and Romans had almost nothing to say about those latter two regions, and Western Europeans had no direct contact with them until the thirteenth century. The Islamic world, on the other hand, did have direct contacts with both China and West Africa through trade by the ninth century. Thus some would interpret this as simply indicative of Western Europe being a peripheral, backwater region in the early medieval period. That argument can be had, though as you can guess I'm not particularly sympathetic to it.

But India definitely was on the minds of early medieval Western Europeans. It was often mentioned by the Classical authors who were read in the fifth to twelfth century West. Early medieval Christians believed that in 53 AD St Thomas the Apostle had sailed over to Kerala in southern India and established a Christian church there. Our old friend Gregory Tours, writing in 590, describes how a certain passing acquaintance of his called Theodorus had visited the shrine of St Thomas in India and told him about it. Indian pepper was consumed at the Merovingian royal court in the seventh century and was known to the Venerable Bede in the early eighth. And in 883, according to The Anglo-Saxon Chronicle, Alfred the Great sent two envoys to India to provide gifts for the shrine of St Bartholomew - Caitlin Green has made a strong case for this being an event that actually happened. India also appears on an eleventh century Anglo-Saxon world map, whereas China doesn't. 

This object came from the Chola kingdom, located in the tip of the Indian peninsula. The Cholas wrote and spoke the Tamil language, one of the official languages of southern India and Sri Lanka. Tamil is a Dravidian language, which means its a language that was historically spoken by the indigenous pre-Indo-European inhabitants of the Indian Subcontinent, and still is spoken by their descendants today. By contrast, in northern India, the lingua franca was Sanskrit, an Indo-European language, related distantly to Latin and Greek, which occupied a similar position to Latin in the early medieval West, as a language of religion, administration, classical literature and elite culture. From my very limited outsider knowledge, the Cholas are fascinating but not easy to study. They have very different sources that we do for early medieval Western Europe, Byzantium, the Islamic World or China. We have no narrative histories for them, though we do have Tamil poems, king-lists and royal sagas. We also have lots of surviving copper-plate inscriptions in Tamil, which mostly record land transactions and other economic arrangements. We also have an abundance of temples and artworks surviving from the Chola period, though they're very difficult to precisely date. 

The history of the Cholas goes back a very long way indeed. Indeed, they're first mentioned in northern Indian sources in the third century BC, as southern neighbours of Ashoka (304 - 232 BC), the ruler of the Mauryan Empire (321 - 185 BC). The Mauryan Empire was the first proper empire in Indian history, which controlled almost the entire subcontinent except the southern tip (where the Cholas were) but only for two generations before it broke up. Graeco-Roman sources also briefly mention the Cholas, such as the Periplus of the Erythraean Sea and the Geography of Ptolemy. However, the Cholas only really start to generate writings of their own from the seventh century AD. Alfred the Great's envoys, Sigehelm and Aethelstan, probably visited the Chola court if they ever made it to the Shrine of St Thomas in India in the first place - if they did, its a shame no records of it survive as I really want to know what it would have felt like to be Anglo-Saxon visiting India in the ninth century. In the late ninth and tenth centuries, the so-called Imperial Cholas formed a powerful Empire in southern India that by 1000 covered all of the modern Indian states of Kerala and Tamil Naddu and most of Karnatka and Andhra Pradesh, as well as the northern half of Sri Lanka. Their most powerful ruler was Rajaraja I (r.985 - 1014 AD), a contemporary of Aethelred the Unready, Basil II, Hugh Capet, Otto III and so many of the other people I'm interested in. He was an very skilled military commander who expanded the Chola Empire to its furthest extent and centralised government, turning the local tribute-paying vassals, autonomous chieftains and client kings into appointed officials dependent on the state. In the early decades of the eleventh century, Rajaraja created anthologies of all the great early Tamil poets, much like Constantine VII had done in the Roman Empire a few generations earlier. And In 1000 he organised a massive land survey of his entire empire, and reorganised all the administrative districts - its too tempting to make comparisons between Rajaraja and William the Conqueror (both of whom did live in the same century) here. Finally, Rajaraja also established trade links with Song China and Chola embassies were received at the Chinese imperial court in Kaifeng on multiple occasions in the eleventh century. After the mid-twelfth century, the Cholas went into decline but their dynasty didn't end until 1279. One has to be impressed with how long they lasted - more than a millennium and a half. Only the Imperial House of Japan (the Yamato), in continuous existence since 660 BC, can compare with them for sheer longevity. 

The Cholas were a staunchly Hindu dynasty and this is reflected in this artefact. It depicts the Hindu god Ganesh, and it was produced in Thanjavur, one of the most important Chola cities where Rajaraja I founded the great 66 metres tall Brihadisvara temple in 1010 AD. The statue shows Ganesh standing. In his four hands, he holds a noose, an elephant goad, a wood apple and a broken tusk. He wears a coronet, a necklace, armlets, anklets and a loincloth and has a regal bearing about him. His plump belly reflects his fondness for sweetmeats. According to some Hindu texts, Ganesh was beheaded by his father, Lord Shiva, when he accidentally mistook him for a rival. He promised to his wife, Parvati, to replace Ganesh's head with that of the first animal that would come along, and that happened to be an elephant. This statue of Ganesh would be used for religious processions, in which he would be carried on the parade up to the temple on a palanquin behind the statues of his mother, Parvati, and father, Lord Shiva. The statue would also receive prayers and offerings from people about to embark of business ventures. You see, Ganesh had originally been a God of agriculture, but by the eleventh century he was starting to be seen as a patron of merchants and commerce. Indeed, Chola India was experiencing an economic and commercial takeoff in the period this statue was created, much like the one going on simultaneously in Western Europe. Just like in eleventh and twelfth century Western Christendom in Chola southern India the explosion of religious devotion, artistic production and economic growth all went hand in hand. 


Object ten: Champleve enamel reliquary box of the martyrdom of St Thomas Becket from Limoges, France, 1180 - 1190 AD (Victoria and Albert Museum, London, visited 27 October 2022)


Our final object continues the previous object's theme of religious devotion, but brings me back to much more familiar historical territory and much closer to home. It is a reliquary casket, made to house the relics of the saint for veneration. which shows the martyrdom of St Thomas Becket in Canterbury Cathedral by four knights (though only three are depicted here) on 29th December 1170. The drama of the whole scene is very well-captured by the artist who designed it here. A knight decapitates the Archbishop of Canterbury while he nonchalantly picks up a chalice from the altar, appropriately laid out for religious services, as part of his duty of performing the mass. This makes him appear both if he has no care at all about what is going on around him and is just going to carry on with his duties to God (performing the mass was and is literally called "divine service"), and like he has heroically accepted martyrdom. There's no indication that he's trying to fight back, run away or bargain with the knights. He thus appears the perfect martyr for Christ. The knights, who are not wearing their armour like they are often depicted, appear suitably thuggish and menacing. The first knight decapitates Becket, while the other two advance with drawn axes and swords. Meanwhile two monks of Canterbury cathedral priory stand with their faces aghast and their arms held up in terror. On the rectangular roof panel above, we see on the left the dead archbishop of Canterbury in his funeral shroud while a bishop and a number of other clerics perform the customary funeral rites. On the right we see Thomas Becket's soul ascending straight up to Heaven, flanked by two angels carrying his shroud.

This reliquary box was one of 52 showing the same scenes (the martyrdom of St Thomas Becket, his funeral and ascent up to heaven) made in Limoges in the Duchy of Aquitaine in France, using the champleve enamelling technique. Limoges was one of the three leading production centres of champleve enamel objects in Western Europe in the twelfth and thirteenth centuries, along with Cologne in the German Rhineland and Liege in what is now Belgium. Its been estimated that 7,500 champleve enamel objects manufactured in Limoges survive from the period 1160 - 1370; Limoges enamels went into swift decline following the Black Prince's sack of Limoges during the Hundred Years' War, though some were still being produced as late as 1630. The technique required to make champleve enamel caskets like this involves the following steps (you can also watch the video of it being done here):
  1. A regular wooden casket is made.
  2. Plaques are cut out from a larger sheet of copper and designs are drawn onto them using a mathematical compass or pointed tool.
  3. Holes are drilled using a bow drill in the borders of the plaques to allow them to be nailed onto the wooden core.
  4. Troughs are cut into the metal to hold the enamel.
  5. The enamel is made by grinding glass with mortar and pestle, and mixed with water. 
  6. The wet enamel is then laid on the plaques using a quill.
  7. Once all the colours have been laid on to the copper plaque, the kiln is then fired up to 1000 degrees Celsius and the plaques are placed inside it - a medieval enameller would have needed to rely on his own judgement as to when the kiln was hot enough.
  8. The plaques get fired in the kiln for a few minutes, then left to cool before the process gets repeated two or three times.
  9. The plaques are then cleaned with a special stone, additional engravings for decoration are added and the exposed bits of copper get gilded.
  10. The enamel plaques get hammered onto the wooden casket with nails.
Those medieval craftsmen were truly capable of some incredible things weren't they!

Its artworks like this reliquary box (and the fact that there are 52 others almost exactly like it) which really illustrate the historical significance of Thomas Becket's murder. In 1178, less than a decade after it happened, William II (r.1166 - 1189), the Norman king of Sicily, had a mosaic of Thomas Becket created in the cathedral-monastery complex he was building at Monreale in the hills just outside Palermo. I had the pleasure of visiting Monreale last July - its a wonderful place. In 1191, 21 years after Becket's murder took place, it was carved onto a baptismal font in a church in Skane in southern Sweden (then a part of the kingdom of Denmark). Across the next three hundred years, Thomas Becket's story would be told in countless artworks not just from England and France but also from Spain, Germany, Italy and Norway, and in 1232 in Poland a new Cistercian abbey church was dedicated to him. King Henry II of England, whose anger at the archbishop was generally acknowledged by contemporaries to be the root cause of Becket's murder, decided to make amends for it by building masses of new churches. These required vast amount of lead for pipes, roofs and stained glass windows, which were mined and smelted in the Peak District and Cumbria. The atmospheric lead pollution created by all this lead-smelting shows up in the cores of glaciers in the Swiss Alps. Close analysis of these by modern researchers has shown that this building boom in response to Thomas Becket's murder caused levels of lead pollution not seen since the fall of the Western Roman Empire in the fifth century, and which would not be equalled again until the start of the Industrial Revolution in the eighteenth century. Thomas Becket's murder was thus a significant event in environmental history.

Significant is generally a word one would choose to apply to Thomas Becket. Becket's martyrdom provided the main inspiration for one of the few clauses of Magna Carta that is still on the UK statute books today "the English Church is to be free in perpetuity and to have its rights in full and its liberties intact." Thomas Becket's shrine at Canterbury eclipsed that of St Cuthbert at Durham as the most popular pilgrimage site in England, and had it not been for that then one of the greatest works of English literature (Chaucer's Canterbury Tales) would likely never have been written. As pointed out earlier, he was venerated in churches across Western Europe. Thomas Becket became such a powerful symbol of resistance to royal authority that Henry VIII had the saint's shrine destroyed and his bones pulverised to dust in 1538. And as a trainee secondary school history teacher, I can confirm that he's one of the most popular topics to teach in secondary schools at Key Stage 3 level (11 - 14 years old). Even schools with the most minimal commitment to teaching medieval history at Key Stage 3, as per the broad-brush, inspecific requirements of the National Curriculum, and which teach none at GCSE (14 - 16 years old) and A Level (16 - 18 years old), will teach Thomas Becket's murder. The other topics typically included within the bare minimum of medieval history taught at Key Stage 3 are the Norman Conquest, the Magna Carta, the Black Death, the Peasants' Revolt and some more general stuff on medieval life, religion and justice. Its interesting to consider why Becket is such a popular topic to be taught to schoolchildren, typically in year 7 (11 - 12 years old). I have yet to teach it myself, though I suspect that among the reasons are that its an inherently gripping and dramatic story with some big personalities involved (Henry II and Becket) and lots of gore. Its a good topic for introducing Key Stage 3 pupils to the second order concepts of historical significance (ditto) and evidence and enquiry (we have plenty of contemporary sources and even an eyewitness account from Edward Grim, one of the monks who saw the murder). Finally, its the perfect case study for exploring the key theme of the relationship between the crown and the church in the Middle Ages. 

Which brings us on to the final thing for us to think about. Why did I choose to end the series of ten objects with this one? And does Thomas Becket belong in the early middle ages at all? I've tried to evade the question of periodisation until this point. But I don't think I can any longer. What I can say is that most historians would not consider Thomas Becket as early medieval. The general agreement among academic historians is that the Middle Ages, conventionally spanning about a thousand years of European history, make no sense as a single period and have to be broken up into smaller sub-periods. But what are those sub-periods and where do we draw the cut-off points. French and Italian medievalists generally divide the Middle Ages in two - into an "upper" and lower" medieval period, with the cut-off point typically being somewhere in the eleventh century. Meanwhile, British and German medievalists typically divide it into three - into an early medieval period, a high or central medieval period and a late medieval period. As to where exactly the early middle ages becomes the high or central middle ages, there is no agreement. Some would go as early as 900, with the final breakup of the Carolingian Empire giving birth to the early forerunners of the European states we now know and love (France, Germany and Italy), as well as generally pointing the way to a post-imperial future for the European Continent (tell that to Frederick Barbarossa, Charles V, Napoleon and Hitler). Others would go as late as c.1100, with similarly earth-shattering events like the Investiture Controversy and the First Crusade. Parochially, most English historians can't resist the power of 1066 as a marker for the great divide. But generally, from a European perspective, most Anglophone historians would go for sometime in the half centuries on either side of the year 1000 as the dividing line between early and high middle ages. Its between 950 and 1050 that the last of the barbarian invasions (Vikings and Magyars) cease and the final remnants of ancient Roman society disappear from Europe (i.e., agricultural chattel slavery). Its also when general signs that Europe is really entering the "real" Middle Ages start appearing - monastic orders, castles, knights, serfdom, primogeniture, giant Romanesque cathedrals and popular heresy. Very few historians, however, would take the early middle ages into the twelfth century. Partly because, if your early middle ages go beyond 1100, then you haven't got much of a high middle ages left before you have to move on to the late middle ages sometime around 1300 - unless, of course, you believe the middle ages really end in the eighteenth century (as some do). Also, can you really call the century that sees the invention of tournaments, Gothic architecture, the scholastic method, universities, Arthurian romances and windmills, as well as the earliest beginnings of merchant capitalism, the middle class and modern bureaucratic government, "early medieval" by any sane definition? 

Personally, I would go for 1000 as the end of the early middle ages - it really is as good an end-point as any. But I include the eleventh and twelfth centuries within my remit, just like how I include the fifth and sixth centuries there too despite some people's protests that that's still late antiquity. Change doesn't happen overnight and everything comes from somehow. And the period 400 - 1200, the timeframe covered by this series and more broadly by this blog, is quite simply what fits in all the bits of history that I love the most.

But for more than just completely subjective reasons, I think Thomas Becket deserves a place here in the story of the early middle ages in ten objects. In part, its to show that we have well and truly left the early middle ages. Lurking in the background of Thomas Becket's story is the papal revolution. The original dispute that led to Henry II and Thomas Becket falling out in 1164, over whether or not the clergy should be put under the jurisdiction of secular courts, was a direct result of the papal revolutionaries' sustained attempts since the mid-eleventh century to decrease the control of kings over the clergy. And the fact that Becket was canonised by the Pope in 1173, only three years after his death, is indicative of how the papacy was taking control of the process of making saints, one which would be complete by the Fourth Lateran Council in 1215. Becket's story thus illustrates how the papal revolution of the eleventh century had irreversibly changed medieval power relations and the church. The fact that Becket became venerated in places as far apart from each other as Scandinavia, Spain and Sicily also demonstrates how much Latin Christendom had both expanded and become more unified in the post-1000 period.

But some of Becket's story would have still been familiar to people from the early middle ages. In particular, what came towards the very end of it. On 12th July 1174, Henry II walked barefoot through the streets of Canterbury, entered the cathedral, ordered the very monks who had witnessed Becket's murder to whip him and received 300 lashings from them. The next morning he heard that the Scottish king, William the Lion, had been captured and northern England was finally safe from invasion. Shortly after that, his rebellious barons sued for peace and his sons, Henry and Richard, and wife Eleanor also surrendered, thus ending the three year political crisis and civil war that had engulfed England after Becket's death. Now this kind of phenomenon, of a king performing penance for the health and salvation of the state, would be completely recognisable to the Carolingians. There are echoes of Emperor Louis the Pious' penance at Attigny in 822 for the blinding of his nephew Bernard of Italy here. Political penance was generally a very early medieval thing as went with the grain of a very early medieval conception of kingship, originating in the seventh century, that the king was personally accountable to God for the moral and spiritual welfare of his people. Before the Carolingians, Visigothic kings had pioneered political penance, and after them the Ottonians and Anglo-Saxons made use of it too - Otto III and Aethelred the Unready would have congratulated Henry II on what he did in 1174. But as it turned out, Henry II's pilgrimage to Canterbury was the last great act of political penance done by a medieval king. In that sense, if in that sense only, the Becket controversy did indeed mark the end of an era. 

And so ends our story of the early middle ages through ten objects. I apologise for it not providing a coherent narrative. But what I have tried to do is at least provide some common themes and show the sheer richness of Eurasian history and material culture in this period. I hope that at least in that endeavour, I have succeeded. And as this is the first post of 2023, I would like to wish a Happy New Year to you all. 

Why this book needs to be written part 1

Reason One: the Carolingian achievement is a compelling historical problem This one needs a little unpacking. Put it simply, in the eighth c...