Showing posts with label Ninth Century. Show all posts
Showing posts with label Ninth Century. Show all posts

Tuesday 14 February 2023

From the sources 13: Happy Valentines in Old French and Old High German

 

Happy Valentine’s Day everyone. Now I’m not going to write a post about the history of Valentine’s Day itself, though I’d like to say that yes it does have a medieval history but later than the kind of medieval I write about here. A lot of very significant historical events happened on this day: the Abbasid Revolution in Iraq in 748, the Papal Schism of 1130, the coronation of Akbar as the ruler of the Mughal Empire in 1556, Captain Cook being killed by Natives in Hawaii in 1779, Ruhollah Khomeini issuing a Fatwa against Salman Rushdie in 1989 and the launching of YouTube in 2005, to name just six. But of course, this blog bearing the name that it does, we’re going to be focusing on an event in Carolingian history that happened on 14th February, in the year 842 no less.

Ninth Century Frankish cavalry in the Golden Psalter of St Gall, nicely sets the tone for this



842 of course was in the middle of the Carolingian civil war of 840 – 843, between the three sons of Emperor Louis the Pious. I’ve talked about this a fair few times before, but at the root of it were the same forces that meant that ninth century Carolingians could not have nice things – the failure to equitably share power among the dynasty’s members, aristocratic factionalism at court and opportunistic foreign powers (above all, the Vikings) deciding to get involved. Lothar was trying to hold the empire together with his nephew Pippin of Aquitaine, while his younger brothers Louis and Charles thought they deserved their own piece of the pie.

By this point, it seemed like the civil war wasn’t going great for Lothar, as in June 841 he and Pippin had suffered a catastrophic defeat at Fontenoy. The next 8 months of the civil war saw very little actual fighting. Instead, the rival Carolingian kings sent envoys between each other, trying to negotiate a peace. They try and win over supporters from amongst the Frankish nobles who were either trying to stay neutral, or were on the opposing side. Meanwhile, opposing armies marched around the countryside of Northern France and the Benelux countries, garrisoning citadels here, forcing enemy strongholds to surrender there, blocking off routes where the enemy might approach elsewhere, and so on. Contrary to what some people might think, battles weren’t all important in ninth century warfare and were often indecisive. Indeed, its revealing how our sources tell us so much about the campaigning side of Carolingian warfare, yet provide us with barely any description of how the battles were fought, instead focusing on their aftermath and consequences.

And there are a lot of sources for this section of Carolingian history. Indeed, the 35-year period 828 to 863 is quite possibly the best documented generation in Western political history between the fall of the Roman Republic (66 – 31 BC let’s say) and the age of Richard the Lionheart, John Lackland, Philip Augustus and Pope Innocent III (1188 – 1223). We know so much about the intricacies of Carolingian politics at this time, and the full range of partisan perspectives.

One of these sources is the historian Nithard (795 – 844). Nithard is a very interesting chap, indeed quite a remarkable one. He was the illegitimate son of Bertha, the third daughter of Charlemagne, and the court poet Angilbert. I don’t want to go too much into this now, but Charlemagne seems to have allowed his daughters an unusual degree of sexual freedom, which their brother Louis the Pious thoroughly disapproved of. The emperor’s sisters were among the first to be targeted in his attempt to “drain the swamp” at Aachen. Nithard seems to have been educated at Charlemagne’s palace school at Aachen and thus was thoroughly literate, proficient in the Latin language and very knowledgeable of the ancient Roman Classics, especially the works of the historian Sallust and the poet Lucan (both of whom wrote about civil war). He had of course also learned how to ride, hunt, fight with weapons and conduct himself around court. Indeed, one might say his education was fairly typical of a high-ranking Carolingian aristocrat. Before the civil war, Nithard had been a courtier, soldier and lay abbot of Saint Riquier.

Thus Nithard’s Histories provide us, along with the works of Einhard, Angilbert, Eberhard of Friuli and Dhuoda, with valuable insights into the attitudes of lay aristocrats in the Carolingian Empire and how they saw the workings of politics. Nithard wrote his history as the events themselves unfolded, and like Xenophon, Julius Caesar and Ammianus Marcellinus before him, he wrote as a soldier and politician with first hand experience of it all. Of course, as your average 16-year-old in a GCSE exam might say, crudely, that means he’s “biased” – Nithard fought for Charles the Bald and portrays his king in a positive light, and the enemy Lothar in a very negative one. Above all, he saw the civil war as a tragedy tearing the Carolingian state (res publica in the original Latin) apart and highly damaging to the welfare of the Frankish people, yet kept faith that everything that unfolded was God’s judgement. Let us see what he has to say about what went down on 14th February 842.

On the fourteenth of February Louis and Charles met in the city which was once called Argentaria but is now commonly called Strasbourg. There they swore the oaths recorded below; Louis in the Romance language and Charles in the German. Before the oath one addressed the assembled people in German and the other in Romance. Louis being the elder, spoke first …

The basic sum of what Charles and Louis says next is thus: Lothar is an absolute rotter, and the civil war is all his fault. We’ve tried to offer peace on the most reasonable terms, yet he refuses. But at least us two look out for each other as siblings, so we’re going to swear these oaths to show you what good loyal bros we are, and that we’ll work together to heal the body politic.

Nithard then records the oath Louis swore in front of Charles the Bald’s soldiers in Romance thus:

Pro Deo amur et pro Christian poblo et nostro commun salvament, d’ist di in avant, in quant Deus savir et podir me dunat, si salvarai eo cist meon fradre Karlo et in aiudha et in cadhuna cosa, si cum om per dreit son fradra salva dift, in o quid il mi atresi fazet et ab Ludher nul plaid numquam prindrai, qui, meon vol, cist meon fradre Karle in damno sit.

The English translation goes thus:

For the love of God and our Christian people’s salvation and our own, from this day on, as far as God grants knowledge and power to me, I shall treat my brother with regard to aid and everything else a man should rightfully treat his brother, on condition that he do the same to me. And I shall not enter into any dealings with Lothar which might with my consent injure this my brother Charles.

Charles then swore the same oath to Louis’ troops in Old High German:

In Godes minna ind in thes christianes folches ind unser bedhero gehaltnissi, fon thesemo dage frammordes, fram so mir Got geuuizci indi mahd furgibit, so haldih thesan minan bruodher, soso man mit rehtu sinan bruher scal, in thiu thaz er mig so sama duo, indi mit Ludheren in nohheiniu thing ne gegango, the minan, uuillon, imo ce scadhen uuerdhen.

Then Charles’ soldiers swore this oath in their own Romance language:

Si Lodhuuigs sagrament que son fradre Karlo jurat conservat et Karlus, meos sendra, de suo part non l’ostantit, si returnar non l’int pois, ne io ne neuls cui eo returnar int pois, nulla aiudha contra Lodhuuuig nun li iu er.

Which in English is:

If Louis swore the oath which he swore to his brother Charles, and my Lord Charles does not keep it on his part, and if I am unable to restrain him, I shall not give him any aid against Louis nor will anyone whom I can keep from doing so.

Louis’ troops then did so in their own language:

Oba Karl then eid then er sinemo bruodher Ludhuuuige gesuor geleistit, indi Ludhuuuig, min herro, then er imo gesuor forbrihchit, ob ih inan es iruuenden ne mag, noh ih noh thero nonhhein, then ih es irruenden mag, uuidhar Karle imo ce follusti ne uuirdhit.

In English:

If Charles swore the oath which he swore to his brother Louis, and my Lord Louis does not keep it on his part, and if I am unable to restrain him, I shall not give him any aid against Charles nor will anyone whom I can keep from doing so.

The oaths as they appear in Nithard's histories 


Besides political significance, what makes the oaths so interesting is from the standpoint of written language. Here we are dealing with some of the very earliest examples of written Continental European vernaculars. In the case of what Nithard calls the “Roman” or “Romance” language, which is very clearly Old French, the Oaths of Strasbourg as recorded by Nithard are the very first text ever to have been written in that or any other Romance language. In the case of Old High German, a few texts had been written earlier in the Carolingian period, such as the Latin-Old High German glossary called the Abrogans (c.770), or the Merseburg Charms (the only surviving pre-Christian Germanic religious text). The oaths thus offer us lots of insight into what these languages were like at this point in time, and how they would later evolve.

As I’m not a philologist, I’ll keep the discussion of linguistics brief. For the Old French you can very clearly see the languages’ Latin roots. Some words are still in their Latin forms i.e. Deus (God), jurat (he swore – historic present), conservat (he keeps), numquam (never) and nulla (not any). But there’s clearly a lot of evolution i.e., amor (love) in Latin has moved closer to the French amour with amur; avant is recognisably the French word for before, as opposed to the Latin ante; and sendra, soon to evolve into the Modern French seigneur (lord). auxilia has evolved into aiudha, which is actually closer in spelling and pronounciation to the Spanish than the French word for help; likewise, podir, which has evolved from the Latin potere is cloiser to the Spanish poder than the French pouvoir. The verb tenses also appear to be closer to French i.e., for the conditional/ future words like salvarai and prindrai have endings recognisably like how they would be in Modern French.

For the Old High German, I really can’t claim much expertise – one term in year 7 is the only time I’ve ever formally studied any German, which I know is problematic given how much important Carolingianist scholarship is written in German. Still, you can see recognisable forms of German words in this text i.e., folches (clearly related to volk – people), bruodher (clearly related to bruder – brother), herro (clearly related to herr – lord or master), dage (clearly related to tag – day) and Got (God). And uuillon is clearly related to willa in Old English and will in modern German and English.

Thus, the Oaths of Strasbourg are a moment of huge historical significance in the history of Western European languages. Indeed, from the Romance side of things, it basically marks the terminus ante quem for when the Vulgar Latin dialects spoken in Gaul evolved into Old French – when exactly one became the other is highly debated, but it was certainly before 842. Other Romance languages appear fully in written documents slightly later – Italian is the next to come, in the 960s, followed by Spanish and Portuguese; Romanian is the last, first appearing in 1521 (in Cyrillic letters, no less).

What was the attitude of the Carolingians to vernacular languages. Well, its safe to say that in order to successfully navigate high society in the ninth century Carolingian Empire, you had to be trilingual. Louis the Pious had his sons Lothar, Pippin, Louis and Charles educated in Latin, Old French and Old High German, of which the Oaths of Strasbourg are themselves evidence, and pretty much all of the high nobility (the reiksaristokratie) would have been educated the same, especially since many of them like Eberhard of Friuli owned lots of estates in both Romance and Germanic speaking areas. How much bilingualism, let alone trilingualism, spread down the social hierarchy is much less certain. Charles and Louis’ soldiers, who we can reasonably assume to have been drawn from amongst the middling landowners and well-to-do free peasants, could only speak their native vernaculars, and so said their oaths in them, unlike Charles and Louis who said their oaths in German and Old French respectively so the other side’s troops would understand. At the Council of Tours in 813, Charlemagne decreed that priests, depending on where they were, should preach either in the Lingua Romana (Old French) or Theodisc (Old High German) so the common folk could understand.

A ninetenth century artist imagines the scene of the Oaths of Strasbourg


As written vernaculars go, we have only one other example of written Old French from the Carolingian era, a short late-ninth century poem on the martyrdom of Saint Eulalia. After that, the next examples of written Old French appear in the twelfth century with the birth of the chansons de geste and other early chivalric fiction. For Old High German, there’s quite a bit more from the Carolingian period. For example, the monk Otfrid of Wissembourg (a monastery now in Alsace, France) produced the Evangelienbuch, an Old High German verse translation of the Gospels, for King Louis of East Francia. There are also some poems like Muspilli (a poem about Hell), the Hildebrandslied (a fragmentary epic), the Georgslied (about St George) and the Ludwigslied (about a Frankish victory over the Vikings). Still, the amount of Old High German literature that survives pales in comparison to the amount of Old English literature surviving from 685 to c.1100. Yet when you factor in the surviving Latin literature, far more poems, treatises and histories survive from Carolingian Francia in the ninth century than from the whole Anglo-Saxon period. Its because they’ve got an unusually high proportion of vernacular texts, that Anglo-Saxonists (or as some would now prefer to be called, Early MedievalEnglishists) are able to justify obsessively fixating on so few texts, to thepoint that Beowulf and the Battle of Maldon have been sucked dry and done todeath. Meanwhile, a great deal of medieval Germanist scholarship focuses on reconstructinghypothetical texts that may have never existed, rather than the Old High German texts that are actually there. The Carolingians, however, had different priorities to us and preferred Latin literature by far.

Sunday 15 January 2023

From the sources 11: writing the fall of the Carolingian Empire or 888 and all that

 

As a follow-up to the previous post and to wrap up loose ends, lets answer two questions. Did people at the time think was going on and they feel like they were living through the end of the Carolingian era? And how do modern historians go about explaining the fall of the Carolingian Empire in 888?

Fortunately, we have quite a bit of contemporary comment on what went down in 888. Let’s focus on two accounts. The first one we’re going to look at is from a continuation of the Annals of Fulda, written at a monastery in Regensburg in Bavaria, in modern day Germany. It picked up where Rudolf of Fulda (one of the few Carolingian intellectuals known to have read Tacitus’ Annals and Germania) left off, and carried the story from Charles the Fat’s accession as king of East Francia in 882 through to that of Louis the Child in 900. The annalist, a monk at Regensburg, would have been quite well informed and broadly pro-Arnulf politically-speaking, since Bavaria was Arnulf’s principal support base for his coup. He would have also been writing in 889, and so his account is almost bang on contemporary to the events he wrote about. This is what he wrote:

At that time many kinglets (reguli) rose up in the kingdom of Arnulf’s cousin Charles [the Fat]. For Berengar [of Friuli], son of Eberhard, makes himself king in Italy. Rudolf, son of Conrad, determined to hold on Upper Burgundy to himself in the fashion of a king. Louis [of Provence], son of Boso, and Guy, son of Lambert, therefore decided to hold the Belgian parts of Gaul and also Provence like kings. Odo, son of Robert, usurped for his use the land up to the Loire River or the province of Aquitaine. Ramnulf [of Aquitaine] thereafter set himself up as king.

An eleventh century copy of the Annals of Fulda, written in the same Carolingian miniscule handwriting as the original. It is opened at the entry for 855, which describes the earthquake at Mainz. This version is housed at the Humanist Library of Selestat in Alsace, France. Photo Credit: By Alexandre Dulaunoy from Les Bulles, Chiny, Belgium - Manuscript du 11e siècle - Manuscript 11 century, CC BY-SA 2.0, https://commons.wikimedia.org/w/index.php?curid=11779856


What’s very clear from this account is that the annalist was very aware of developments going across the erstwhile Carolingian Empire. He knew who all seven men claiming to be legitimate kings following the death of Charles the Fat were. And he also wanted to make it clear to the reader that he saw only one of them as actually being a legitimate king – Arnulf. The other six of them he refers to as reguli, a Latin word meaning petty kings or kinglets, which is a clear indication that he saw them as being men of lesser royalty compared to Arnulf. He also says that they emerged in Arnulf’s kingdom, which shows that he thought that Arnulf should have inherited all of the empire of his uncle, Charles the Fat. And the language he uses to describe how the other six kings took power in their respective regions further suggests that he saw them as usurpers who assumed the rule of their kingdoms illegally. Apart from the fact the annalist was living in East Francia and generally a supporter of its king, Arnulf, it seems that he held to what had once been the prevailing belief (and probably still was in East Francia) that only an adult male Carolingian could be a legitimate king. Arnulf was the only king in 888 for whom that applied, so as far as the annalist was concerned all the others were opportunistic usurpers and secessionist rebels. I imagine the people of Neustria, Aquitaine, Upper Burgundy, Provence and Italy would have seen it quite differently.

And then there’s our second contemporary commentator, Regino of Prum (842 – 915). Regino was the abbot of Prum, a Benedictine monastery then in East-Frankish controlled Lotharingia, now in Germany, near the Belgian border. Prum had enjoyed a special relationship with the Carolingians since before they even became Frankish kings – it was founded in 721 by none other than Bertrada the Elder, the great-grandmother of Charlemagne, and the Carolingian monarchs had been its principal patrons since Pippin the Short rebuilt the monastery in 762. Before Regino became abbot there, the abbey had been badly ravaged by Viking raids both in 882 and 892. He spent most of his life trying to rebuild and reconstitute the abbey’s estates, navigating Lotharingian factional disputes (Arnulf had installed his son Zwentibald as sub-king in Lotharingia and he wasn’t popular) and trying to reform the church in the archdiocese of Trier for his patron Archbishop Ratbod. In the first decade of the tenth century, Regino of Prum wrote a history of the world from the birth of Jesus Christ to the year 906 called the Chronicon. He dedicated the Chronicon to Bishop Adalbero of Augsburg (d.909) and may have intended for King Louis the Child to read, as Adalbero was close to him. Chronicon has a very pessimistic outlook – he finished writing it less than twenty years after the events of 888, and it seemed like things were getting worse. And it is to an extract from the Chronicon, famous among early medievalists, that we shall now turn:

After Charles [the Fat’s] death, the kingdoms which had obeyed his will, as if devoid of a legitimate heir, were loosened from their bodily structure into parts and now awaited no lord of hereditary descent, but each set out to create a king for itself from its own inner parts. The event roused many impulses towards war, not because Frankish princes, who in nobility, strength, and wisdom were able to rule kingdoms, were lacking, but because among themselves an equality of dignity, generosity, and power increased discord. No one surpassed the others that they considered it fitting to submit themselves to follow his rule. Indeed, Francia would have given rise to many princes fit to govern the kingdom had not fortune in the pursuit of power armed them for mutual destruction.

A parchment folio from a mid-twelfth century manuscript containing the Thegan the Astronomer's Life of Louis the Pious and Regino of Prum's Chronicon. By 1150, Carolingian miniscule was starting to evolve into the Gothic script of the late middle ages, and it clearly shows here.  The British Library, Egerton 810 f.94. Image in the Public Domain


What’s immediately striking about Regino’s account of 888 is just how eloquently written and full of rich imagery it is. I just love the metaphor of kingdoms spewing forth kings from their guts. Its also very bleak in its outlook – the Carolingian empire has been dismembered, new dynasties of kings seem to be springing up everywhere and the only thing that’s going stop them from endlessly multiplying is the fact that they’re ultimately going to go to war with each other and one by one they’ll be eliminated on the battlefield. We can only wonder what Regino of Prum would have made of the next millennium of Western European history. He might have seen it as confirmation of his vision, or indeed as even worse than he thought. But certainly, up to 1945, he’d have found no consolation in it. There really is a definite sense of the end of an era here – the rule of the Carolingian dynasty is over and now begins a chaotic free-for-all in which every man who thinks he’s got all the qualities of a good leader will make his bid to become the king of some region in the erstwhile Carolingian empire.

Both the Regensburg continuator of the Annals of Fulda and Regino of Prum’s words became particularly resonant to later historians in the twentieth century. The experience of the two World Wars had basically seemed like the apocalyptic conclusion to what had begun in 888. While nineteenth century French and German historians might have celebrated the breakup of the Carolingian Empire as marking birth of their own nations which they knew and loved, by the 1950s it was clear that this was only the recipe for bloodshed and catastrophe. Its notable how, since 1950, the city of Aachen has awarded the Karlspreis to those who have worked to promote European unification. And sure enough, Charlemagne was adopted as a kind of spiritual father to the European Economic Community, created at the Treaty of Rome in 1957 – the direct forerunner to today’s European Union. Indeed, the EEC before 1973 consisted of almost the same territories as the Carolingian Empire, namely France, Belgium, the Netherlands, Luxembourg, West Germany and Italy. The more the EEC/ EU has expanded, however, the less resonant Carolingian Empire becomes. You can fit the UK, Ireland, Denmark, Spain and Croatia into the story of Carolingian Europe. But it’s worth asking what exactly Charlemagne means to Finland, Latvia, Romania, Cyprus and Malta? Nonetheless, this provides us with all the necessary context for why the Carolingian Empire has attracted so much interest from historians post-WW2, firstly in France, Belgium, Germany and Austria and then from the 1970s increasingly in the UK, Canada and the USA.

Like with the fall of any empire, from the Western Roman Empire to the Soviet Union, historians of the Carolingian empire sort of divide into two camps but with a broad spectrum of opinion in between. At one end of the spectrum are those who see the Carolingian Empire as a doomed project from the start. On the other end, are those who see its fall as mostly down to accidents and the pressure of events. I’ve arranged their views thus – most pessimistic at the top, most optimistic at the bottom. So here they are:

1.       Blackpill doomer levels of pessimism – Heinrich Fichtenau. Fichtenau was an Austrian historian writing in 1949, so at a time when the memory of Nazism and WW2 were fresh in everyone’s heads. Fichtenau was thus all too aware of the horrors that European nation-states were capable of inflicting on each other and their own people, but he was fearful of the growing tendency towards seeing Charlemagne as a prophet of European unity the Carolingian Empire as some kind of Garden of Eden. In his view, the Carolingian Empire was never going to work because it was riven with all kinds of contradictions and instability from the word go. Moreover, the empire was just too big and complex for the primitive and ramshackle government technologies of the period, and its governing elite lacked any kind of civic spirit or sense of duty to the state other than through personal bonds with the king/ emperor. Thus, even in the time of Charlemagne, the writing was on the wall.

2.       Pretty damn pessimistic version 1 – Jan Dhondt. Dhondt was a Belgian historian writing almost at the same time as Fichtenau, and he shared his gloomy post-war European outlook. In Dhondt’s view, kings and aristocrats were inevitably locked in a zero-sum game. With the various dynastic struggles between different members of the Carolingian family and the initial divisions of the empire between the 840s and the 880s, kings had to give away lots of their royal lands (the fisc) to secure fleeting aristocratic support but once given away they couldn’t give them back. Eventually kings were left with very little land. Then during the politically vacuum created by the death of Charles the Fat, some of these aristocrats became kings themselves like Odo, Rudolf and Berengar. The others proceeded to grab as much land as they could and usurp what had formerly been royal prerogatives. Thus by 900, post-Carolingian kingdoms like West Francia were already starting to resemble a chessboard of semi-independent principalities.

3.       Pretty damn pessimistic version 2 – Georges Duby and Timothy Reuter. Building on similar themes to Dhondt, these two historians argued the Carolingian Empire was able to work in the eighth and early ninth centuries because the Carolingian kings were rich and their aristocratic followers not so much. Above all, the Frankish economy was very underdeveloped and agricultural productivity was at subsistence level, so aristocrats needed kings because they couldn’t go it alone. Moreover, Charlemagne’s wars of expansion meant that there were lands, booty and provincial governorships to be won for the aristocrats who fought in the royal armies. But then the Empire’s territorial expansion largely ceased after 804, which meant increased competition for patronage at court leading to factionalism and ultimately civil war when dynastic rivalries between rival Carolingians were thrown into the cocktail. and as the ninth century drew on some measure of economic growth began to happen and aristocrats started to increase their power in the localities at the expense of royal government and the free peasantry. Thus, the empire became increasingly an irrelevance as the aristocracy could be rich and powerful without it.

4.       Pretty damn pessimistic version 3 – Walther Kienast? Some historians have argued that it was ethnic separatism that brought down the Carolingian Empire, and that the reason why kings appeared in 888 in East Francia, Neustria, Aquitaine, Upper Burgundy, Provence and Italy was because these regions all saw themselves as their own distinct countries and national/ ethnic groups that no longer belonged as part of a single Frankish empire. Indeed, a few German historians have argued that in East Francia, the five “stem” duchies of Saxony, Franconia, Bavaria, Swabia and Lotharingia might have broken away and formed independent kingdoms after the death of Louis the Child and the weak rule of his successor Conrad I (r.911 – 918), but that process was reversed in the 920s by the canny policies of King Henry the Fowler (r.919 – 936).

5.       Greyish view 1 – Marc Bloch and Peter Heather. Marc Bloch back in 1939, and Peter Heather much more recently in 2013, have argued that the main culprits for the fall of the Carolingian Empire are the Vikings. They argue that the Viking invasions were so rapid and devastating that due to the slow nature of communications and the ramshackle nature of the Carolingian government and military system, all the regions had to basically turn inwards on themselves and go their own way if they were going to adequately defend themselves. Out of these defensive needs to stop the final waves of barbarian invaders came increased local aristocratic power, castles and mounted knights, resulting in feudalism, political fragmentation – RIP Carolingian Empire.

6.       Greyish view 2 – Matthew Innes. One of the most influential Carolingianists currently working in the Anglophone world, Matthew Innes has a much more subtle take on the fall of the Carolingian Empire than the ones we’ve previously explored. Basically, he argues that the Carolingian Empire basically consisted of a sea of different local networks of aristocratic landowners and churches which the Carolingians were able to bring together into something bigger through patronage, justice, war leadership and collective rituals. The Carolingians were able to offer these networks and their individual members wealth and power beyond what they could possibly imagine if they accepted their authority, but in turn the Carolingians couldn’t run their empire except through these networks and established local bigwigs. The end of military expansion was initially bad, because it meant more intense competition for royal patronage, with the losers no longer being able to simply move to the expanding frontier and start themselves anew. However, with the initial division of the Carolingian Empire into kingdoms the 840s, these networks could now be more tightly managed and successfully negotiated with than ever before. But then between 869 and 884 most of the different branches of the Carolingian family died off and Charles the Fat hoovered up all the kingdoms back into a unified Empire. The reconfigured system could no longer work anymore. All the different aristocratic factions would now have to negotiate with and compete with each other at a distant imperial court, after they’d spent more than a generation being used to more local kings who were more responsive to their interests. Thus, as soon as Charles the Fat bit the dust, the empire fragmented into six kingdoms, this time mostly under men who weren’t Carolingians, and the normal state of politics could resume again.

7.       Cautiously optimistic – Simon MacLean. Most recently, in the first ever in-depth major scholarly treatment of Charles the Fat’s reign, Simon MacLean has argued that the fall of the Carolingian Empire was not at all inevitable and that all previous modern historians’ views mentioned have been blinkered by hindsight. Instead, he argues that it was essentially down to Charles the Fat’s blunders as emperor, and then him dying without a legitimate male heir. Thus, without a credible Carolingian candidate to succeed to the empire, the aristocracy were left to their own devices and had no choice but to elect regional kings from amongst themselves. Thus, it was biological accident and nothing else that doomed the Carolingians.

Now I’m not going to pass an overall judgement on which of these views I agree with. But what I can say is any explanation for the causes of a historical event is incomplete unless it can fully account for the who, what, where and when as well as the why and how. No explanation of, say, the French Revolution is any good unless it can explain why it broke out in 1789 as opposed to earlier or later. If they fail to do that, then they’re really explanations of why that event should have happened. That’s not to say that long term causes don’t matter, but we shouldn’t become so zoomed out in our thinking that we miss what’s actually quite critical in the immediate context. I got that impression from marking lots of essays from my year 9 class (13 – 14-year-olds) on whether long term or short-term causes were more important in causing WW1. Many of them didn’t mention Franz Ferdinand, Sarajevo or the July Crisis of 1914 at all and pinned the outbreak of the Great War on the classic MAIN (militarism, alliances, imperialism and nationalism) acronym so well-known to UK school teachers. A lot of historians of the fall of the Carolingian Empire have fallen into a very similar trap.

But Regino of Prum, who wrote with a couple of decades of hindsight from 888, didn’t fall into that trap. Instead, if we look at the passage from his Chronicon carefully we’ll see that what he identified as critical was the death of Charles the Fat itself and the fact he had no legitimate adult male Carolingian to succeed him. Thus, according to Regino of Prum, the aristocracy of the different regions had to elect kings from amongst themselves because no candidate from the Carolingian dynasty was forthcoming. The Carolingian Empire then could not be reunified because none of these kings had anything to mark themselves out as special and uniquely qualified to rule, in the same way that being a member of the Carolingian dynasty had done. Each had all the personal qualities befitting of a good leader, but then so did all the others. Thus, because no king was more legitimate than the rest, the Carolingian Empire was to remain forever divided into separate kingdoms. Thus, in my view, and contrary to what most people tend to expect of a medieval chronicler, Regino of Prum actually produced a brilliant piece of historical analysis that has stood the test of time – notice the similarities between his and Simon MacLean’s views!

A late seventeenth century engraver imagines Regino of Prum. Photo Credit: By Nicolas de Larmessin III, Esme de Boulonais - Isaac Bullart. Académie Des Sciences Et Des Arts. Amsterdam: Elzevier, 1682., Public Domain, https://commons.wikimedia.org/w/index.php?curid=83827429 


Thursday 12 January 2023

On this day in history 3: RIP Charles the Fat and the end of an era?

 

On 13th January 888, the Carolingian emperor Charles the Fat breathed his last and died of a stroke. He had been the first Carolingian to have ruled over the whole of his great-grandfather Charlemagne’s empire since 840. But in November 887 a coup d’etat from his nephew, Arnulf of Carinthia, ousted the emperor from his powerbase in East Francia (Germany), after which his credibility and as a ruler and his physical health both rapidly deteriorated. To make matters worse, Charles had no son to succeed him. And after Charles, no one was able to put back the empire together again. The story of his life can appear thus: a long period in which nothing very much went on, then a momentous rise and then a crushing downfall in which all the good luck he previously had deserted from him. But what exactly happened? How did Charles rise and downfall both come about so quickly and unexpectedly? And why did the Carolingian Empire fall apart, this time irreversibly?

The seal of Emperor Charles the Fat, from Bayerisches Nationalmuseum Munich. Photo downloaded from Wikimedia Commons. Charles appears like a Roman Emperor with his laurel wreath, and has the trademark Carolingian look - short hair and a moustache. The seal is inscribed with the words Karolus Magnus ("Charles the Great"), and thus is consciously trying to portray Charles the Fat as a worthy successor to his great-grandfather. Whether he at all was, I leave that for you to decide.

The rise

Charles the Fat was born in 839 at Neudingen in the Black Forest. His father was Louis the German (806 – 876), the middle son of Emperor Louis the Pious (r.814 – 840). When Charles was only in his nappies (or should I really say, his swaddling clothes), civil war broke out between his father and uncles over the division of the empire. This went on for a few years but then at the Treaty of Verdun in August 843 they agreed on how to divide the empire between them. Louis got the territories east of the Rhine and north of the Alps – East Francia or, as we now call it, Germany.

King Louis the German reigned there until his death 33 years later with a great deal of success. East Francia was the least developed of the Frankish kingdoms and presented the greatest difficulties of travel and communications. The old Roman road network ended at the Rhine and Danube, and more than half of the kingdom was covered in dense forests. Yet Louis managed to rule the kingdom effectively with what was at once a firm grip and a light touch, and never faced any serious rebellions from his aristocracy. He was also probably the only ninth century (post-814) Carolingian monarch not to have failed in any of his patriarchal duties. Neither he nor his wives got caught up any sex scandals, he produced three healthy sons who survived to adulthood and he managed to keep those sons from running riot – any rebelliousness from them was headed-off successfully. In 865, Louis the German decided to establish his three sons as sub-kings over the three main divisions of his realm. His eldest son, Louis the Younger, was going to get Saxony (then the area of northern Germany between rivers Rhine, Elbe and Weser). His middle son, Carloman, was going to get Bavaria (bigger than the modern German state of Bavaria because it included what is now Austria as well). Meanwhile, the youngest, Charles the Fat, got Alemannia (modern day Baden-Wurttemberg and German-speaking Switzerland).

When Louis the German died in 876, his kingdom was divided between his three sons in this exact manner. Their uncle, Emperor Charles the Bald, tried to conquer East Francia for himself, but as we saw a week or soago, Louis the Younger thwarted his scheming uncle’s ambitions at the battle of Andernach. And after Charles the Bald’s death, Carloman crossed the Alps and became the new king of Italy. Charles the Bald’s son, Louis the Stammerer, lasted only two years in West Francia and when he died the kingdom was divided between his two sons, Louis III and Carloman. Louis the Stammerer also had a son from his second marriage, Charles the Simple, who was born a few months after his father’s untimely death at the age of only 32 on 10 April 879.

In May 879, it would have seemed like the Carolingian empire was going to remain divided for quite some time to come. Five cousins, all of them great-grandsons or great-great-grandsons of Charlemagne, now ruled in separate kingdoms. Much more ominous was that in October 879, Boso, the son-in-law of Charles the Bald and his former viceroy in Italy, was elected king in Provence by the local nobility. This was the first time a non-Carolingian (read: anyone who was not a male-line descendant of Charlemagne) had reigned anywhere between the Pyrenees, the North Sea and the Adriatic in more than a century. And this was also the first time a region had actually tried to secede, rather than just being apportioned to another member of the Carolingian family. Reunifying the Carolingian Empire would have thus seemed like an impossibility then.

Map of the Carolingian kingdoms as they would have looked c.880. From Wikimedia Commons. Apologies for the map being in Spanish. Territories in pink are Charles the Fat's, territories in green are Louis the Younger's, territories in purple are Louis III of West Francia's, territories in red are Carloman's and territories in orange are Boso's.

Yet if Carolingian political history in the ninth century teaches us anything, its that nothing is set in stone politically and that accidents and the pressure of events can be game-changing. Indeed, already in June 879, Charles’ brother Carloman abdicated as king of Italy and Bavaria due to ill-health, and so his kingdom was divided between his two brothers – Charles the Fat got Italy, and Louis the Younger got Bavaria. On 12th February 881, Charles the Fat was crowned Emperor in Rome, which didn’t make any practical difference to his power but at least gave him symbolic prestige and technically made him the most senior Carolingian monarch. And on 20 January 882, Louis the Younger died. Charles the Fat was thus now the only Carolingian ruling anywhere east of the Rhine.

 Charles was by far the elder statesman compared to his West Frankish cousins. By working together, the West and East Frankish branches of the Carolingian family managed to crush the usurper, Boso of Provence – they didn’t defeat him completely, but by August 882 his kingdom had been reduced to nothing more than his principal stronghold of Vienne. From then on until his death in 887, Boso was essentially nothing more than a local count, all except one that called himself a king. The Vikings also raided up the Rhine in 882 – Alfred the Great had vanquished the Great Heathen Army in England at the battle of Ashdown in 878, so the Danish Vikings had moved their operations to the Continent. While the major cities of Aachen, Cologne and Trier were sacked by the Vikings, Charles was able to use shrewd diplomacy (and a good bit of bribery) to get the Viking leaders to accept Christianity and become his vassals. By 884, he was also able to secure peace on his eastern frontier with Sviatopluk, the ruler of the Great Moravian Empire. It was also in 884 that his West Frankish cousin, King Carloman, died, having outlived his elder brother by only two years and without any male heirs. Charles’ only competition from within the Carolingian family was a five-year-old boy, Charles the Simple. The West Frankish aristocracy knew who was the most sensible choice of candidate. On 12th December 884, Charles the Fat was able to just waltz in and receive the West Frankish crown. Now the whole of Charlemagne’s Empire was finally reunited once again under one Carolingian ruler.

But did this situation last? Apparently not. Some might say that it was inevitable. Charles was in charge of the largest state Western Europe had known since the days of the Western Roman Empire, and indeed would ever see again except briefly under Napoleon and Hitler, in an age when information could only travel at the speed of a horse. And unlike the western Roman emperors of old, Charles lacked a large, salaried bureaucracy, a tax system or a standing army. And there were undoubtedly huge differences in language, culture and ethnicity between his subjects. Take the inhabitants of Saxony. Their great-grandparents had been pagans, they still had no roads, cities or written law and they spoke an early form of Low German. They therefore had precious little in common with the inhabitants of Italy or Aquitaine. Moreover, given how the Carolingian Empire had consisted of almost half a dozen kingdoms only five years ago, surely people would have wanted a local king who could be more responsive to their needs than an inevitably distant emperor?

But yet, as always, the Carolingians can surprise us. For the first three years that Charles the Fat ruled over an undivided empire, it looked like it was all going to work because Charles the Fat was very good at delegating power to trusted subordinates, as any successful Carolingian ruler had to. For example, in West Francia, the kingdom he was least present in, he entrusted the governance of the northern regions of the realm firstly to Hugh the Abbot and then to Count Odo of Paris as margraves (military governors) of Neustria, of the southwest (Aquitaine) to Margrave Bernard Hairy Paws and the southeast (Burgundy) to Margrave Richard the Justiciar. While they all came from established aristocratic families, these were men who owed their power and position, above all else, to Charles the Fat and the Carolingian state and could easily have been unmade if they rebelled or were seriously disloyal. And as Simon MacLean has shown, contrary to what some previous generations of historians have claimed, Odo, Bernard and Richard show no signs of attempting to secede or trying to rule as kings in all but name in their own regions – they always obeyed Charles’ instructions and relayed their decisions back to him.

The Fall

Rather, what did for Charles and the unity of the Carolingian Empire was what did for the hopes and dreams of most Carolingian monarchs in the second half of the ninth century – simple biology. Charles the Fat found himself in quite a similar situation to that which Henry VIII would find himself in 1527. Charles could not, for whatever reason, produce any children with his wife, Empress Richgard. He did, however, have an illegitimate son, Bernard (870 – 891), who he’d had with a concubine before his marriage. The obvious solution was divorce. series of Frankish legal precedents had meant that by the mid-ninth century, it was only possible if marital infidelity could be proven. Illegitimate children were also barred from Carolingian royal succession under normal circumstances. Charles the Fat could have changed the rules to make it possible for Bernard to inherit and he may have been planning to, as a few throwaway lines in Notker the Stammerer’s Deeds of Charlemagne (written in 886) suggest. However, he went for the nuclear option, and in 887 tried to divorce Richgard by accusing her of having an adulterous relationship with his chancellor, Bishop Liutward of Vercelli. But Richgard didn’t go the way of Anne Boleyn in 1536. Much like when his cousin King Lothar II of Lotharingia (d.869) tried doing the same back in 858 – 865 by accusing his infertile wife, Queen Theutberga, of incest with her brother, it all blew up in his face. It was at that moment that Charles’ nephew, Arnulf of Carinthia, the illegitimate son of Carloman of Bavaria, who had long been marginalised from politics, decided to pounce as his uncle proved himself incompetent. In November 887, Carloman launched a successful coup d’etat with the help of loyal east Bavarian marcher lords and the Moravians. All of Charles’ supporters among the East Frankish magnates quickly deserted him, the Alemannians being the last. At a royal assembly at Tribur, Arnulf declared Charles deposed and the East Frankish nobility elected him as their king, deciding to ignore the issue of his illegitimacy. Charles had no fight left in him as the 48-year-old’s health wasn’t in the best condition (he may have been elipeptic), and he died of a stroke less than two months later.

The aftermath

With Emperor Charles the Fat gone, what would become of the Empire? Arnulf’s illegitimate birth proved to not be a barrier to him being recognised by the East Frankish aristocracy as the legitimate ruling Carolingian monarch. But outside of East Francia, the governing elites weren’t ready to accept this East Frankish coup d’etat. There was one alternative claimant to the empire from the Carolingian family, Charles the Simple, but he was just an eight-year-old boy. Indeed, there were technically two. Count Herbert I of Vermandois (848 – 907) was a great-great-grandson of Charlemagne in the male-line. His branch of the Carolingian family, the so-called House of Vermandois, were the descendants of Pippin of Italy, Charlemagne’s second eldest son. Pippin’s son Bernard had been blinded for rebelling against his uncle Louis the Pious in 817, but Bernard’s son, Pippin, had been allowed to become count of Vermandois in the kingdom of West Francia when he came of age. But, as I’ve said before, no one ever talks about the Vermandois branch of the Carolingian family, and no one even considered them as candidates for kingship in 888, despite the fact that by the dynastic criteria they were supremely throne-worthy. Count Herbert I of Vermandois was not willing to put himself forward as a candidate for West Frankish king, perhaps because the memory of what happened to his grandfather seventy years earlier made him risk averse. But apart from Arnulf (representing the East Frankish branch of the Carolingian family), Charles the Simple (the West Frankish branch) and Herbert (the Vermandois branch), all other branches of the Carolingian family had since gone extinct by 888.

What happened was that each of the kingdoms within the Carolingian empire elected a candidate from within its own aristocracy. In Italy, the aristocracy elected Margrave Berengar of Friuli (845 – 924), from the Unruoching family, as their king. In Provence, the local elites made the young Louis the Blind (880 – 928), the son of Boso, their king. In Upper Burgundy, the area around the Jura Mountains and Lake Geneva in modern day eastern France and western Switzerland, Rudolf (859 – 912) from the House of Welf was elected king by the nobles and bishops there. In West Francia, the magnates north of the Loire elected Margrave Odo of Neustria (857 – 898), the hero who saved Paris from the Viking siege of 885 – 886, as their king – the Viking threat still remained strong there, so they needed a “strenuous warrior” in charge. But those in Aquitaine elected Count Ramnulf II of Poitiers (850 – 890) as their king. Meanwhile, Duke Guy of Spoleto firstly made a bid for the West Frankish throne, but was deterred by news of Odo’s coronation, before then wrestling with Berengar for the Italian throne.

Thus in 888, there were seven kings, or at least men who claimed to be kings, in the Carolingian Empire – more than there had ever been. And unlike on previous occasions when the empire had been divided into kingdoms, only one of their rulers was a Carolingian (a male-line descendant of Charlemagne) – Arnulf. Berengar, Guy and Louis did claim descent from Charlemagne, in Berengar’s case through his mother (a daughter of Louis the Pious), in Guy’s case through his great-grandmother (a daughter of Pippin of Italy) and in Louis’ case through his mother (a daughter of Charles the Bald). But Rudolf, Ramnulf and Odo had no Carolingian blood at all.

End of an era?

Was this, then, the end of an era? In some ways, it most certainly wasn’t. Carolingians continued to rule in East Francia (Germany) without a break until 911, when the royal line went extinct there with the death of Arnulf’s son, King Louis the Child. And in West Francia, after Odo’s death in 898, Charles the Simple finally got the throne he had been unfortunately passed over for on two occasions. Charles the Simple was deposed in 922 by Odo’s brother, Margrave Robert of Neustria (866 – 923), and locked away in a dungeon by his cousin, Herbert II of Vermandois, in 923. But Charles’ son Louis was invited back from exile in Anglo-Saxon England to become king in 936, and the Carolingians then continued to rule in West Francia all the way up to 987.

Also, and this is perhaps most important to stress, this wasn’t the moment when the nations of Western Europe sprung forth and agreed to go their separate ways. People living on both sides of the Rhine continued to identify as Franks until after 1000. And all of the kingdoms that emerged in 888 – West Francia, Aquitaine, Upper Burgundy, Provence, Italy and East Francia – were all based on political units that had either been created or endorsed by the Carolingians. None of them were the product of ethnic separatism. The kings did sometimes engage in meaningful forms of co-operation, and churchmen and intellectuals continued to move across kingdoms with ease in search of patronage and employment where they could get it. In many respects, Western Europe in the tenth century was still a Frankish world, even though the Carolingians no longer ruled over most of it.

But ultimately, I’d argue that 888 was still nonetheless the end of an era, for three reasons. The first is to state the obvious – the Carolingian Empire never came back. The imperial title continued to exist after 888 and was fought over by Arnulf, Louis the Blind, Guy of Spoleto and Berengar, but it basically meant nothing outside Italy and after 924 it was vacant. The Empire would be revived in the late tenth century by the Ottonians, the dynasty that succeeded the Carolingians in East Francia, after they conquered Italy in the 960s but it was territorially half the size of the realm of Charlemagne. Burgundy and Provence would not become part of the Empire (known from the late twelfth century as the Holy Roman Empire) until 1032. West Francia always remained independent from the German emperors, much to the gnashing of their teeth. And, as said before, no state in Europe would ever be as large as the Carolingian Empire until the incredibly short-lived empires of Napoleon and Hitler more than a thousand years later. The future of Western Europe was one of political fragmentation and inter-state competition, which would in due time give birth to overseas colonial expansion, the scientific, financial and industrial revolutions, constitutional democracy and the world wars.

The second reason is that it rewrote the rules for who could hold political power at the highest level. Ever since Pippin the Short and his sons were anointed by Pope Stephen II in 754, which we’ve talked about here before, it had been clearly established that only direct male-line descendants (his sons, their sons, their sons’ sons’ and so on) could rule as Frankish kings. This principle remained completely unchallenged until 879 with Boso of Provence, but outside of Provence his actions were seen as an illegal secessionist revolt and his fledgling independent kingdom was quickly crushed. But by 888, the goalposts had most definitely shifted, as only in East Francia did the magnates elect a Carolingian to be their king – in the other four or five kingdoms, they elected kings of less distinguished lineages. This is particularly striking in West Francia, where they elected Odo, whose family had only been established among the West Frankish aristocracy for one generation prior to him, when there were two Carolingian candidates they could have elected – Charles the Simple and Herbert of Vermandois. Its true that Charles the Simple was only a boy of eight, but that didn’t stop the seven-year-old Louis the Blind from being elected king of Provence in the same year. Clearly, family background and royal ancestry were no longer the supreme qualifiers for kingship. What exactly did make you a suitable candidate for the throne in all the different post-Carolingian kingdoms was, however, unclear and it would remain so for some time to come.

The third reason is that the tenth century, which followed shortly afterwards, has such a different feel to the Carolingian ninth century. This is true when it comes to both politics, intellectual life and the surviving source material. The Carolingian tradition, going back to Charlemagne himself, of kings issuing capitularies and other reforming legislation, had died in the 890s – Guy’s son and successor, King Lambert I of Italy, issued the last ever capitulary in 898. Tenth century kings did not legislate, whichever side of the river Rhine, Rhone, the Jura mountains or the Alps they ruled. In many ways, tenth century kingship on the Continent was a lot less ambitious than it was in the ninth century, essentially revolving around justice, ritual and warfare. Neither Otto the Great of East Francia (r.936 – 973) nor his West Frankish Carolingian contemporaries were interested in issuing new laws to reform government, society and morality like Charlemagne, Louis the Pious, Lothar, Louis II of Italy and Charles the Bald had been. This went hand in hand with changes in the theory and ideology of government and politics. To summarise it crudely, while some sense of kings upholding the common good of the kingdom remained, after 888 the idea that kings were responsible for the moral health and spiritual salvation of their subjects had fallen by the wayside. No tenth century king on the Continent would organise realm-wide collective penances for famines and military defeats like Charlemagne and Louis the Pious had done. And while a (diminished) number of intellectuals still strutted round the courts of West Frankish, East Frankish and Italian kings, they no longer advised kings on how to build a better world – no more Alcuin, no more Benedict of Aniane, no more Hrabanus Maurus, no more Agobard of Lyon, no more Sedulius Scottus and no more Hincmar. By contrast to the ninth century, the tenth feels a lot more like an age of tough realpolitik.

All of this impression of difference between the ninth and tenth centuries is reflected in, or indeed created by, the surviving source material. Take for example the Patrologia Latina, an anthology of all significant Christian Latin authors whose names we know from Tertullian (c.200 AD) to Pope Innocent III (d.1216), created between 1862 and 1865 by the French Catholic priest Jacques Paul Migne. The whole thing runs at 217 volumes (excluding indices). For the ninth century, Migne compiled together 30 volumes of works by Latin authors, the overwhelming majority of them writing in the Carolingian Empire. For the tenth century, however, he could only compile together 7 volumes. Given that the challenges of survival for ninth century texts are the same as for tenth century texts, this is a strong indication that there was much less intellectual activity in the tenth century than in the ninth, resulting from the change in political climate. Its also the case that by 900 all of the three major series of late Carolingian annals, The Annals of Saint Bertin, the Annals of Fulda  and the Annals of Saint Vaast had all ground to a halt. With the exception of the Annals of Flodoard, written between 919 and 966, the first half of the tenth century is almost a total vacuum when it comes to history-writing, which only began to revive itself from the 960s at the Ottonian court. The second half of the tenth century saw something of an intellectual revival, with lots of exciting stuff going on in mathematics, astronomy and the study of the Roman classics, but it was all largely divorced from a broader political programme. For example, when Otto III invited Gerbert of Aurillac, arguably the smartest man of the tenth century, to his court he wanted to see him demonstrate the mechanical pendulum clock he had invented, not give him advice about how to morally reform his empire. The Carolingian era really was a very distinctive, almost unique, moment in early medieval history, and 888 really did bring it to an end.

The beginning of a bold new era? Or just another geopolitical headache? Europe in the year 900. Looking at something like this can make it seem that Charles the Fat's reunification of the Carolingian Empire was just an insignificant blip, but hopefully this post has shown that it was more than that, and that the final breakup of the Carolingian Empire in 888 really meant something important.



Saturday 7 January 2023

Encounters with the medieval past 1: the early middle ages in ten objects part 2 (800 - 1200)

Happy New Year! Its now 2023 and we're back for the next half of the early middle ages in ten objects. When we left off we had reached the eighth century and were in Indonesia. Let's see where our journey will take us next.

Object number six: the hunting knife of Charlemagne, made in Anglo-Saxon England or Scandinavia, 750 - 800 AD (Aachen Cathedral Treasury, Germany, visited 13 May 2022)


Moving away from Indonesia to the other end of the Eurasian supercontinent, to the area I actually have expertise in, lets look an object from the same century. This is the so-called "hunting knife of Charlemagne." We don't actually know if it belonged to Charlemagne, since its existence is not documented, but we do know that the knife is at least contemporary to him and somehow found its way to Aachen. Its got a simple horn handle with a silver hilt. But where the craftsmanship that produced it really comes into its own is with the blade. It is made from steel that has been pattern-welded. Pattern-welding is a metallurgical technique that the Anglo-Saxons and other Germanic peoples living around the North Sea had mastered by the early seventh century - quite a lot of the weapons found in the Sutton Hoo hoard were made using this technique.

Pattern-welding involved the use of steel (an iron alloy typically containing 0.2 - 1% carbon) and another iron alloy (typically phosphoric iron). The bars of the two alloys then got hammered together, twisted and welded into the body of the artefact. After this, the artefact would be grinded and polished on a whetstone (there was a thriving trade in these in the eighth century) and the metal would be etched with acid, revealing the decorative patterns - typically they would appear rope-like. Stuff like this really brings home the basic truth that people in the "Dark Ages" weren't stupid.

So how did the knife get to Charlemagne? Well, it could have been purchased through trade or given as a diplomatic gift. What has become abundantly clear, ever since the publication of Richard Hodges' seminal work "Dark Age Economics" (1982), is that from the seventh century onwards there was a thriving North Sea trading zone that linked up the emerging Anglo-Saxon kingdoms in lowland Britain with northern Francia, Frisia, Denmark, Norway and southern Sweden. Anglo-Saxon ports like Hamwic (Southampton) in Wessex, Lundenwic (London) which came under Mercian control by the 730s, Gipeswic (Ipswich) in East Anglia and Eoforwic (York) in Northumbria traded with Continental trading towns or emporia like Quentovic in Francia, Dorestad in Frisia, Ribe in Denmark, Kaupang in Norway and Birka in Sweden. There were also diplomatic ties between Anglo-Saxon and Continental rulers. Indeed, in 796, Charlemagne had sent a letter to King Offa of Mercia. The Mercians had by this point conquered Kent and Sussex, while the kings of Wessex and East Anglia recognised Mercian overlordship, making Offa the most powerful ruler in Britain and a near neighbour to Charlemagne's Empire separated only by the English Channel. Before the letter was sent, a diplomatic incident had occurred in which Mercian merchants were barred from all the ports in Charlemagne's Empire because Offa had refused Charlemagne's offer of a marriage alliance in which one of his daughters would marry into the Mercian royal family. The letter was sent to remedy the situation and itself discusses the following:

  1. Mercian pilgrims coming into Frankish ports, presumably on their way to Rome, are to be granted complete free movement. 
  2. Mercian merchants have to pay tolls on their goods when they arrive in Frankish ports, but will also enjoy full legal protection on Frankish soil and can have any business disputes with the locals resolved in the Frankish courts. 
  3. On behalf of the late Pope Hadrian I, all the Mercian bishops will receive gifts of ecclesiastical vestments, and Charlemagne himself presents Offa with a gift of a ceremonial belt, two silk cloaks and an Avar sword (the Frankish conquest of the Avar Khaganate was taking place at exactly this time).
While the letter of 796 doesn't provide us with an answer as to how the knife got from Anglo-Saxon England to Francia and into Charlemagne's possession. But it does provide us with the necessary context and some possibilities as to how it might have - it could have been acquired through trade, or it could have been given as a diplomatic gift by Offa or another Anglo-Saxon ruler to Charlemagne. Like with a lot of other objects from this period, we simply can't know anything conclusive about its provenance or early history unless it found its way into the documentary sources. And a lot of the objects mentioned in the documentary sources sadly no longer survive - like the Avar sword Charlemagne gave to Offa.

Charlemagne would have undoubtedly been pleased to receive the knife. One of the things we can most clearly establish about Charlemagne's personality is that he enjoyed hunting. Einhard, his friend and biographer, of course talks quite a bit about Charlemagne's love of hunting. Notker the Stammerer, writing three generations after Einhard, tells a number of anecdotes about Charlemagne's love of hunting, including one about how he shamed his courtiers for dressing in fancy silks and satins on a hunting trip while he himself dressed in simple wool and sheepskin. At the same time, hunting was a sensible thing for any early medieval king to do. It provided fresh game for dinner. It gave opportunities to display masculine strength and courage such as when taking down a wild boar. It also allowed the king to bond with his aristocrats over a shared experience (much like a corporate teambuilding event in today's world) whilst at the same time reinforcing rank and precedence. The hunt was a formal and ritualised affair (much like foxhunting still is in the UK today), and as Notker's anecdote suggests things like dress (or indeed weaponry) could be very important in showing social distinctions. Charlemagne's decision to reside permanently at his new palace at Aachen from the mid-790s may well have been influenced by his love of hunting - it was very close to the forests of the Ardennes, teaming with wild beasts of all kinds. Though it probably also had something to do with his love of swimming (the thermal springs there had been used for bathing since at least Roman times), and the fact that it was located in the original powerbase of the Carolingian family (roughly where France, Belgium, the Netherlands, Luxembourg and Germany intersect with each other).

Yet it is worth noting that the sheath, which is made of leather, gold, precious stones and glass, was actually made later, sometime in the eleventh century. This shows that the knife had a history of use after Charlemagne's death in 814. And with any historical artefact, you have to ask the question: how and why does it survive to us today?

The answer to this comes with later politics. In the year 1000, the nineteen-year-old Emperor Otto III opened up Charlemagne's tomb in Aachen and found that the Carolingian monarch's body had not decayed and was in perfect condition - commonly identified as a sign of holiness and potential sainthood since at least the sixth century. Otto III trimmed Charlemagne's nails and replaced his nose with a gold one, but may have fiddled around with the emperor's tomb in other ways. Why Otto III did this has created much debate and controversy among historians, as has just about everything else he did during his remarkably short life (he died before his twenty-second birthday). He's quite possibly the most controversial ruler in medieval German history, and there's some stiff competition there. For this particular incident, its a question of whether Otto was planning to make a case for Charlemagne's sainthood as part of his political programme, or whether this was just an episode of teenaged silliness. We don't really know either way, because Otto did not last very long after that. But more than a century and a half down the line, another German emperor actually did do what Otto might have been planning. 

On 29th December 1165, Emperor Frederick I Barbarossa held a magnificent ceremony at Aachen, and Charlemagne was officially declared (canonised) as a saint. That this was done to make a very explicit political point, there's no reasonable doubt. You see, Frederick I Barbarossa had refused to support Rolando of Siena in the papal election of 1159, because he was anti-imperial. Indeed, as papal legate in 1157, Rolando had suggested to Barbarossa that the Empire was nothing but a fief of the papacy, and that the emperor therefore owed homage to the pope as his feudal lord, and for that was nearly run-through with a sword by Otto von Wittelsbach, Barbarossa's right-hand man, narrowly saved by the emperor's timely intervention.  Frederick Barbarossa thus backed his own candidate, Cardinal Octavian, known for his pro-German and imperial sympathies, and thus in 1159 two popes (Alexander III and Victor IV) were elected, who then promptly excommunicated each other. The Empire thus entered a state of cold war with the papacy, and when Victor IV (Cardinal Octavian) died in 1164, Barbarossa proceeded to elect another pope of his own - Paschal III. Barbarossa thus desperately needed to show that the authority of the German emperors came directly from God, not from being crowned by the popes. Already in 1158, his chief propagandist, Rainald Von Dassel, archbishop of Cologne, had claimed that the emperors ruled in direct succession from Augustus Caesar. Before then the Romans had enjoyed a special place in God's plan for humanity since the foundation of the city of Rome itself by Romulus. The Empire, the imperial office and its sacred authority were thus older than Christianity itself. But Barbarossa needed more than that. He needed to show that Charlemagne, the first emperor to be crowned by the pope, didn't actually need the pope to make him holy and give him sacred authority. And what better way to do that than make Charlemagne a saint!

Now every saint needs their relics. So Frederick Barbarossa and his advisers got them together. Like with a lot of saints' relics, many of the ones they chose were completely fake - the so-called "hunting horn of Charlemagne" was actually made in tenth century Egypt and so it couldn't possibly have ever been in Charlemagne's possession. But the hunting knife of Charlemagne was indeed from his lifetime, and so far as we can tell today it did actually belong to him. Still, many people at the time remained totally unconvinced. And in 1177, Frederick Barbarossa gave up with his struggle against Pope Alexander III and came to terms with him at the Peace of Venice. Two years later, at the Third Lateran Council, Pope Alexander III declared Charlemagne's sainthood invalid, along with all other decisions made by Barbarossa's anti-popes Victor IV and Paschal III. Alexander's successor, Innocent III (r.1198 - 1216), softened his position somewhat and allowed Charlemagne to be a figure of purely local veneration in Aachen and four other German towns. 

The ultimate failure of the German emperors to canonise Charlemagne is a huge contrast to what happened elsewhere. Other European monarchies were much more successful in getting a royal saint and thus proving that their authority was sacred. Norway acquired its royal saint, Olaf Haraldsson (r.1015 - 1028), within a generation of its conversion to Christianity when Bishop Grimketel of Nidaros canonised the recently deceased king as a saint. Though this was of course before the papal revolution, the papacy did not retrospectively quibble with it. Hungary got its royal saint, King Istvan I (r.1000 - 1038), when Stephen's grandson King Laszlo I got his wish on 15th August 1083 from none other than Pope Gregory VII. Around the same time as Frederick Barbarossa was locked in his cold war with the papacy, King Henry II of England, who had backed Pope Alexander III in the election, got his wish (and that of the monks of Westminster Abbey) granted on 7th February 1161 when Alexander issued a papal bull declaring Edward the Confessor to be a saint. And past the end of our period, the French monarchy got St Louis IX (r.1226 - 1270) canonised in 1297 as part of a compromise over church-state relations between King Philip IV the Fair and Pope Boniface VIII. So really, how well you got on with the legitimate pope was what decided everything. Its a huge myth that the papal revolution of the eleventh century secularised kingship, and that royal authority only became sacred and God-given again with the Reformation and the rise of absolutism in the sixteenth century. Meanwhile, of course, the knife of Charlemagne was preserved in the cathedral treasury at Aachen, where it still is to this very day. 

Object number seven: a monumental lapidary inscription of Abbot Audibert, 838 AD (Castelvecchio Museum, Verona, Italy, visited 10 June 2022) 




This monumental inscription on a large medallion of white marble was made in the year 838 by Abbot Audibert. That Audibert chose a circular shaped block of stone rather than the traditional rectangular one is itself noteworthy, though as is so often the case we can't know his reasoning. Following in the tradition of ancient Roman monumental inscription, such as the one we saw on the tomb in part 1, it is written in square capitals. Some basic religious imagery also features in that the image of the cross has been carved onto the stone medallion and part of the inscription is written inside it. The inscription itself is fairly simple and reads (again, all faults with the translation are my own):

Abbot Audibert renovated this oratory of Saint Donatus in the twenty-fifth year of the lord emperor Louis [838].

Apart from this, we know nothing about Abbot Audibert. Unlike Alcuin, Theodulf of Orleans, Adalhard of Corbie, Benedict of Aniane, Rabanus Maurus, Lupus of Ferrieres, Hincmar of Rheims and a whole host of other Carolingian churchmen I haven't cared to name, this Veronese abbot didn't write any books and stayed well-clear of court politics. Nor is there any mention of him in any published ninth century charters (from a quick google search). By his work shall ye know him!

What we can tell is that Audibert obviously wanted to be remembered for posterity as a builder and restorer of churches, otherwise he wouldn't have put up this inscription. In this sense, he followed expectations of what made a good bishop or abbot that went back to at least the fifth century Roman Empire. We can also tell that his education was not up to the standards expected of a senior cleric in the Carolingian period. For example, he uses the ablative oratorio where the accusative oratorium would be more appropriate and domino where the genitive domini should go. Alcuin or Lupus of Ferrieres would be senseless with rage if they saw these grammatical mistakes. This taps into the question that historians have debated a lot since the 1970s - how far down did Carolingian educational reform really go? 

As a final thing to note, Audibert dated his inscription according to the year of the reign of Emperor Louis the Pious (r.814 - 840) he wrote it in. Emperor Louis the Pious had been crowned as co-emperor and Charlemagne's successor in 813, so twenty-fifth year of his reign mentioned on the inscription would have been 838. All official documents of the Carolingian monarchs were dated according to regnal year, as indeed are those of British monarchs today - Elizabeth II passed away in her 71st regnal year and we are currently in year 1 of the reign of Charles III. That a relatively minor, local figure not connected to the Carolingian court and not living in a Carolingian powerbase would date his inscription like this is indicative of the strong royal authority and legitimacy the Carolingians had across their empire by the 830s. By contrast, the use of AD dating, which began to enter mainstream use in Western Europe in the eighth and ninth centuries, or other alternative methods of reckoning the years on an official document or inscription would indicate an ebbing-away of royal power or that an attempt to replace the reigning dynasty was on the cards. Indeed, some regions, like Catalonia in the years after 987, continued to date their charters according to the regnal years of the Carolingian monarchs even after Carolingians ceased to reign anywhere. 

Object number eight: an ivory casket panel of the rape of Europa, made in Constantinople, 980 - 1010 AD (Victoria and Albert Museum, London, visited 27 October 2022)


Moving eastwards and towards the end of the first millennium, the next object I've chosen is an ivory panel which belonged to a casket made in Constantinople sometime in the closing decades of the tenth century, or possibly at the beginning of the eleventh. It depicts the Greek and Roman myth of the Rape of Europa. In the centre of the panel is Europa riding on the back of Zeus/ Jupiter, who is disguised as a white bull. Europa is clinging on to the bull's neck as he swims through the sea whilst waving her scarf. A cupid flies down to crown her with a laurel wreath, while another cupid wades into the sea with a flaming torch before the bull. On the left, Europa's female companions watch in amazement with their arms outstretched. On the right, Ares/ Mars and Aphrodite/ Venus begin to embrace each other on the further shore where Europa and the bull are headed, perhaps a foreshadowing of what is to come - Zeus, being Zeus, would go on to have sex with Europa, and King Minos was born.

This isn't the only ivory casket panel from the tenth and eleventh century Roman Empire (what most historians would now call the Byzantine Empire) to show scenes from Classical mythology. Just opposite this object in the exact same room in the V&A, you can find the much more intact Veroli Casket, also made in Constantinople and in roughly the same timeframe. The panels on the Veroli Casket show various images of the god Dionysus/ Bacchus, as well as scenes from the stories of Bellerophon and Iphigenia. We're clearly dealing with a cultural environment in which knowledge of the Greek and Roman myths was highly prized. Wealthy people would thus have stories from them displayed on their more luxurious household objects, to demonstrate how learned and cultured they were. The fact that the casket panel is made from carved elephant ivory, imported to Constantinople from Africa at great expense, shows that it was also meant to demonstrate the owner's wealth. Whoever it belonged to must have been a very wealthy member of the Roman elite, possibly a high-ranking bureaucrat or military officer at the imperial court in Constantinople or a senator - the Roman senate still existed in the East until the thirteenth century. 

Of all the objects in this series, this is the second-most secular. This is because, while it depicts gods, these were gods that no one believed in by the time this object was made. The Roman East had been thoroughly Christianised in the fourth to sixth centuries. Some isolated pockets of paganism survived until quite late. The Maniotes, who lived in the middle finger of the Peloponnese and claimed descent from the ancient Spartans themselves, weren't converted until the reign of Emperor Basil I (r.867 - 886) according to the manual on statecraft and foreign policy written by his grandson Emperor Constantine VII (r.913 - 959). Needless to say, the Mani peninsula was an exceptional case, being a remote, mountainous, wild and effectively ungovernable region. Later on, French crusaders, Venetians and Ottoman Turks alike had only the most shaky control over the Mani, and the bandit clans and pirates that still dominated the region in the nineteenth century gave the modern Greek state a massive headache. It suffices to say that by the 980s, worship of Zeus and the other Olympian gods was no longer in anyone's living memory. Asides from a small Jewish minority, who were generally free of persecution, everyone in the Roman Empire was a Christian. 

Indeed, Christianity, specifically Greek Orthodox Christianity, is such a big part of how we view the medieval Roman Empire, or as we now prefer to call it, Byzantium. When "Byzantine Art" comes to mind, we tend to think of mosaics and icons with ethereal gold backgrounds, of the Theotokos (the Virgin Mary) in shapeless robes of lapis lazuli, of stern-looking and majestic-looking Christ Pantokrator (literally as ruler of the universe) and saints and emperors wearing timeless garments. Yet, like with a lot of what we think we know about Byzantium, this view of Byzantine art is ultimately misleading. Plenty of secular art of a very different style existed in the Roman Empire of the tenth to twelfth centuries.

Around the time this casket was made, the Roman Empire was going through what historians call "The Macedonian Renaissance." Under the so-called Macedonian dynasty of emperors (867 - 1056), contemporaries to Alfred the Great and the West Saxon kings of England, the Roman Empire enjoyed a new period of military success and cultural revival. A series of reconquests against the Arabs and Bulgarians led to Cilicia, Armenia, Northern Syria, Cyprus, Crete and the Balkans being reconquered. By 1025, at the death of Emperor Basil II, one of the greatest soldier emperors, the Roman imperial frontier was once again at the Danube and Euphrates for the first time since the seventh century. Just like in the time of Augustus, Trajan and Constantine, the Roman army was still the strongest, most disciplined and professional fighting force in all of Europe, and its generals had such a strong grasp of military tactics and strategy, they even wrote treatises on them.  A new building-boom for churches, both in the capital and in the provinces, was in motion and would continue into the twelfth century. And the study of Classical Roman literature and history was thriving. Great encyclopaedias of ancient Greek and Roman authors like the Excerpta Constantiniana and the Suda were compiled in the mid-tenth century under the orders of Emperor Constantine VII. Meanwhile, good working knowledge of Homer, Plato and Dio Cassius were essential parts of education for anyone who wanted to be a member of the governing class, as a civil servant, bishop or general. It was this kind of cultural milieu that produced art like this. Indeed, judging from the artistic style of the ivory panel, which pays a great deal of anatomical detail to the human figure and shows Europa, her companions, Ares and Aphrodite wearing recognisably Classical garb, its clear that the craftsmen who made it had some familiarity with Hellenistic and early Imperial Roman art. Indeed, Constantinople in this period was something of a veritable art museum that contained the best of ancient sculpture, almost all of which has since vanished without a trace. Thus this artwork represents a revival of Classical culture, and how the now thoroughly Christian Roman Empire still looked back fondly on its pagan past.

Object number nine: A coppery alloy statue of the Hindu god Ganesha, made in Thanjavur in southern India, 1000 - 1200 AD (Victoria and Albert Museum, visited 10 December 2022)



Now for the penultimate object, we will be going yet further east and to a region, or should I really say, a subcontinent, whose history I know very little about. Of course, this ignorance of Indian history is far more widespread. Indeed, the recent move towards a "Global Middle Ages" hasn't done a particularly good job of integrating India into it, as opposed to China or West Africa. Often those who try to include the Subcontinent in global comparative histories make a frankly token effort and read just one book. Yet, from my perspective as a western early medievalist, India definitely belongs to a "Global Middle Ages." India was very much in the minds of early medieval westerners in ways that China and West Africa were not. The ancient Greeks and Romans had almost nothing to say about those latter two regions, and Western Europeans had no direct contact with them until the thirteenth century. The Islamic world, on the other hand, did have direct contacts with both China and West Africa through trade by the ninth century. Thus some would interpret this as simply indicative of Western Europe being a peripheral, backwater region in the early medieval period. That argument can be had, though as you can guess I'm not particularly sympathetic to it.

But India definitely was on the minds of early medieval Western Europeans. It was often mentioned by the Classical authors who were read in the fifth to twelfth century West. Early medieval Christians believed that in 53 AD St Thomas the Apostle had sailed over to Kerala in southern India and established a Christian church there. Our old friend Gregory Tours, writing in 590, describes how a certain passing acquaintance of his called Theodorus had visited the shrine of St Thomas in India and told him about it. Indian pepper was consumed at the Merovingian royal court in the seventh century and was known to the Venerable Bede in the early eighth. And in 883, according to The Anglo-Saxon Chronicle, Alfred the Great sent two envoys to India to provide gifts for the shrine of St Bartholomew - Caitlin Green has made a strong case for this being an event that actually happened. India also appears on an eleventh century Anglo-Saxon world map, whereas China doesn't. 

This object came from the Chola kingdom, located in the tip of the Indian peninsula. The Cholas wrote and spoke the Tamil language, one of the official languages of southern India and Sri Lanka. Tamil is a Dravidian language, which means its a language that was historically spoken by the indigenous pre-Indo-European inhabitants of the Indian Subcontinent, and still is spoken by their descendants today. By contrast, in northern India, the lingua franca was Sanskrit, an Indo-European language, related distantly to Latin and Greek, which occupied a similar position to Latin in the early medieval West, as a language of religion, administration, classical literature and elite culture. From my very limited outsider knowledge, the Cholas are fascinating but not easy to study. They have very different sources that we do for early medieval Western Europe, Byzantium, the Islamic World or China. We have no narrative histories for them, though we do have Tamil poems, king-lists and royal sagas. We also have lots of surviving copper-plate inscriptions in Tamil, which mostly record land transactions and other economic arrangements. We also have an abundance of temples and artworks surviving from the Chola period, though they're very difficult to precisely date. 

The history of the Cholas goes back a very long way indeed. Indeed, they're first mentioned in northern Indian sources in the third century BC, as southern neighbours of Ashoka (304 - 232 BC), the ruler of the Mauryan Empire (321 - 185 BC). The Mauryan Empire was the first proper empire in Indian history, which controlled almost the entire subcontinent except the southern tip (where the Cholas were) but only for two generations before it broke up. Graeco-Roman sources also briefly mention the Cholas, such as the Periplus of the Erythraean Sea and the Geography of Ptolemy. However, the Cholas only really start to generate writings of their own from the seventh century AD. Alfred the Great's envoys, Sigehelm and Aethelstan, probably visited the Chola court if they ever made it to the Shrine of St Thomas in India in the first place - if they did, its a shame no records of it survive as I really want to know what it would have felt like to be Anglo-Saxon visiting India in the ninth century. In the late ninth and tenth centuries, the so-called Imperial Cholas formed a powerful Empire in southern India that by 1000 covered all of the modern Indian states of Kerala and Tamil Naddu and most of Karnatka and Andhra Pradesh, as well as the northern half of Sri Lanka. Their most powerful ruler was Rajaraja I (r.985 - 1014 AD), a contemporary of Aethelred the Unready, Basil II, Hugh Capet, Otto III and so many of the other people I'm interested in. He was an very skilled military commander who expanded the Chola Empire to its furthest extent and centralised government, turning the local tribute-paying vassals, autonomous chieftains and client kings into appointed officials dependent on the state. In the early decades of the eleventh century, Rajaraja created anthologies of all the great early Tamil poets, much like Constantine VII had done in the Roman Empire a few generations earlier. And In 1000 he organised a massive land survey of his entire empire, and reorganised all the administrative districts - its too tempting to make comparisons between Rajaraja and William the Conqueror (both of whom did live in the same century) here. Finally, Rajaraja also established trade links with Song China and Chola embassies were received at the Chinese imperial court in Kaifeng on multiple occasions in the eleventh century. After the mid-twelfth century, the Cholas went into decline but their dynasty didn't end until 1279. One has to be impressed with how long they lasted - more than a millennium and a half. Only the Imperial House of Japan (the Yamato), in continuous existence since 660 BC, can compare with them for sheer longevity. 

The Cholas were a staunchly Hindu dynasty and this is reflected in this artefact. It depicts the Hindu god Ganesh, and it was produced in Thanjavur, one of the most important Chola cities where Rajaraja I founded the great 66 metres tall Brihadisvara temple in 1010 AD. The statue shows Ganesh standing. In his four hands, he holds a noose, an elephant goad, a wood apple and a broken tusk. He wears a coronet, a necklace, armlets, anklets and a loincloth and has a regal bearing about him. His plump belly reflects his fondness for sweetmeats. According to some Hindu texts, Ganesh was beheaded by his father, Lord Shiva, when he accidentally mistook him for a rival. He promised to his wife, Parvati, to replace Ganesh's head with that of the first animal that would come along, and that happened to be an elephant. This statue of Ganesh would be used for religious processions, in which he would be carried on the parade up to the temple on a palanquin behind the statues of his mother, Parvati, and father, Lord Shiva. The statue would also receive prayers and offerings from people about to embark of business ventures. You see, Ganesh had originally been a God of agriculture, but by the eleventh century he was starting to be seen as a patron of merchants and commerce. Indeed, Chola India was experiencing an economic and commercial takeoff in the period this statue was created, much like the one going on simultaneously in Western Europe. Just like in eleventh and twelfth century Western Christendom in Chola southern India the explosion of religious devotion, artistic production and economic growth all went hand in hand. 


Object ten: Champleve enamel reliquary box of the martyrdom of St Thomas Becket from Limoges, France, 1180 - 1190 AD (Victoria and Albert Museum, London, visited 27 October 2022)


Our final object continues the previous object's theme of religious devotion, but brings me back to much more familiar historical territory and much closer to home. It is a reliquary casket, made to house the relics of the saint for veneration. which shows the martyrdom of St Thomas Becket in Canterbury Cathedral by four knights (though only three are depicted here) on 29th December 1170. The drama of the whole scene is very well-captured by the artist who designed it here. A knight decapitates the Archbishop of Canterbury while he nonchalantly picks up a chalice from the altar, appropriately laid out for religious services, as part of his duty of performing the mass. This makes him appear both if he has no care at all about what is going on around him and is just going to carry on with his duties to God (performing the mass was and is literally called "divine service"), and like he has heroically accepted martyrdom. There's no indication that he's trying to fight back, run away or bargain with the knights. He thus appears the perfect martyr for Christ. The knights, who are not wearing their armour like they are often depicted, appear suitably thuggish and menacing. The first knight decapitates Becket, while the other two advance with drawn axes and swords. Meanwhile two monks of Canterbury cathedral priory stand with their faces aghast and their arms held up in terror. On the rectangular roof panel above, we see on the left the dead archbishop of Canterbury in his funeral shroud while a bishop and a number of other clerics perform the customary funeral rites. On the right we see Thomas Becket's soul ascending straight up to Heaven, flanked by two angels carrying his shroud.

This reliquary box was one of 52 showing the same scenes (the martyrdom of St Thomas Becket, his funeral and ascent up to heaven) made in Limoges in the Duchy of Aquitaine in France, using the champleve enamelling technique. Limoges was one of the three leading production centres of champleve enamel objects in Western Europe in the twelfth and thirteenth centuries, along with Cologne in the German Rhineland and Liege in what is now Belgium. Its been estimated that 7,500 champleve enamel objects manufactured in Limoges survive from the period 1160 - 1370; Limoges enamels went into swift decline following the Black Prince's sack of Limoges during the Hundred Years' War, though some were still being produced as late as 1630. The technique required to make champleve enamel caskets like this involves the following steps (you can also watch the video of it being done here):
  1. A regular wooden casket is made.
  2. Plaques are cut out from a larger sheet of copper and designs are drawn onto them using a mathematical compass or pointed tool.
  3. Holes are drilled using a bow drill in the borders of the plaques to allow them to be nailed onto the wooden core.
  4. Troughs are cut into the metal to hold the enamel.
  5. The enamel is made by grinding glass with mortar and pestle, and mixed with water. 
  6. The wet enamel is then laid on the plaques using a quill.
  7. Once all the colours have been laid on to the copper plaque, the kiln is then fired up to 1000 degrees Celsius and the plaques are placed inside it - a medieval enameller would have needed to rely on his own judgement as to when the kiln was hot enough.
  8. The plaques get fired in the kiln for a few minutes, then left to cool before the process gets repeated two or three times.
  9. The plaques are then cleaned with a special stone, additional engravings for decoration are added and the exposed bits of copper get gilded.
  10. The enamel plaques get hammered onto the wooden casket with nails.
Those medieval craftsmen were truly capable of some incredible things weren't they!

Its artworks like this reliquary box (and the fact that there are 52 others almost exactly like it) which really illustrate the historical significance of Thomas Becket's murder. In 1178, less than a decade after it happened, William II (r.1166 - 1189), the Norman king of Sicily, had a mosaic of Thomas Becket created in the cathedral-monastery complex he was building at Monreale in the hills just outside Palermo. I had the pleasure of visiting Monreale last July - its a wonderful place. In 1191, 21 years after Becket's murder took place, it was carved onto a baptismal font in a church in Skane in southern Sweden (then a part of the kingdom of Denmark). Across the next three hundred years, Thomas Becket's story would be told in countless artworks not just from England and France but also from Spain, Germany, Italy and Norway, and in 1232 in Poland a new Cistercian abbey church was dedicated to him. King Henry II of England, whose anger at the archbishop was generally acknowledged by contemporaries to be the root cause of Becket's murder, decided to make amends for it by building masses of new churches. These required vast amount of lead for pipes, roofs and stained glass windows, which were mined and smelted in the Peak District and Cumbria. The atmospheric lead pollution created by all this lead-smelting shows up in the cores of glaciers in the Swiss Alps. Close analysis of these by modern researchers has shown that this building boom in response to Thomas Becket's murder caused levels of lead pollution not seen since the fall of the Western Roman Empire in the fifth century, and which would not be equalled again until the start of the Industrial Revolution in the eighteenth century. Thomas Becket's murder was thus a significant event in environmental history.

Significant is generally a word one would choose to apply to Thomas Becket. Becket's martyrdom provided the main inspiration for one of the few clauses of Magna Carta that is still on the UK statute books today "the English Church is to be free in perpetuity and to have its rights in full and its liberties intact." Thomas Becket's shrine at Canterbury eclipsed that of St Cuthbert at Durham as the most popular pilgrimage site in England, and had it not been for that then one of the greatest works of English literature (Chaucer's Canterbury Tales) would likely never have been written. As pointed out earlier, he was venerated in churches across Western Europe. Thomas Becket became such a powerful symbol of resistance to royal authority that Henry VIII had the saint's shrine destroyed and his bones pulverised to dust in 1538. And as a trainee secondary school history teacher, I can confirm that he's one of the most popular topics to teach in secondary schools at Key Stage 3 level (11 - 14 years old). Even schools with the most minimal commitment to teaching medieval history at Key Stage 3, as per the broad-brush, inspecific requirements of the National Curriculum, and which teach none at GCSE (14 - 16 years old) and A Level (16 - 18 years old), will teach Thomas Becket's murder. The other topics typically included within the bare minimum of medieval history taught at Key Stage 3 are the Norman Conquest, the Magna Carta, the Black Death, the Peasants' Revolt and some more general stuff on medieval life, religion and justice. Its interesting to consider why Becket is such a popular topic to be taught to schoolchildren, typically in year 7 (11 - 12 years old). I have yet to teach it myself, though I suspect that among the reasons are that its an inherently gripping and dramatic story with some big personalities involved (Henry II and Becket) and lots of gore. Its a good topic for introducing Key Stage 3 pupils to the second order concepts of historical significance (ditto) and evidence and enquiry (we have plenty of contemporary sources and even an eyewitness account from Edward Grim, one of the monks who saw the murder). Finally, its the perfect case study for exploring the key theme of the relationship between the crown and the church in the Middle Ages. 

Which brings us on to the final thing for us to think about. Why did I choose to end the series of ten objects with this one? And does Thomas Becket belong in the early middle ages at all? I've tried to evade the question of periodisation until this point. But I don't think I can any longer. What I can say is that most historians would not consider Thomas Becket as early medieval. The general agreement among academic historians is that the Middle Ages, conventionally spanning about a thousand years of European history, make no sense as a single period and have to be broken up into smaller sub-periods. But what are those sub-periods and where do we draw the cut-off points. French and Italian medievalists generally divide the Middle Ages in two - into an "upper" and lower" medieval period, with the cut-off point typically being somewhere in the eleventh century. Meanwhile, British and German medievalists typically divide it into three - into an early medieval period, a high or central medieval period and a late medieval period. As to where exactly the early middle ages becomes the high or central middle ages, there is no agreement. Some would go as early as 900, with the final breakup of the Carolingian Empire giving birth to the early forerunners of the European states we now know and love (France, Germany and Italy), as well as generally pointing the way to a post-imperial future for the European Continent (tell that to Frederick Barbarossa, Charles V, Napoleon and Hitler). Others would go as late as c.1100, with similarly earth-shattering events like the Investiture Controversy and the First Crusade. Parochially, most English historians can't resist the power of 1066 as a marker for the great divide. But generally, from a European perspective, most Anglophone historians would go for sometime in the half centuries on either side of the year 1000 as the dividing line between early and high middle ages. Its between 950 and 1050 that the last of the barbarian invasions (Vikings and Magyars) cease and the final remnants of ancient Roman society disappear from Europe (i.e., agricultural chattel slavery). Its also when general signs that Europe is really entering the "real" Middle Ages start appearing - monastic orders, castles, knights, serfdom, primogeniture, giant Romanesque cathedrals and popular heresy. Very few historians, however, would take the early middle ages into the twelfth century. Partly because, if your early middle ages go beyond 1100, then you haven't got much of a high middle ages left before you have to move on to the late middle ages sometime around 1300 - unless, of course, you believe the middle ages really end in the eighteenth century (as some do). Also, can you really call the century that sees the invention of tournaments, Gothic architecture, the scholastic method, universities, Arthurian romances and windmills, as well as the earliest beginnings of merchant capitalism, the middle class and modern bureaucratic government, "early medieval" by any sane definition? 

Personally, I would go for 1000 as the end of the early middle ages - it really is as good an end-point as any. But I include the eleventh and twelfth centuries within my remit, just like how I include the fifth and sixth centuries there too despite some people's protests that that's still late antiquity. Change doesn't happen overnight and everything comes from somehow. And the period 400 - 1200, the timeframe covered by this series and more broadly by this blog, is quite simply what fits in all the bits of history that I love the most.

But for more than just completely subjective reasons, I think Thomas Becket deserves a place here in the story of the early middle ages in ten objects. In part, its to show that we have well and truly left the early middle ages. Lurking in the background of Thomas Becket's story is the papal revolution. The original dispute that led to Henry II and Thomas Becket falling out in 1164, over whether or not the clergy should be put under the jurisdiction of secular courts, was a direct result of the papal revolutionaries' sustained attempts since the mid-eleventh century to decrease the control of kings over the clergy. And the fact that Becket was canonised by the Pope in 1173, only three years after his death, is indicative of how the papacy was taking control of the process of making saints, one which would be complete by the Fourth Lateran Council in 1215. Becket's story thus illustrates how the papal revolution of the eleventh century had irreversibly changed medieval power relations and the church. The fact that Becket became venerated in places as far apart from each other as Scandinavia, Spain and Sicily also demonstrates how much Latin Christendom had both expanded and become more unified in the post-1000 period.

But some of Becket's story would have still been familiar to people from the early middle ages. In particular, what came towards the very end of it. On 12th July 1174, Henry II walked barefoot through the streets of Canterbury, entered the cathedral, ordered the very monks who had witnessed Becket's murder to whip him and received 300 lashings from them. The next morning he heard that the Scottish king, William the Lion, had been captured and northern England was finally safe from invasion. Shortly after that, his rebellious barons sued for peace and his sons, Henry and Richard, and wife Eleanor also surrendered, thus ending the three year political crisis and civil war that had engulfed England after Becket's death. Now this kind of phenomenon, of a king performing penance for the health and salvation of the state, would be completely recognisable to the Carolingians. There are echoes of Emperor Louis the Pious' penance at Attigny in 822 for the blinding of his nephew Bernard of Italy here. Political penance was generally a very early medieval thing as went with the grain of a very early medieval conception of kingship, originating in the seventh century, that the king was personally accountable to God for the moral and spiritual welfare of his people. Before the Carolingians, Visigothic kings had pioneered political penance, and after them the Ottonians and Anglo-Saxons made use of it too - Otto III and Aethelred the Unready would have congratulated Henry II on what he did in 1174. But as it turned out, Henry II's pilgrimage to Canterbury was the last great act of political penance done by a medieval king. In that sense, if in that sense only, the Becket controversy did indeed mark the end of an era. 

And so ends our story of the early middle ages through ten objects. I apologise for it not providing a coherent narrative. But what I have tried to do is at least provide some common themes and show the sheer richness of Eurasian history and material culture in this period. I hope that at least in that endeavour, I have succeeded. And as this is the first post of 2023, I would like to wish a Happy New Year to you all. 

Why this book needs to be written part 1

Reason One: the Carolingian achievement is a compelling historical problem This one needs a little unpacking. Put it simply, in the eighth c...