Showing posts with label J.R.R Tolkien. Show all posts
Showing posts with label J.R.R Tolkien. Show all posts

Sunday 28 August 2022

One year blogoversary

 And so here we are. This blog has reached its first-year anniversary. And what a ride it has been. It has gone well beyond what I initially envisioned for this blog. Initially, I’d envisioned it as mostly somewhere for random thoughts and musings about the early middle ages I kept getting all the time (even in the shower, believe it or not), but never wrote down somewhere. But once it actually got going, it ended up becoming properly educational, and encouraged me to read more into certain topics I hadn’t really explored in much detail before. And I’m pleased to see that it has a lot more enthusiastic readership than I expected, though I do think I need to work harder to grow the community of readers – a Facebook page and, though this does make me grimace, a Twitter account may need to be set up sometime in the immediate future. Thank you so much to all of you for your support, whether you’re one of my long-time readers or this is the first post on this blog you’ve read.

I have also thought about some other necessary changes to this blog. The age of monster articles, what the Guardian would call “the long read,” are over. As a rule, going forward, no blogpost can exceed 1500 words in length. If its too long for you to read while you’re having your morning coffee, when you’re on the bus/ train to and from work or when you’re doing some internet browsing before bed, then really it’s a load of self-indulgent time-wasting on my part, lets be honest. I’ll also make it a commitment to release content more regularly. Until now there have been that there have been some periods of really intense blogging activity, followed by lengthy caesuras, much like the activity of many an early medieval chancery. But now its time to go full Angevin England mode and commit to a regular and predictable output, just like the calendars of the pipe rolls, close rolls and patent rolls but a lot less bureaucratic. I shall aim to release one every Monday morning at 7 am, though that may have to sometimes be every other Monday morning – I am starting a PGCE programme to train as a secondary school history teacher next month, after all. All subsequent posts will also be placed into one of five categories: from the sources; theory time; book review; controversies; first hand encounters with the medieval past. All of this I should have done a long time ago, but I was spurred into action after a computer glitch resulting from faulty Wi-Fi destroyed the first draft of this post, which I had spent two days working on – you can imagine how upset I was. I hope you’ll like these changes. But now let’s get on to some exciting special content.

Beowulf and the Merovingians

I’m sure you, my readers, are familiar with Beowulf. Ever since it was first translated into Modern English and published in 1815, it’s been recognised as one of the great foundational texts of English Literature. Historians now would generally see it as an invaluable source for Anglo-Saxon and Scandinavian kingship, warrior masculinity and how early medieval Christians in Northern Europe approached their pre-Christian past. It’s a shame that nothing like it exists from the Frankish world, where I work on. Einhard tells us that Charlemagne “ordered that the very old German songs, in which the deeds and wars of ancient kings were celebrated, should be written down and preserved.” but posterity has handed down none of these Old Frankish epics to us in the present, with no small consequences for how differently historians view elite culture in Francia and Anglo-Saxon England.

Now, the plot of Beowulf should be familiar to many of my readers anyway but (spoiler alert) the eponymous hero, after succeeding his cousin Hygelac as king of the Geats (a people living in southwestern Sweden), dies fighting a dragon at the end. His faithful warrior companion, Wiglaf, then makes an ominous speech at Beowulf’s funeral. Here is an extract from it:

Now must our people look for time of war, as soon as afar to Frisian and to Frank the king’s fall is revealed. Bitter was the feud decreed against the Hugas (Franks), when Hygelac came sailing with his raiding fleet to Frisian land. There the Hetware in battle assailed him, and valiantly with overwhelming strength achieved that the warrior should lay him down: he fell amid the host, not one fair thing did that lord to his good men give. From us hath been ever since the favour of the Merovingian lord withheld.

(“Beowulf”, translated and with a commentary by J.R.R Tolkien, edited by Christopher Tolkien, Harper Collins, 2014, lines 2446 – 2555, p 98)

Now in terms of being a source for the political history (in the traditional sense) of Scandinavia and the North Sea in the age of the barbarian great migrations, Beowulf is highly suspect. While most scholars would agree that it is at least partially based on authentic folk memories and oral histories of what was going on in Northern Europe in the fifth and sixth centuries, collective memory, like individual memory, can be very unreliable, with various things getting distorted, omitted or invented over time – anyone who has done family history research will likely be aware of this. But in the case of Hygelac’s disastrous proto-Viking raid on Frisia/ Frankish Gaul, we do have an independent primary source to verify it. Let’s turn to someone who is very much a friend of this blog, none other than Gregory of Tours:

The next thing which happened was that the Danes sent a fleet under their King Chlochilaich and invaded Gaul from the sea. They came ashore, laid waste to one of the regions ruled by Theuderic and captured some of the inhabitants. They loaded their ships with what they had stolen or seized, and then they set sail for home. Their king remained on the shore, waiting until the boats had gained the open sea, when he planned to go on board. When Theuderic heard that his land had been invaded by foreigners, he sent his son Theudebert to those parts with a powerful army and all the necessary equipment. The Danish king was killed, the enemy fleet was beaten in a naval battle and all the booty was brought back on shore once more.

(“The History of the Franks” by Gregory of Tours, edited and translated by Lewis Thorpe, Penguin Classics, 1974, III.3 pp 165 – 166)

Chlochilaich sounds like a very mangled rendering of Hygelac, and he’s mentioned as a king of the Danes, not the Geats. But otherwise, its exactly what is described in Wiglaf’s funeral oration for Beowulf. Since we know, from the events that come immediately before and after this passage in Gregory of Tours’ histories, that Hygelac’s raid must have taken place c.521, that means that the poem is set in the first third of the sixth century. Beowulf is therefore meant to be a contemporary of Boethius, St Benedict of Nursia, Clovis, Justinian and Theodora and, if he existed, King Arthur.

And just as this incident didn’t go forgotten in Anglo-Saxon England, the Franks remembered it as well. The Book of the History of the Franks of 727 describes it almost identically to Gregory of Tours, who was the source its anonymous author used, but unlike in Gregory’s account, Hygelac is rendered Cothelac and he’s referred to as a rex Gotorum – literally, king of the Goths. And of course, we can rely on Adhemar of Chabannes, writing in the early eleventh century, to remember it – he remembered almost every significant episode in Frankish history:

(Original Latin) In illo tempore Dani cum rege suo, nomine Cothelaico, cum navali hoste per altum mare Gallias petunt, devastantes et captivantes omnia, et, plenis navibus de captivis, altum mare intrant, rege eorum ad litus maris residante. Quod cum Theodorico nunciatum fuisset, Theodebertum filium suum cum magnum exercitu in illis partibus direxit. Qui, consecutus eos, pugnavit cum eis cede magna atque prostravit, regem eorum interfecit, predam tulit et in terram suam restituit.

(“Chronique” by Adhemar of Chabannes, edited by Jules Chavanon, 1897, p 23)

(My translation): At that time, the Danes with their king, called Hygelac, with a host of ships made for Gaul through the North Sea, devastating everything and taking everyone captive, and, with ships full of captives, entered the North Sea, with their king residing by the shore. When that was announced to Theuderic, he ordered his son Theudebert to go to those parts with a large army. Theudebert, having pursued the Danes, fought with them and after great losses brought them to heel, killed their king, carried away the plunder and restored it to his land.

Notably, Adhemar, like Gregory before him, refers to Hygelac as a king of the Danes, rather than a king of the Goths like the “Book of the History of the Franks”, thus indicating he consulted Gregory’s work. This goes against Jules Chavanon’s claim that, in the first fifty-one chapters of his Chronicle, Adhemar just copied the “Book of the History of the Franks” almost verbatim and inserted a few additions. He was much too good a historian for that!

Even in the late middle ages, the defeat of Hygelac's raid was still remembered. Here it is depicted in the Tours manuscript of the Grand Chroniques de France, illustrated between 1455 and 1460 by the great French Renaissance painter Jean Fouquet. 


Now the account of Hygelac’s raid, specifically the mentioning of the Merovingians, has a bearing on an important scholarly debate. When was Beowulf composed? Since its author, if its ever appropriate to attribute a traditional epic to the work of a single author (Classicists will recognise this problem for the Iliad and the Odyssey), is anonymous, we can’t date it according to when they lived. Old English vernacular literature begins to appear in the final third of the seventh century, when the poet Caedmon wrote down his Hymn of Creation under the patronage Abbess Hilda of Whitby (d.684). But Beowulf survives in only one manuscript dating from either the last quarter of the tenth century or the first quarter of the eleventh century. Thus, as a notorious conference of academic Anglo-Saxonists in 1981 known as the “Scandal in Toronto” hammered home, scholars have a whole range of different estimates for the date of the composition of Beowulf, with c.685 at one end and c.1000 at the other.

The first folio of Beowulf in the Southwick Codex (c.1000), the one manuscript in which the poem survives.


Tom Shippey, a respected scholar of Old English literature and the leading academic expert on J.R.R Tolkien, is in the very early date (c.685 – 750) for Beowulf camp. In 2007, reviving an argument made all the way back in 1849, he suggested that that the mentioning of the Merovingians in Wiglaf’s speech indicates that Beowulf couldn’t have been written any later than 750. His reasoning for this is that, after Pippin the Short deposed the last Merovingian king, Childeric III, in 751, the new dynasty, the Carolingians, gave their predecessors damnatio memoriae treatment – like the ancient Roman emperors for whom that term was originally applied, they were vanished from the official histories.

Now Shippey’s argument was thoroughly criticised in a follow-up article that year by Walter Goffart. Goffart argued that the Carolingians did not give the previous dynasty damnatio memoriae treatment, and copies of the “Book of the History of the Franks” were present in Anglo-Saxon England. Goffart himself believes, for his own reasons, that Beowulf could not have been written any earlier than 923. Now, with regard to the whole damnatio memoriae thing I’m on Goffart’s side. While Carolingian historians, like the anonymous author of the Early Annals of Metz or Einhard in The Life of Charlemagne, did their best to portray the last Merovingian kings as lazy, degenerate and foolish, whose loss of real power to their mayors of the palace followed their eventual deposition was inevitable, they didn’t try to erase them from history at all. And in the 860s, Archbishop Wulfaldus of Bourges used Merovingian charters issued in the names of kings Childebert and Chilperic in a court case against Count Eccehard of Macon over ownership of the manor of Perrecy. Would King Charles the Bald’s judges have led that fly if it was no longer politically correct to speak of the Merovingians anymore? And, to state the obvious, England, while undoubtedly part of the wider Carolingian world, was never ruled by the Carolingians. So Shippey’s argument fails. But that doesn’t mean I agree with Goffart’s proposals for the dating of Beowulf either. And as someone with next to no knowledge of Old English philology, I can’t really take a position on the debate. But scholarly opinion, following the publication of Leonard Niedorf’s seminal The Dating of Beowulf: A Reconsideration (2014), is starting to gravitate towards the earliest date range.

 

Tolkien and the Carolingians

Since with the discussion of Beowulf we’ve ventured in the scholarly territory where J.R.R Tolkien was undisputed master (at least within the confines of Oxford) back in the day, where are the Carolingians to be found in Middle Earth? The northern early Middle Ages are there in abundance – the languages and place names of Middle Earth are modelled on Old English, Old Norse and Old Welsh, and many of the races that populate it are taken straight from Norse mythology (even the orcs, Tolkien’s trademark creation, get their name from an Old English word meaning hobgoblin or demon). Indeed, the Lord of the Rings is very consciously written to be like an Anglo-Saxon epic, and in many ways deviates from the literary conventions of the modern novel – fans like myself appreciate this, but other readers find it frustrating that more weight is given to lengthy descriptions of the exterior world over interior drama. But there doesn’t seem to be any place for the Carolingians in Tolkien’s majestic creation.

Or is there indeed? Concerning the hobbits (Tolkien’s other trademark creation and the only race that doesn’t have their provenance in Germanic folklore), some of them do have Frankish names – Pippin, Meriadoc, Fredegar, Adelard, Drogo, Dudo, Odo, Wilibald etc. But this is most likely intended for purely ironic effect. The Hobbits are famously idle, peaceable folks who just want eat and be left alone, while the Franks are famously vigorous, warlike and expansionist – can you imagine someone saying, to paraphrase a Byzantine proverb given by Einhard in The Life of Charlemagne, “have a hobbit as your friend, not as your neighbour”?

But there’s more. At the time Frodo, Sam, Pippin and Merry leave the Shire, the kingdom of Gondor is ruled by stewards, as it has been for 969 years since their branch of the royal house of Elendil died out – Aragorn is from the northern (Arnor) branch. The evolution of the office of the steward sounds remarkably identical to that of the mayors of the palace in the Merovingian realm. They started off as simple palace officials, responsible for managing the king’s household and doing the business of government during the king’s absence/ a royal minority. But gradually they assumed more and more de facto control of the executive, were able to make their office hereditary (in the Merovingian realm by the Pippinids/ Carolingians, in Gondor by the House of Hurin) and then after the royal line apparently terminated, ruled without a king – compare the Carolingians’ puny four years to the House of Hurin’s 969. But its here the comparison ends. After Charles Martel’s death in 741, the Carolingians found the last surviving Merovingian, Childeric III (what relation he was to his predecessor, Theuderic IV, we’ll never actually know) and made him king before deposing him in 751 due to his apparent uselessness. Meanwhile, the Stewards of Gondor soldier on until the one true king, Aragorn finally turns up. And in The Return of the King, Gandalf tells Pippin that Boromir once asked his father, Denethor, how long it would be until the stewards could make themselves kings. The penultimate steward of Gondor then replied “a few years, maybe, in other places of less royalty … in Gondor, ten thousand years would not suffice.” Perhaps Tolkien, who famously had a profound dislike of anything French, intended that as a bitchslap to the Carolingians and the Franks/ French for being less patient with their kings than the Gondorians.

 

"Francia has no king. Francia needs no king." So might Charles Martel have said in 740. But his son, Pippin the Short, evidently disagreed.

Did Charlemagne have a beard?

Certainly, its been artistic convention since the late middle ages to portray him with one. Albrecht Durer’s very famous 1512 portrait of the king of the Franks/ emperor in the west portrays him with a beard that wouldn’t look out of place on one of Tolkien’s wizards, and that’s kind of set the gold standard for artistic portrayals of Charlemagne since. But is it actually true to the historical record?

Definitely bearded here. The coronation of Charlemagne in 800 from the Saint Denis Manuscript of the Grand Chroniques de France (c.1325 - 1350)

The very famous Charlemagne reliquary bust (1349) at Aachen, photographed by me. Will do a post about this. There's more than first meets the eye.



The Frankish emperor depicted here in an French book of hours from the early fifteenth century, British Library MS Harley 2952 folio 62v

Panel painting of Charlemagne from the Aachen cathedral treasury dating to 1470, photographed by me. In the late middle ages, they had to invent coats of arms for all the historical figures who lived before heraldry came into being in the twelfth century. So they gave Charlemagne a coat of arms that was half the German eagle, half the French fleur de lys to reflect his status as a forefather to both the French and the Germans.


Durer's portrait of Charlemagne - absolutely majestic, but anachronistic on so many levels.


We have a famous physical description of Charlemagne from Einhard:

His body was large and strong. He was tall, but not unduly so, since his height was six times the length of his own foot. The top of his head was round, his eyes were large and lively, his nose was a little larger than average, he had fine white hair and a cheerful and attractive face. So, standing or sitting his presence was greatly increased in authority and dignity. His neck seemed short and thick and his stomach seemed to project, but the symmetry of the other parts hid those flaws. His pace was firm and the whole bearing of his body powerful. Indeed, his voice was clear but, given his size, not as strong as might have been expected. His health was good until four years before he died, when he suffered from constant fevers. Towards the end he would limp on one foot. Even then, he trusted his own judgement more than the advice of his doctors, whom he almost hated, since they urged him to stop eating roast meat, which he liked, and to start eating boiled meats.

(“Two Lives of Charlemagne” by Einhard and Notker the Stammerer, translated with an introduction and notes by David Ganz, Penguin Classics, 2008, p 34)

Now, as I remember well from doing “The Transformation of the Ancient World, 370 – 900” with Conrad Leyser in my first year at Oxford, this is a classic extract that tutors in early medieval history give their students to teach them source criticism. You see, while Einhard is obviously a close friend of Charlemagne who knew him well, he has very consciously modelled his biography of Charlemagne on Suetonius’ Lives of the Twelve Caesars, and at various points in this passage he directly quotes the ancient Roman author. Thus, you do have to ask: how much of this is the real Charlemagne, and how much of this is Einhard trying to present him as a deified Roman emperor? However, on closer examination you realise that he’s quoting Suetonius’ biographies of half a dozen different emperors, which suggests that Einhard is not attempting a comparison between Charlemagne and, say, Augustus, and that actually he is talking about the real Charlemagne and has simply lifted the quotes from Suetonius that fit Charlemagne’s description, so he can be true to fact whilst also showing off his Classical learning. But, more to the point, there is no mention of a beard here!

For contemporary written descriptions of the emperor’s physical appearance, that is all we have got. But we do have three artistic depictions from the time. The first are coins minted with Charlemagne’s image after his coronation as emperor in 800. The second is a tenth century copy of a ninth century manuscript illumination that depicts Charlemagne with one of his sons, Pippin of Italy, and a scribe. The third is an equestrian statue, which I saw in the Louvre when I visited it in May this year, dating between 800 and 875 that may be of Charlemagne or his grandson, Charles the Bald. There is a common pattern between all of them – Charlemagne is clean-shaven with short hair and a moustache. If we combine these with Einhard’s account, the overwhelming likelihood is that Charlemagne did not have a beard.





And indeed, if we look at other surviving artistic depictions of Carolingian rulers from the ninth century, we’ll see the same pattern yet again – they’re all clean-shaven with short hair and moustaches. What is the reason for this?

Paul Edward Dutton, a North America-based Carolingianist scholar, has an interesting theory for this. He argues that the Carolingians groomed themselves in such a matter in order to present themselves as a clean break from the previous dynasty, the Merovingians, who famously sported luxurious long hair and beards. Indeed, the Merovingians would be known to posterity as “the long-haired kings.” The whole long hair and beards vs short hair and moustaches may well therefore have been part of the Carolingians’ propaganda drive to present themselves as vigorous and morally upstanding in contrast to their lazy and degenerate predecessors. But that leaves another question unanswered – why did artists from the later Middle Ages onwards feel the need to depict Charlemagne with a beard? I cannot even begin to speculate about that.

At least by the late nineteenth century they got it right! The mosaics from the upper camera of Aachen cathedral depict Charlemagne with short hair and a moustache - clearly the prosperous bourgeoisie of Wilhelmine Germany who funded this had read their Einhard. Photograph by yours truly.


Why this book needs to be written part 1

Reason One: the Carolingian achievement is a compelling historical problem This one needs a little unpacking. Put it simply, in the eighth c...