Showing posts with label Italy. Show all posts
Showing posts with label Italy. Show all posts

Thursday 29 December 2022

On this day in history 3: following in your grandfather's footsteps

 And so we're back again with another Carolingian imperial coronation, one which followed almost exactly 75 years after the one we looked at last time and one which was very much meant to replicate it. And this post concerns probably my favourite Carolingian monarch of them all, Charles the Bald. 


On this day in 875, King Charles the Bald of West Francia was crowned Western Roman Emperor at Rome by Pope John VIII, having been crowned King of Italy and received the imperial regalia at the Italian capital, Pavia. On 12th August 875, Charles' nephew, Louis II, the king of Italy and the Western Roman Emperor, had died aged 50. His only child was a daughter, Ermengard. With the death of Louis II, the branch of the Carolingian family descended from Charles' elder brother, Lothar I (795 - 855), became extinct. This was a crucial step in the "great-thinning out" (as I call it) of the Carolingian dynasty. In 862, there had been five Carolingian monarchs (six if we include the usurper Pippin II in Aquitaine), each with the potential to start their own royal line in their respective kingdoms - there's also a seventh branch of the Carolingian family, the counts of Vermandois (descended from Charlemagne's middle son, Pippin of Italy) but we don't talk about them. By 875, it had already narrowed down to two - the West Frankish branch descended from Charles the Bald and the East Frankish branch descended from Charles' middle brother, King Louis the German of East Francia. By 911, there would be just the one branch, Charles the Bald's branch, which would continue to rule in West Francia, with some interruptions, all the way up to its termination in 987 - again, the Vermandois branch survived into the eleventh century and indeed beyond (they're also the female-line ancestors of William the Conqueror and all English monarchs since 1066, not to mention a huge chunk of the British aristocracy), but for the last time no one talks about them!

Now, like when King Lothar II of Lotharingia died, also childless (save for an illegitimate son, Hugh of Alsace) in 869, Louis II's uncles immediately pounced and tried to get first dibs on his kingdom and the imperial title. Charles managed to win the race and so he was crowned King of Italy and Western Roman Emperor on this day in 875.

In a way, this was the fulfilment of Charles' lifelong ambition. Though Charles, unlike his three elder brothers, had never personally known his grandfather, the Emperor Charlemagne (d. 814), he did grow up with him as a role model. In 829, when Charles was eight, one of his father's court poets and leading advisers, Walahfrid Strabo, wrote in his poem "Concerning the vision of Tetricus":

Happy the line that continues with such a grandson: grant Christ that he will follow in deeds whom he follows in name, in deed, in character, nature, life, virtue and triumphs, in peace, faith, piety, intellect, speech and dignity. In doctrine, judgement, result and in loyal offspring.

Janet Nelson has suggested in her 1992 biography of Charles the Bald, still the definitive work on the Carolingian monarch 30 years on, that Einhard's "Life of Charlemagne" was used as a mirror for princes in the 830s to provide the teenaged Charles with an education in political theory. Certainly, Charles had read Einhard's "Life of Charlemagne", as he quoted directly from it in a letter that he himself composed for Pope John VIII, shortly before his death in 877 at the age of 56. And all throughout his life, his courtiers were always trying to measure him up to Einhard's portrayal of Charlemagne as neo-Roman Emperor in the mould of Augustus Caesar, Vespasian and Titus.

This can also be nicely illustrated by comparing Charles to his middle brother, Louis the German (806 - 876). While the East Frankish king issued no legislation and kept his administration simple, he excelled in diplomacy and warfare, especially on his long eastern frontier with the Slavic realms extending all the way from the Baltic to the Adriatic. He was also very good at managing his sons, extended family and aristocracy, and never faced serious challenges to his rule from any of them in his 33 year long reign in East Francia. He also ruled much of his realm with a very light touch - he rarely set foot in the roadless, densely forested and still semi-pagan and tribal region of Saxony, but when he did in 852 he held public judicial assemblies (placita in the Latin sources) and his subjects eagerly petitioned him for dispute resolution and favours. Charles the Bald, on the other hand, was the opposite - the first twenty years of his reign in West Francia saw him experience revolts from both his sons, his extended family (his nephew Pippin II) and his aristocrats, and he wasn't all that militarily successful against the Vikings and Bretons and his East Frankish relatives. But Charles had a near-boundless vision. His legislation testifies to it - the Edict of Pitres in 864, which I've talked about here before, was the most lengthy and ambitious single piece of legislation any Western European ruler ever issued between the fifth and the thirteenth centuries. The Carolingian project of governmental reform and centralisation probably peaked under him - the coinage was very successfully reformed and put under tighter control, the foundations for a new system of national taxation (the first Francia had known since the old Roman tax system decayed in the seventh century), military service was extended to most of the free male population and missi continued to investigate the localities to ensure public justice was running smoothly and enquire into corruption and abuses with more vigour than ever. Royal assemblies, probably the most important institution of Carolingian government, were also at their grandest in his reign - Charles the Bald and his main adviser, Archbishop Hincmar of Rheims (806 - 882) were absolutely obsessed with ritual. Charles was also a real intellectual, who had extensively studied law, theology and Roman history since childhood, and during his reign the Carolingian project of expanding education and literacy and the influence of intellectuals at court continued to thrive.

The image below, from the Psalter of Charles the Bald, produced c.869 by an artist in Charles' Palace School, nicely illustrates how this had always been Charles' great ambition. It shows Charles enthroned and dressed in an ankle-length tunic and chlamys like a contemporary Eastern Roman (Byzantine) Emperor. He has a crown on his head (a symbol of kingship since Biblical Israel) and he carries the orb and sceptre, symbols of rulership that seem to have developed under the Carolingians in the late eighth and ninth centuries, symbolising his authority over the world granted to him by God. He also sits underneath a canopy in the classical Roman architectural style. The inscription in Latin, written in the square capitals used for monumental inscriptions in ancient Rome (as the Carolingians would have known very well), reads:

When Charles the Great presides with his crown on, he is similar in honour to Josiah and the equal of Theodosius.
Ca. 869 AD. BnF, Manuscrits, Latin 1152 fol. 3v, École du Palais de Charles le Chauve, Wikipedia Commons


Thus Charles the Bald is consciously being compared to three of his personal heroes here - the seventh century BC Old Testament King Josiah of Judah, a great reformer of Judaism who compiled the books of the Torah together; the Christian Roman Emperor Theodosius I or II, the former being the one who made Christianity the state religion of the Roman Empire and the latter being the one who codified Roman law into the Theodosian Code which Charles the Bald cites regularly in the Edict of Pitres; and the third being his grandfather Charlemagne.

Indeed, at the month-long Synod of Ponthion in June 876, Charles the Bald would come dressed in the traditional Frankish costume of knee length tunic, cloak and leggings at the start, but by the end was dressed exactly how he is in that image - in the East Roman imperial costume and with a crown. His wife, Queen Richildis, was then given her coronation as Empress. This was done to make it real to the West Franks that Charles was now Emperor. The image below, from the San Paolo Bible, nicely illustrates how he would have appeared.
By Benedictine workshop, probably in the Reims region. - Bible of San Paolo fuori le Mura, Public Domain, https://commons.wikimedia.org/w/index.php?curid=7590481. I would translate the inscription if it wasn't too damn faded. But its a masterpiece of Carolingian art all the same, especially rich in its use of colour and decorative patterns.


Finally, Charles also had a splendid throne made for his coronation. It survives in the Vatican museum, and is richly decorated with carved ivories. Below you can see the throne itself, and individual panels from it. They depict episodes from the labours of Hercules, including Hercules wrestling the Nemean lion and cleaning out the stable of Diomedes. This is demonstrative of how Charles and his court absolutely adored classical literature and mythology, and how Charles saw parallels between his own triumphs and tribulations as king and emperor and those of the greatest of the Greek heroes. But it may also be a warning, perhaps even influenced by Theodulf's poem we looked at earlier this year, against the dangers of pride and trusting too much in your own abilities rather than in God to give you success, which Hercules exemplified. Indeed, Charles himself was guilty of this on many occasions, as his attempt to reunify the entire Carolingian Empire by conquering East Francia ended disastrously at the battle of Andernach on 8 October 876. His imperial glory was also fleeting too, as he enjoyed it for only two years before his death in 877. 
Photo credit: Helen Gittos https://twitter.com/Helen_Gittos/status/1398695600854536193/photo/1







Bibliography:
David Ganz, "Introduction" in Einhard and Notker the Stammerer, Two Lives of Charlemagne, edited and translated by David Ganz, Penguin Classics (2008)
Janet Nelson, Charles the Bald, Longman (1992)
Chris Wickham, The Inheritance of Rome: A History of Europe from 400 - 1000, Penguin (2009)


Saturday 24 December 2022

On this day in history 2: the coronation of Charlemagne and Merry Christmas

Tomorrow is Christmas Day so, as well as being the anniversary of the birth of Jesus Christ, it will also be the 1222nd anniversary of the coronation of Charlemagne. The Royal Frankish Annals, written very soon after the event, tell us what happened:

“On the most Holy day of Christmas, when the king rose in prayer in front of the shrine of the blessed apostle Peter, to take part in the Mass, pope Leo raised a crown on his head and he was hailed by the whole Roman people: to the august Charles, crowned by God, the Great and peaceful Emperor of the Romans, life and victory! After the acclamations the pope addressed him in the manner of the old emperors. The name of Patricius was now abandoned and he was called emperor of the Romans.”
But why did this event happen, and why was it significant. Let’s take a look.
First things first, a short potted history of relations between the papacy and the Franks. Before the eighth century, the Franks and the papacy had very little to do with each other. Pope Gregory the Great (r.590 - 604), arguably the most proactive pope of the early Middle Ages, only addressed 30 of his more than 800 surviving letters to Frankish Gaul. The popes’ horizons mostly consisted of Italy and the East, where the enjoyed ongoing yet often very fraught relations with the Roman emperors in Constantinople, whom the popes in Rome were politically the subjects of. Meanwhile, the Lombards, a Germanic people, were building a powerful centralised state in Northern Italy which threatened the areas of the Peninsula remaining under Roman imperial control and the city of Rome itself. And from the 680s, there was a movement from within the city of Rome itself to break free of Roman imperial control and establish a ”Republic of St Peter.”
Things got really nasty in relations between Rome and the city of Constantinople when the Pope got into a nasty little spat with the Roman emperor, Leo IV the Isaurian (nope, not a type of dinosaur, a person from the wild Midwest of what is now Turkey) over whether it was ok to worship images of saints. Leo ended up confiscating all of the lands the papacy owned in southern Italy and Sicily, as well as depriving it of jurisdiction over the churches in southern Italy, Sicily, Ravenna, Venice, Istria and Dalmatia and giving them to Constantinople instead. The popes were livid, and from then on basically dropped the Roman emperors as their protectors and went essentially independent.
But the Lombards were closing in all the same, and the papacy needed a new protector. The pope found one in none other than our old friend, who I’ve written a fair few things about, Charles Martel. You see, Charles was a super successful Frankish statesman and general who had ruled as the prime minister of the Frankish kingdom for almost two decades, ended the civil wars there, fought successful campaigns against the pagan Saxons over the Rhine, defeated and converted the pagan Frisians in the Netherlands and beaten the Muslim Arab invaders of Gaul at Tours in 732 and at the river Berre in 737. Now he looked like the perfect candidate to headhunt as the papacy’s new protector. So the Pope sent envoys to Charles Martel with gifts and was like “yo, how’s it going man? Wanna help me out against these Lombards whenever I need it in return for some nice gifts and moral support.” And Charles Martel was like “sure thing, homie.”
Now Charles Martel died in 741 and his sons, Pippin the Short and Carloman, became joint prime ministers. Carloman found it all a bit too overwhelming - he literally butchered almost the entire tribal nobility of Alemannia (southwest Germany) at a massive show trial at Cannstadt in 746 after they rebelled - so he was like “man, all this politics and war is incredibly depressing. I can’t cope with this anymore. Need a change of scene to something quieter, more mellow.” so he went down to Rome in 747, met the pope and became a hermit at Monte Soracte. Pippin was this left in sole charge of the Frankish kingdom. But Pippin continued to be faced with rebellions across the Frankish kingdom, and realised that if he wanted his authority to be respected by all he needed to take over from the Merovingians, who by now were constitutional figureheads even more so than Charles III is now. But how was he going to do it. The Merovingian kings had ruled the Franks unchallenged for more than 250 years - longer than the USA has been around as of today. So how was he going to avoid coming across like an upstart parvenu. The answer was he needed to phone a family friend - none other than the Pope himself. So in 749, he sent the bishop of Wurzburg on an embassy to Rome, and the pope gave him the green light to overthrow the Merovingians, supposedly saying “it’s better to have a king that had real power than one without.” Thus in 751, Pippin deposed the last Merovingian king, Childeric III, in one of the most successful, bloodless coups d‘etat in history. He was elected king by the Frankish nobility at Soissons and then anointed - a relatively new royal ritual that had just reached Frankish Gaul from Ireland and Visigothic Spain, but a powerful way of demonstrating that his royal authority came from God.
But that wasn’t enough. Three years later, Pippin was feeling really anxious. He was a usurper, the last Merovingian king and his son still lived in a monastic jail cell, and many Frankish nobles were now thinking - “if Pippin can have a pop at taking the throne for himself, why can’t we? What really makes him special and unique compared to us? Nothing.” And as it happened the Pope was in trouble as well. The Lombard king Aistulf had conquered the last major outpost of the Roman Empire on the north Italian mainland, Ravenna, in 751, and was now threatening Rome itself. This in 754, Pope Stephen II came north to Gaul, the first pope ever to travel north of the Alps, and in a special ceremony he reanointed Pippin the Short, to bolster his sacred royal authority. But he also did the same to Pippin’s sons, Charles (the future Charlemagne) and Carloman. And to put Pippin’s anxieties to rest once and for all, he made the Frankish nobility swear an oath not to elect any king ever again, except from Pippin’s male descendants.
But now Pippin had to honour his part of the bargain. In 754 - 757, he led campaigns into Italy to bring the Lombard king Aistulf to heel, making him promise to never bother the papacy again. The papacy itself received Latium and the Romagna in central Italy as its own sovereign territories - the 750s are the true birth of the Papal States.
Pippin died in 768, and was succeeded by Charlemagne and Carloman. Carloman died in 771, leaving Charlemagne in sole charge of the Frankish kingdom. The Lombards began to threaten Rome again and the pope was like “Charlemagne, my good friend. I’ve done so many favours for you, like anointing you when you were only six years old. Now come give me a hand against those bloody Lombards, who can’t honour a simple agreement if their lives depended on it.”
So Charlemagne invaded the Lombard kingdom in 774 and after laying siege to the capital Pavia, managed to conquer the highly centralised Lombard kingdom in a matter of months and took the Lombard king Desiderius and his family prisoner. The Pope showed his gratitude to Charlemagne by making him a patrician of Rome. Charlemagne and Pope Hadrian III were pretty good pals and in the Pope’s epitaph, possibly written by Charlemagne’s Anglo-Saxon adviser Alcuin, Charlemagne is described as having basically viewed the pope as a second father.
By the late 790s, things were looking absolutely splendid for Charlemagne. He now had an empire that stretched from the roadless, still mostly pagan Saxony covered with thick forests to the ancient cities of Italy and from the Atlantic to the Elbe. He had just founded a splendid new capital in the Old Roman spa town of Aachen, which one of his court poets claimed was a new Rome with its own forum and senate - some pardonable literary exaggeration thete. Another court poet claimed that Charlemagne’s recent destruction of the Avar Khaganate in 795 - 796 meant that he had surpassed the achievements of Julius Caesar and the pagan Romans because he, unlike them was backed by Christ. Charlemagne’s courtiers nicknamed him king David, after the Biblical hero. and his court was a centre of learning and culture to rival that of Solomon’s. And in 789, Charlemagne had issued the general admonitions, a lengthy administrative document distributed across the whole kingdom which aimed to reform government to make it more centralised and efficient, tackle corruption and injustice, increase education and literacy and build a better, more moral society. So it seemed right, amidst all this euphoria, that Charlemagne make an ambitious statement about his achievements.
Now in 799 that opportunity came. The pope was now Leo III, a man of non-noble background whose father may have been an Arab. The mafiosi aristocracy of Rome and Latium didn’t like that they had an outsider in charge - they wanted someone from the in-group. So they sent a lynch mob of Roman citizens who ambushed the pope when he was on a procession from the Lateran palace to the church of St Lawrence, threw him off his horse, gouged out his eyes and cut off his tongue before leaving him naked on the streets to bleed to death. The Duke of Spoleto rescued Pope Leo, who then fled north to seek Charlemagne’s help. Charlemagne was busy for the time being, but in August 800 he came down to give his friend the Pope a hand and teach those unruly Italians a lesson.
Charlemagne arrived at Rome at the head of a massive Frankish army on 24 November and had a triumphal procession in the city to Old St Peter’s with Pope Leo. In early December, Charlemagne convened a judicial assembly in Rome and held an inquest into what had happened last year. The citizens of Rome accused the pope of various crimes. But no witnesses came forward, so Pope Leo himself was like “very well then, let the Lord Jesus Christ and St Peter be my witnesses.” He ascended to the pulpit and put his hand on the gospel, St Peter intervened on his behalf and everyone then agreed the Pope was innocent.
The Pope was now completely in debt to God, St Peter and to Charlemagne. So what was he going to do? How was he going to say thank you and truly repay Charlemagne. Given that Charlemagne was the divinely anointed king of the Franks and Lombards, Patrician of the Romans and the most powerful ruler Western Europe had ever known since the Western Roman Emperors whose empire consisted of all six original member states of the EU plus a few other territories as well, there was only one thing he could really give him now. The Roman imperial title. So on 25 December 800, when Charlemagne went to St Peter’s Basilica to put the mass in Christmas, the Pope gathered together the Roman people, plonked the imperial diadem on Charlemagne’s head and proclaimed him the first Western Roman Empire in more than 320 years in front of a cheering crowd. And, as they say, the rest is history.
But hang on a minute. We need to consider some important questions. Was this really a holiday surprise? What were its implications? And how did the still Roman emperors in Constantinople feel about this, given they weren’t consulted about it?
Einhard, Charlemagne’s faithful friend and biographer, readily provides the answers to two of those questions.
“He said that he would not have entered the church that day, even though it was a great feast day, if he had known in advance of the pope’s plan … the Roman emperors were angry about it. He overcame their opposition through his greatness of spirit, which was without doubt far greater than theirs, by often sending ambassadors to them by calling them his brothers in his letters.”
So Einhard claims that Charlemagne was completely taken by surprise about it all. But was he really? Some would suspect that Einhard was just trying to make his dear old friend, the emperor, look modest. When we look more broadly, we can see that Charlemagne didn’t loathe grandeur and ceremony. This was the king, after all, who was nicknamed “David” by Ovid courtiers, who was called “the father of Europe” by the author of an epic poem imitating the style of Virgil’s Aeneid in his lifetime, built a splendid palace in the ancient Roman style at Aachen and who got absolutely hyped when the Abbasid Caliph, Harun al-Rashid, the most powerful ruler west of China, recognised him as an equal by sending him an elephant called Abdul Abbas in 802. The imperial title may have been a surprise Christmas present, but I don’t see any evidence to really suggest that Charlemagne objected to it - on the contrary I think he saw it as literally his crowning personal achievement.
But as Einhard absolutely correctly hints at, the Roman emperors in Constantinople were not happy with it at all. In their view, the pope had shunned them as the latest incident in their ongoing diplomatic row by giving what was not his to give to a Germanic “barbarian” ruler. The pope tried to justify what he had done by saying that there was no Roman emperor so the position was vacant. That was because at the time the Roman Empire was ruled by Irene of Athens who had taken over from her deposed and blinded son Constantine VI (there really is an awful lot of blinding in this period) in 797 - the first woman to rule
in her own right in Roman history, and not the last (more reigning Roman empresses would follow in the eleventh century). Indeed, there was talk of Charlemagne marrying Irene and unifying the two empires. But in 802 Irene was deposed and the new emperor, a Roman general called Nikephoros, was not happy either and so from then until 812 Charlemagne and Nikephoros entered a kind of Cold War in which Charlemagne attacked the Republic of Venice, by now basically independent but still legally part of the Roman Empire. Einhard lightly glosses over this. But in the end, Charlemagne and Emperor Michael I came to a diplomatic agreement to peace and mutual recognition in 813. Still, relations between West and East were soured thereafter. It’s notable that Einhard correctly called Michael and Nikephoros the emperors of the Romans. Later Carolingian writers would call the Romans “the Greeks” instead, a highly insulting term, just like modern historians now erroneously call them the Byzantines - a wholly anachronistic term. Meanwhile, the Romans continued to view the Franks with classically Roman disdain as Barbarian upstarts. The exchange between Charlemagne’s great-grandson, the Emperor Louis II, and Emperor Basil I in 871 makes for fun reading, as both claimed to be the real Roman emperor and called the other a Greek/ German impostor. Many more exchanges like this would come over the centuries, as western and eastern emperors claimed exclusive rights to the ancient Roman legacy - honestly, why couldn’t they have just agreed to share it?
But it’s clear that Charlemagne getting the imperial title didn’t mean he ruled over a new state or that he ruled different. He continued his zeal for centralisation of government, moral reform and promoting education and classical Roman artistic and literary revival, but this has already begun no later than the 780s. And in 806, when Charlemagne drew up a succession plan for his three adult sons, the empire was to be divided equally between the three of them and there was no mention of the imperial title. It was only because only one son, Louis the Pious, outlived his father that the imperial title was able to be passed to future generations and wasn’t just Charlemagne’s personal trophy.
But the popes this meant a big deal. Pope Leo III, before his death in 816, built many additions to the Lateran Palace, and in its great hall he created some amazing mosaics in the apses. Like most art and architecture from the early Middle Ages, they sadly do not survive today, but are mentioned in the ninth century book of the Popes and we have detailed accounts from the sixteenth and seventeenth centuries and some early eighteenth century drawings of them. One of the mosaics shows Charlemagne and the Pope as equals standing below St Peter, and the inscription reads “blessed St Peter, give Pope Leo life and Emperor Charles victory.” Thus it would seem that the Pope saw him and Charlemagne as equals, both deriving their authority from God and protected by St Peter. But given that the Pope was the successor to St Peter, would that mean that the emperor was subject to the pope. Given that the Carolingian emperors were massively more powerful than the popes and de facto led the church in Western Europe, the poles weren’t going to challenge their authority or subordinate them to them. But after the papal revolution of the eleventh century, when the popes became much more powerful, many popes would demand subjection from the German emperors. Indeed, Pope Innocent III, the Uber-Pope of the Middle Ages, would claim he could make whoever he wanted emperor at will, and did so on multiple occasions in the opening decades of the thirteenth century during the great Welf-Hohenstaufen civil war, in which the pope backed both sides at different points. Thus, the memory of the coronation of Charlemagne was not treasured after the Reformation, and even more so in nineteenth century Germany when Otto Von Bismarck was trying to destroy the power of the Catholic Church in the southern regions of the German empire like Bavaria with his kulturkampf - the literal origin of the term culture war. This German historians in the nineteenth and early twentieth centuries made a big deal of Einhard’s comments, claiming that Charlemagne was a true Germanic king who was reluctant to become a Roman emperor because knew all too well that it was just an evil clerical conspiracy to subordinate the state to the church, which the Prussian monarchy was now working so hard to undo in its newly acquired empire.



early eighteenth century drawings of the ninth century Lateran palace mosaics, just before they were demolished, adapted from Paul Edward Dutton (ed), “Carolingian civilisation: a reader”, University of Toronto Press (2009)



Post-WW2, views of the coronation of Charlemagne have been a lot more positive, as a fusion of three integral elements to modern Europe - the Roman, the Germanic and the Christian. Indeed, Charlemagne’s empire has been seen as a forerunner to the EU, which had the Charlemagne prize for promoting European unity to this day.

Finally, Merry Christmas to one and all!

The nativity scene is depicted on the ivory book cover to the Lorsch Gospels (c.800), contemporary to Charlemagne's coronation and most likely by either one of the artists at Charlemagne's court or by the workshops at the royal monastery of Lorsch - a real masterpiece of Carolingian art, showing both the classical Roman artistic inheritance as well as many distinctively Carolingian stylistic features.




Thursday 15 December 2022

From the sources 9: self-righteousness and hypocrisy in the eleventh century reformation Part 2

 

So we’re back where we left off. Why did the plan to kickstart the almost adolescent Guibert on his clerical career fall through? Well firstly, we need to understand how the initial job offer was made. Like most job offers, then and now, it was made after a vacancy had emerged in the institution, in this case the collegiate church at Clermont owned and controlled by Guibert’s brother’s feudal lord. But the circumstances in which the vacancy had emerged were nothing ordinary. Indeed, it had come about because a new revolutionary movement was starting to send shockwaves across Europe in the 1060s. But what was this revolution? Guibert, who had a good awareness of recent historical developments, gives us plenty of indication as to what this revolution was:

At that time, the Holy See had initiated a new attack against married clerics. Consequently, some zealots began railing against these clerics, claiming that they should either be deprived of ecclesiastical prebends or forced to abstain from priestly functions.

What Guibert is alluding to here is a revolution brewing all the way over in Rome (the Holy See), but one that nonetheless was sending none other than the papal revolution or the reformation of the eleventh century. Historians have traditionally called it the Gregorian reform movement – the latter term is misleading because, contrary to what earlier generations of scholars thought, pretty much all historians now would agree that it wasn’t all the brainchild of Pope Gregory VII (r.1073 – 1085). For starters, it had begun a generation before Gregory, in the time of his predecessors Leo IX (r.1049 – 1054), Nicholas II (r.1059 – 1061) and Alexander II (r.1061 – 1073). The exact roots of this revolution are incredibly murky and hard to determine, and there’s no agreement among historians as to why it came about, though its safe to say it didn’t come out of the blue. What we can say is that by c.1060, a clearly identifiable revolutionary movement, with its cockpit in Rome and its main hotbeds of support in France, the Low Countries, Western Germany and Northern and Central Italy, had emerged calling for the following:

1.       Strong, centralised papal leadership over a Latin Western church unified by law and religious practices.

2.       The end of secular control over churches and monasteries, and any lands or tithes attached to them, and the appointment of priests by lay men (lords and kings).

3.       A wholesale campaign against corruption within the clergy, aimed specifically at stamping out the four evils of simony (purchasing of church positions), nepotism, clerical marriage and pluralism (priests being responsible for multiple churches and getting revenues from them).

While not the mastermind behind the Eleventh Century Reformation, without a doubt one of the most fiery and determined revolutionary leaders in history - Hildebrand of Sovana (1015 - 1085), or as he became, Gregory VII. 


All of these three aims were highly interconnected. In the first half of the eleventh century, Western Christendom was essentially a patchwork of local churches, all with their own effective leadership and very different customs, especially when it came to church services (the liturgy). They essentially shared only the Latin language, a set of theological doctrines that hadn’t changed in almost 300 years and nominal allegiance to the pope in Rome. Peter Brown has aptly described Europe in the period 500 – 1050 as consisting of “micro-Christendoms.” The papal reform movement aimed to transform this into a tightly-run religious multi-national corporation, or to pick a different analogy a sort of medieval European Union. To this end, the church as a corporation needed complete control over all church buildings, lands and offices, and the clergy needed to be transformed from being essentially local community figures and civil servants to kings and princes, into a tightly organised and morally upright pan-European bureaucracy answerable first and foremost to the church as a corporation and its CEO, the pope.

The effects of this transformation can be clearly illustrated by a comparison, between Gregory the Great (r.590 – 604), arguably the most powerful and successful early medieval pope, and Innocent III (r.1198 – 1216), without a doubt the most powerful and successful pope of the high Middle Ages.

More than 850 of Gregory letters survive. This is a figure so voluminous that only a few figures in European history before the twelfth century, such as the Roman statesman Marcus Tullius Cicero, 835 of whose letters survive thanks to the heroic efforts of early medieval copyists, can come close to rivalling him for. Gregory’s letters are overwhelmingly addressed to recipients from Central Italy, the Bay of Naples and Sicily. Fewer than thirty of his letters were addressed to recipients in Merovingian Gaul, excluding those for Provence where the Pope owned agricultural estates. Fewer than ten were addressed to Visigothic Spain. Perhaps Gregory the Great’s most famous achievement was instigating the process of the conversion of the Anglo-Saxons to Christianity by sending St Augustine of Canterbury to the court of King Aethelbert of Kent. Yet most of the Anglo-Saxons were converted not by the Roman mission, but by Irish missions led by the likes of Saint Aidan. The result of this was that Anglo-Saxon England remained divided between Celtic and Roman Christian customs, which were profoundly different from each other until the Synod of Whitby in 664, in which the Roman method for calculating the date of Easter won out over the Celtic one, which was then followed by a plague that killed off most of the pro-Celtic bishops. Theodore of Tarsus, whom I’ve mentioned here before, came over to England in 668 and strictly reorganised the church under Roman lines, and from his time on Anglo-Saxon archbishops of Canterbury would collect their pallium (band of cloth symbolising their office) from Rome.

 Thus, the Pope had considerable leverage in Anglo-Saxon England, but very little anywhere else in early medieval Europe outside Italy. Pippin the Short might have deposed the last Merovingian king, Childeric III, with the sanction of Pope Zacharias and been anointed by his successor Stephen II. Charlemagne might have been crowned by Pope Leo III. Lothar I might have got Pope Gregory IV to be on his side for moral support in the Field of Lies in 833, where he and his brothers Pippin and Louis the German tried to depose their father, Emperor Louis the Pious. But papal authority in the Carolingian empire was mostly nominal. The Carolingians may have spread Roman customs for monasticism and the liturgy across their territories at the expense of pre-existing local ones, but they did this at their own accord, not that of the papacy, and the pope only exercised influence over the internal affairs of the Carolingian Empire when he was called in to do so i.e., Pope Nicholas I (r.855 – 867) in Lothar II’s messy attempt to divorce Queen Theutberga. Indeed, sometimes the papacy and the Carolingians resented each other and wanted to stay out of each other’s affairs completely, as was the case with Pope Paschal I (r.817 – 824), who basically wanted the Holy See to withdraw into its own and told Louis the Pious’ envoys in 823 to f*** off. And as Paschal I’s pet project, the Basilica of Santa Prassede in Rome shows, he really fancied himself as essentially the local ruler of the eternal city, unmatched throughout the Christian world in the number of ancient martyrs, saints and churches it could fit within its walls.

Pope Paschal I's ninth century mosaics at Santa Prassede, Rome. By Welleschik - Own work, CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=6853832




For Innocent III, 5,000 of his letters survive. These are addressed to an impressive range of recipients which are more evenly across the whole of Catholic Europe. To give just a particular kind of example, he sent letters addressed to ordinary men and women (not kings, queens or aristocrats) who wanted to separate from their spouses at Osney in Oxfordshire, Siponto in Southern Italy and in Spain and Austria. His activities as pope also included the following:

1.       At the Fourth Lateran Council in 1215, he received delegates from Poland to Portugal and from the Arctic Circle to the Holy Land – until the First Lateran Council in 1123, church councils in the west tended to be only kingdom-wide or provincial affairs. There he made rulings, binding throughout the whole of Latin Christendom on a whole range of things. These included declaring that the universe was indeed created from nothing; banning the clergy from gambling and being drunk; exempting priests from taxation; determining how many degrees of kinship made a marriage incestuous; requiring Jews to wear special clothing to mark themselves out from Christians.

2.        Innocent III excommunicated King Philip Augustus of France for making an attempt at licenced bigamy when he couldn’t divorce his queen, Ingeborg of Denmark, and King John of England for refusing to accept his favourite candidate for Archbishop of Canterbury, Stephen Langton. He even forbade religious services from taking place in both kingdoms until their kings had reconciled with him.

3.       He acted as referee in the civil war in Germany from 1198 – 1208, made and unmade one German Emperor (Otto IV) and then made another (Frederick II).

4.       He launched two crusades to the Holy Land, one of which (the Fourth Crusade) he inadvertently sent off course to Constantinople after he excommunicated all the crusaders in 1202 for attacking the Catholic Croatian town of Zadar, and another against the Cathar heretics in Southern France.

5.       He approved the creation of the Franciscan and Dominican orders of friars.

6.       He annulled the Magna Carta for King John in 1215.

The following was also true of the church as an institution by 1215:

1.       It had a clearly defined, fairly uniform official hierarchy across Europe that had to answer first and foremost to the authority of the Pope – Pope, Cardinals, Legates, Bishops, Archdeacons, Deacons, Priests, Canons and Minor Orders.

2.       It directly owned 20% of all agricultural land in Europe, and could claim 10% of all legitimate incomes as tithes paid to priests and bishops (not to be appropriated by kings and lay aristocrats).

3.       It had a network of church courts all over Europe, with the Papal Curia in Rome being the highest of them all, in which priests could be tried for criminal offences separately from the rest of the population, and anyone could appeal to for dispute resolution over marriage, debt and a whole host of other things.

A near-contemporary fresco (1219) of Pope Innocent III, the Uber Pope of the Middle Ages


All of this would have been unthinkable until the later eleventh century. This might surprise us, because many of us are used to thinking of the Middle Ages as single epoch in the general setup of things largely stayed the same throughout. We’re also used to thinking of it as an age in which the Church was a concrete and all-powerful institution with iron control over all of Europe – almost like the Cold War era Eastern Bloc, but with popes and the inquisition being like a kind of Stasi. Of course, this popular view in the Anglo-American world is in itself is a misleading caricature, based on more than 500 years of anti-Catholic propaganda. But like all myths there is a kernel of truth in it. Yet that kernel of truth only applies to the twelfth to fifteenth centuries, when the Church really was this pan-European religious corporation under the supreme central leadership of the Pope. And the revolution going on in Guibert’s lifetime was the turning point that made this world possible. Without it figures like Innocent III, who really was quite the authoritarian and really did try to leave the stamp of his power across the whole of Europe, could not have existed.

Who made this possible? Political revolutions need leaders and visionaries and the papal revolution had them aplenty – Pope Leo IX, Cardinal Humbert of Silva Candida (1015 – 1061), Cardinal-Bishop Peter Damian of Ostia (1007 – 1073), Pope Nicholas II, Pope Alexander II, Pope Gregory VII and Pope Urban II (r.1088 – 1099). Indeed, Gregory VII can be seen as something of a Vladimir Lenin figure in the Papal Revolution, and he divides opinion among historians as much as Lenin used to do, but now doesn’t so much.

But revolutions can’t succeed with these alone. They need provocateurs and shock troops. Provocateurs they certainly had in the form of Cardinals and Papal Legates (commissioners sent into different kingdoms), themselves innovations of the late 1050s and early 1060s. But who were their shock troops. Among their shock troops were the German nobles who rebelled against Emperor Henry IV during his struggle with Pope Gregory VII over who had control over the church in the German Empire in the 1070s. Also among them were the Norman barons and knights who conquered Anglo-Saxon England with William the Conqueror or who subdued Southern Italy with Robert Guiscard. The Normans fought at Hastings on 14 October 1066 under the papal banner, after William had gained Pope Alexander II’s support for the invasion on the promise he would reform the English church, helped by Gregory VII (then Archdeacon Hildebrand). The Norman Conquest of England in 1066 – 1071 was then followed by a programme of thoroughgoing reform and upheaval of the English church under William the Conqueror – I recently taught this to my Year 10 GCSE history class, focusing of course on the latter side of things. The Norman Conquest of Southern Italy meant bringing those lands back under the Pope’s remit to begin with, since they belonged either to the East Roman Empire or the Muslim Arab rulers of Sicily, and the Normans literally held their territories there as fiefs from the Pope.

The papal banner at Hastings as shown in the Bayeux Tapestry (c.1070)


But it wasn’t just elite warriors who were the pope’s shock troops. The eleventh century is basically the point in time at which we see popular politics and the crowd re-emerging clearly for the first time in the West since the days of the Western Roman Empire. We’ve seen signs that peasants in the Carolingian Empire were aware of politics and the law in the Carolingian Empire, but its in the eleventh century that we really start to see ordinary people getting politicised for the first time since antiquity. Relatively humble clerics, monks and preachers, the “zealots” of Guibert’s account, were able to capture huge audiences with their charismatic speeches and demonstrations. They could then whip up these crowds into a frenzy and use them as lynch mobs to go after priests deemed to be corrupt or pressure the authorities to reform the church.

This was the case from the beginning. The nominal start date of the papal revolution is the Council of Rheims in 1049, which Leo IX held despite not asking for King Henry I of France’s permission. For the Pope to hold a church council outside Central Italy without asking the permission of a monarch was unprecedented and unacceptable. The king angrily responded by holding a feudal levy at the same time as a council which a third of the French bishops and abbots attended, and Leo IX excommunicated them – no ninth or tenth century pope would have dared try and override the authority of a king like that. But what interests us is that at the council, Leo IX made all the French bishops and abbots who did attend swear on holy relics that they had not bought their offices – that they hadn’t committed simony, in other words. They had to do this in front of crowds of ordinary citizens of Rheims and peasants from the surrounding countryside, who had come to cheer on the reformers and pressure and intimidate the bishops and abbots who wouldn’t comply. From the beginning, the papal revolution was populist.

Quite the place to start a revolution, is it not? The Romanesque basilica of Saint Remigius at Rheims, which Leo IX consecrated before the council in 1049. I visited it in May and had a very good time there.



And it only got more so from there. In May 1057, an incendiary sermon preached when the relics of Saint Nazzarro were being moved from one church to another led to popular uprising in Milan – the Patarenes. This predominantly lower-class movement took over the city government of Milan from its archbishop, installed their own priests in the city churches in place of those they saw as corrupt and even lynched some of the priests who had bought their offices/ were married – there was revolutionary violence aplenty in the Patarene uprising, that any Jacobin or Bolshevik would give a nod of approval.

At Florence in 1068, an immense crowd of its citizens gathered to watch Peter, a Vallombrosan monk, walk through flames in support of his abbot, Giovanni Gualberto’s, campaign against simony and nepotism, in particular against the Bishop of Florence who had bought his office. He miraculously survived, the opposite of what happened to Mohamed Bouazizi, the Tunisian street vendor who set himself on fire on 17 December 2010 and literally ignited the Arab Spring, but this put kindling on papal revolution all the same.

Pope Gregory VII himself was all in favour of encouraging popular unrest against clerics who wouldn’t budge. Indeed, he himself said in one of his letters:

We have heard that certain of the bishops who dwell in your parts either condone or fail to take notice of the keeping of women by priests, deacons and sub-deacons. We charge you in no way to obey these bishops or follow their precepts …

… If they disregard our rulings, or rather those of the holy fathers, the people may in no wise receive their ministrations, so that those who are not corrected by the love of God and the honour of their office may be brought to their senses by the shame of the world and the reproof of the people.

Gregory VII was hardly a democrat. But he did hold the incredibly radical belief that if people in positions of authority were deeply corrupt and immoral, you were under no obligation to show respect or obey them in any way. This was exemplified in 1076 when he released all the German nobles from their oaths of loyalty to Henry IV of Germany, thus taking a sledgehammer to the traditional authority of kings and emperors. But here was appealing to a lesser sort of people, ordinary townspeople and peasants as well as aristocrats. And to encourage them to reject the authority of bishops who allowed the priests in their diocese to live in sin really was incredibly socially subversive, as well as theologically dubious – it did sound remarkably like the late Roman heresy of Donatism. This kind of thinking, that high-minded transformative ideas must trump respect for established order and authority, is the spirit that has, for better or worse, made the modern world. in many ways also, Gregory VII was being just like a Mao Zedong, a supreme leader  trying to build his own power by encouraging terror, unrest and general defiance of established elites in favour of high-minded revolutionary ideas. The parallels between the traditional Chinese elites and the centrality of kings and bishops to early medieval Western European social order, both of whose traditional power was challenged or even broken in this wave of extremism, are also tempting. Gregory VII was a truly dangerous man, and in the words of my former university tutor Conrad Leyser “a maniac.”

Indeed, we can see the truly subversive potential this had after Gregory VII’s death. In the opening decades of the twelfth century, around the time Guibert de Nogent was writing his autobiography, a blacksmith in Ghent in Flanders called Manasses led a crowd of his fellow citizens to expel a married priest from one of the city churches. He was an associate of Tanchelm of Antwerp, a critic of corrupt and unreformed clergy who was so extreme that he was accused of heresy, but was so popular that until some years before his death in 1115 no one dared arrest him and he actually served as the Count of Flanders’ envoy to the papal court. Another example of papal reformers who veered into heretical territory is the monk Henry of Lausanne, a super charismatic preacher who in 1116 led a successful popular revolt against the clergy of Le Mans and forced all the city’s prostitutes to marry all the unmarried men there. Henry of Lausanne encouraged people, as shown by his wildfire preaching campaigns in southern France, to reject infant baptism and the necessity of priests performing the sacraments for people to get into Heaven, ideas that prefigured the teachings of Protestant Reformers. Gregory VII would have been horrified by him, as indeed were orthodox Catholics at the time, but he was nonetheless part of the can of worms that Gregory VII had unleashed. Indeed, so much of the history of the high and late medieval church is all about the attempts to reign in the demons that the papal revolution, and Gregory VII in particular, had unleashed. It is also through this that we can trace a direct link between the two great reformations – the one in the eleventh century, and the one in the sixteenth.

This post might seem like an unnecessary tangent, given that we were supposed to be discussing Guibert, but I’m afraid it was necessary. Thanks for bearing with me, but for the next post we’ll zoom back into the juicy details, and see how the eleventh century reformation/ papal revolution played out at the grassroots level and how that affected young Guibert’s future.


Sources:

“A monk’s confession: the memoirs of Guibert de Nogent” edited and translated by Paul Archambault, University of Pennsylvania Press (1996)

Chris Wickham, “The inheritance of Rome: A history of Europe from 400 -1000”, Penguin (2009)

Robert Moore, “The first European Revolution, 970 - 1215”, Blackwell (2000)

“Selected letters of Pope Innocent III concerning England (1198 - 1216)”, edited and translated by C.R Cheney, Thomas Nelson (1953)

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